CLEARWATER CAPITAL PARTNERS
CLEARWATER CAPITAL ADVISORS, LLC Legal Name
Adviser information for CLEARWATER CAPITAL PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,433 | $1.0B |
| Non-Discretionary | 49 | $203.5M |
| Total | 2,482 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 603 | $204.7M |
| HNW Individuals | 218 | $726.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 75 | $228.1M |
| Charitable organizations | 17 | $32.5M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 29 | $40.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsQUALIFIED PLAN CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.0B |
| Portfolio Manager | 1.0B |
| Both for Same | 1.0B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CLEARWATER CAPITAL PARTNERS STRATEGIC WEALTH MANAGEMENT PROGRAM | CLEARWATER CAPITAL PARTNERS |
Principal Office
2800 WEST HIGGINS ROADSUITE 1025
HOFFMAN ESTATES
IL
United States
Monday - Friday, 8:00 - 5:00
Tel: 847-841-8650, Fax: 847-841-1866
Websites
twitter.com/ccpwealth
www.linkedin.com/company/ccpwealth/
www.facebook.com/ccpwealth/
www.facebook.com/clearwater.capital.5
www.instagram.com/ccpwealth/
www.thesensibleessentialist.com/
www.ccpwealth.com
lifeintegrated.blog/
www.thedrivenfiduciary.com/
www.theapexadvisor.com/
www.ccpthoughtleadership.com/
vimeo.com/user28559025
www.chiconwallstreet.com/
www.youtube.com/@clearwatercapitalpartners
www.instagram.com/ccpwealth/
open.spotify.com/show/4kb5zjurqgiysktqrpvtpz
podcasts.apple.com/us/podcast/clear-conversations/id1690863119
Chief Compliance Officer
JEFFREY P. DEHAAN
PARTNER
2800 WEST HIGGINS ROAD
SUITE 1025
HOFFMAN ESTATES
IL
United States
Tel:
847-841-8650
Fax:
847-841-1866
J**********@************M
(Full email address available in API data)
Regulatory Contact
JOHN E. CHAPMAN
CEO, MANAGING PARTNER
2800 WEST HIGGINS ROAD
SUITE 1025
HOFFMAN ESTATES
IL
United States
Tel:
847-841-8650
Fax:
847-841-1866
J***********@************M
(Full email address available in API data)
Industry Affiliates
| CLEARWATER CAPITAL PARTNERS | Insurance company or agency |
| CLEARWATER CAPITAL PARTNERS | Accountant or accounting firm |
| CLEARWATER CAPITAL PARTNERS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAPMAN, JOHN, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2006 | < 5% |
| DEHAAN, JEFFREY, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| CLEARWATER CAPITAL PARTNERS, LLC | Domestic Entity | – | HOLDING COMPANY | 05/2017 | > 75% |
| CHAPMAN, JOHN, EDWARD | Individual | CLEARWATER CAPITAL PARTNERS, LLC | MANAGING MEMBER | 05/2017 | 25-50% |
| KRAUSE, ALAN, RODNEY | Individual | CLEARWATER CAPITAL PARTNERS, LLC | MEMBER | 05/2017 | |
| KRAUSE, ALAN, RODNEY | Individual | – | CHIEF FINANCIAL OFFICER | 03/2006 | < 5% |
| SLEETING, JOHN, WILLIAM | Individual | – | CHIEF OPERATING OFFICER | 07/2018 | < 5% |
| SLEETING, JOHN, WILLIAM | Individual | CLEARWATER CAPITAL PARTNERS, LLC | MEMBER | 05/2021 | |
| DEHAAN, JEFFREY, PAUL | Individual | CLEARWATER CAPITAL PARTNERS, LLC | MEMBER | 05/2021 | |
| Larson, Heather, J | Individual | CLEARWATER CAPITAL PARTNERS, LLC | ELECTED MANAGER | 01/2023 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 301K | 2K | Clearwater Capital Partners |
| ALPHABET INC | CAP STK CL A | 546K | 3K | Clearwater Capital Partners |
| ALPHABET INC | CAP STK CL C | 448K | 2K | Clearwater Capital Partners |
| AMAZON COM INC | COM | 1M | 8K | Clearwater Capital Partners |
| AMERICAN CENTY ETF TR | AVANTIS SHFXDINC | 1M | 26K | Clearwater Capital Partners |
| AMGEN INC | COM | 575K | 2K | Clearwater Capital Partners |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 594K | 9K | Clearwater Capital Partners |
| APPLE INC | COM | 11M | 50K | Clearwater Capital Partners |
| ARK ETF TR | FINTECH INNOVA | 8M | 272K | Clearwater Capital Partners |
| ARK ETF TR | GENOMIC REV ETF | 4M | 173K | Clearwater Capital Partners |
| ARK ETF TR | INNOVATION ETF | 4M | 85K | Clearwater Capital Partners |
| ASML HOLDING N V | N Y REGISTRY SHS | 585K | 572 | Clearwater Capital Partners |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 441K | 1K | Clearwater Capital Partners |
| BLACKSTONE INC | COM | 274K | 2K | Clearwater Capital Partners |
| BROADCOM INC | COM | 246K | 153 | Clearwater Capital Partners |
| CISCO SYS INC | COM | 276K | 6K | Clearwater Capital Partners |
| DBX ETF TR | XTRACK MSCI EAFE | 2M | 47K | Clearwater Capital Partners |
| DISNEY WALT CO | COM | 287K | 3K | Clearwater Capital Partners |
| ELI LILLY & CO | COM | 946K | 1K | Clearwater Capital Partners |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 622K | 11K | Clearwater Capital Partners |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 297K | 15K | Clearwater Capital Partners |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 275K | 11K | Clearwater Capital Partners |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 375K | 8K | Clearwater Capital Partners |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 209K | 2K | Clearwater Capital Partners |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 12M | 208K | Clearwater Capital Partners |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 527K | 8K | Clearwater Capital Partners |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 1M | 25K | Clearwater Capital Partners |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 2M | 30K | Clearwater Capital Partners |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 10M | 101K | Clearwater Capital Partners |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 578K | 8K | Clearwater Capital Partners |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 1M | 15K | Clearwater Capital Partners |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 3M | 22K | Clearwater Capital Partners |
| GE AEROSPACE | COM NEW | 220K | 1K | Clearwater Capital Partners |
| GLOBAL X FDS | CLOUD COMPUTNG | 2M | 124K | Clearwater Capital Partners |
| GLOBAL X FDS | INTERNET OF THNG | 13M | 362K | Clearwater Capital Partners |
| GLOBAL X FDS | RBTCS ARTFL INTE | 10M | 324K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 331K | 3K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 5M | 116K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 348K | 7K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 5M | 150K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 2M | 73K | Clearwater Capital Partners |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 4M | 33K | Clearwater Capital Partners |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 585K | 11K | Clearwater Capital Partners |
| HOME DEPOT INC | COM | 661K | 2K | Clearwater Capital Partners |
| IMMUNITYBIO INC | COM | 3M | 483K | Clearwater Capital Partners |
| INVESCO CURRENCYSHARES EURO | EURO SHS | 210K | 2K | Clearwater Capital Partners |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 737K | 11K | Clearwater Capital Partners |
| INVESCO EXCH TRADED FD TR II | SHORT TERM TREAS | 2M | 18K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 235K | 12K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 253K | 2K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 588K | 16K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 514K | 14K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 333K | 5K | Clearwater Capital Partners |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 352K | 5K | Clearwater Capital Partners |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 7K | Clearwater Capital Partners |
| ISHARES INC | CORE MSCI EMKT | 10M | 185K | Clearwater Capital Partners |
| ISHARES INC | EMNG MKTS EQT | 14M | 309K | Clearwater Capital Partners |
| ISHARES INC | MSCI EMERG MRKT | 205K | 4K | Clearwater Capital Partners |
| ISHARES INC | MSCI GBL GOLD MN | 973K | 35K | Clearwater Capital Partners |
| ISHARES TR | 0-3 MNTH TREASRY | 794K | 8K | Clearwater Capital Partners |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 29K | Clearwater Capital Partners |
| ISHARES TR | BLACKROCK ULTRA | 305K | 6K | Clearwater Capital Partners |
| ISHARES TR | CORE S&P MCP ETF | 1M | 21K | Clearwater Capital Partners |
| ISHARES TR | CORE S&P SCP ETF | 1M | 12K | Clearwater Capital Partners |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | Clearwater Capital Partners |
| ISHARES TR | CORE US AGGBD ET | 14M | 148K | Clearwater Capital Partners |
| ISHARES TR | EAFE SML CP ETF | 4M | 71K | Clearwater Capital Partners |
| ISHARES TR | EXPONENTIAL TECH | 6M | 100K | Clearwater Capital Partners |
| ISHARES TR | GENOMICS IMMUN | 1M | 55K | Clearwater Capital Partners |
| ISHARES TR | GLOBAL TECH ETF | 871K | 11K | Clearwater Capital Partners |
| ISHARES TR | HDG MSCI EAFE | 502K | 14K | Clearwater Capital Partners |
| ISHARES TR | INTL EQTY FACTOR | 51M | 2M | Clearwater Capital Partners |
| ISHARES TR | ISHARES BIOTECH | 322K | 2K | Clearwater Capital Partners |
| ISHARES TR | ISHS 1-5YR INVS | 51M | 998K | Clearwater Capital Partners |
| ISHARES TR | MBS ETF | 23M | 255K | Clearwater Capital Partners |
| ISHARES TR | MRGSTR MD CP ETF | 256K | 4K | Clearwater Capital Partners |
| ISHARES TR | MSCI EMG MKT ETF | 671K | 16K | Clearwater Capital Partners |
| ISHARES TR | MSCI USA MIN VOL | 263K | 3K | Clearwater Capital Partners |
| ISHARES TR | MSCI USA QLT FCT | 438K | 3K | Clearwater Capital Partners |
| ISHARES TR | MSCI USA VALUE | 394K | 4K | Clearwater Capital Partners |
| ISHARES TR | NATIONAL MUN ETF | 19M | 180K | Clearwater Capital Partners |
| ISHARES TR | ROBOTICS ARTIF | 246K | 7K | Clearwater Capital Partners |
| ISHARES TR | RUS 2000 GRW ETF | 238K | 908 | Clearwater Capital Partners |
| ISHARES TR | S&P MC 400GR ETF | 278K | 3K | Clearwater Capital Partners |
| ISHARES TR | SHRT NAT MUN ETF | 7M | 63K | Clearwater Capital Partners |
| ISHARES TR | SP SMCP600VL ETF | 370K | 4K | Clearwater Capital Partners |
| ISHARES TR | U S EQUITY FACTR | 56M | 1M | Clearwater Capital Partners |
| ISHARES TR | US SML CAP EQT | 28M | 456K | Clearwater Capital Partners |
| ISHARES TR | USD INV GRDE ETF | 412K | 8K | Clearwater Capital Partners |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 118M | 2M | Clearwater Capital Partners |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 39M | 849K | Clearwater Capital Partners |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 4M | 70K | Clearwater Capital Partners |
| JPMORGAN CHASE & CO. | COM | 491K | 2K | Clearwater Capital Partners |
| KKR & CO INC | COM | 378K | 4K | Clearwater Capital Partners |
| LUMINAR TECHNOLOGIES INC | COM CL A | 55K | 37K | Clearwater Capital Partners |
| MCDONALDS CORP | COM | 565K | 2K | Clearwater Capital Partners |
| META PLATFORMS INC | CL A | 645K | 1K | Clearwater Capital Partners |
| MICRON TECHNOLOGY INC | COM | 210K | 2K | Clearwater Capital Partners |
| MICROSOFT CORP | COM | 4M | 8K | Clearwater Capital Partners |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 64K | 29K | Clearwater Capital Partners |
| NVIDIA CORPORATION | COM | 2M | 13K | Clearwater Capital Partners |
| PALANTIR TECHNOLOGIES INC | CL A | 303K | 12K | Clearwater Capital Partners |
| PEPSICO INC | COM | 452K | 3K | Clearwater Capital Partners |
| PINTEREST INC | CL A | 430K | 10K | Clearwater Capital Partners |
| PROCTER AND GAMBLE CO | COM | 271K | 2K | Clearwater Capital Partners |
| PURE STORAGE INC | CL A | 246K | 4K | Clearwater Capital Partners |
| RED CAT HLDGS INC | COM | 14K | 13K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | 1 5YR CORP BD | 938K | 19K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 17M | 643K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 2M | 48K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 6M | 157K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 83M | 2M | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 224K | 5K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 1M | 14K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 19M | 291K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 10M | 126K | Clearwater Capital Partners |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 12M | 259K | Clearwater Capital Partners |
| SELECT SECTOR SPDR TR | FINANCIAL | 219K | 5K | Clearwater Capital Partners |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 865K | 4K | Clearwater Capital Partners |
| SIMON PPTY GROUP INC NEW | COM | 273K | 2K | Clearwater Capital Partners |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 38M | 1M | Clearwater Capital Partners |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 3M | 71K | Clearwater Capital Partners |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | Clearwater Capital Partners |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 351K | 656 | Clearwater Capital Partners |
| SPDR SER TR | NUVEEN BLMBRG SH | 1M | 22K | Clearwater Capital Partners |
| SPDR SER TR | PORT MTG BK ETF | 14M | 640K | Clearwater Capital Partners |
| SPDR SER TR | PORTFOLIO SH TSR | 414K | 14K | Clearwater Capital Partners |
| SSGA ACTIVE TR | SPDR DBLELN SHRT | 1M | 25K | Clearwater Capital Partners |
| TESLA INC | COM | 697K | 4K | Clearwater Capital Partners |
| VANECK ETF TRUST | GOLD MINERS ETF | 18M | 544K | Clearwater Capital Partners |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 535K | 12K | Clearwater Capital Partners |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 456K | 11K | Clearwater Capital Partners |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 1M | 24K | Clearwater Capital Partners |
| VANGUARD INDEX FDS | GROWTH ETF | 8M | 22K | Clearwater Capital Partners |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 8K | Clearwater Capital Partners |
| VANGUARD INDEX FDS | MID CAP ETF | 251K | 1K | Clearwater Capital Partners |
| VANGUARD INDEX FDS | SML CP GRW ETF | 392K | 2K | Clearwater Capital Partners |
| VANGUARD INDEX FDS | TOTAL STK MKT | 788K | 3K | Clearwater Capital Partners |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 389K | 9K | Clearwater Capital Partners |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 43K | Clearwater Capital Partners |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 272K | 1K | Clearwater Capital Partners |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 227K | 2K | Clearwater Capital Partners |
| VANGUARD WORLD FD | INF TECH ETF | 342K | 593 | Clearwater Capital Partners |
| VANGUARD WORLD FD | MEGA GRWTH IND | 1M | 5K | Clearwater Capital Partners |
| WISDOMTREE TR | CLOUD COMPUTNG | 5M | 159K | Clearwater Capital Partners |
| WISDOMTREE TR | EM EX ST-OWNED | 8M | 270K | Clearwater Capital Partners |
| WISDOMTREE TR | EMER MKT HIGH FD | 429K | 10K | Clearwater Capital Partners |
| WISDOMTREE TR | EUROPE HEDGED EQ | 617K | 14K | Clearwater Capital Partners |
| WISDOMTREE TR | ITL HIGH DIV FD | 473K | 12K | Clearwater Capital Partners |
| WISDOMTREE TR | US HIGH DIVIDEND | 544K | 6K | Clearwater Capital Partners |
| WISDOMTREE TR | US LARGECAP DIVD | 5M | 75K | Clearwater Capital Partners |
| WISDOMTREE TR | US MIDCAP DIVID | 379K | 8K | Clearwater Capital Partners |
| WISDOMTREE TR | US MIDCAP FUND | 9M | 154K | Clearwater Capital Partners |
| WISDOMTREE TR | US QTLY DIV GRT | 68M | 871K | Clearwater Capital Partners |
| WISDOMTREE TR | US SMALLCAP DIVD | 724K | 23K | Clearwater Capital Partners |
| WISDOMTREE TR | US SMALLCAP FUND | 207K | 4K | Clearwater Capital Partners |
| WISDOMTREE TR | US TOTAL DIVIDND | 1M | 19K | Clearwater Capital Partners |