NEWSQUARE CAPITAL, LLC
Adviser information for NEWSQUARE CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,636 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 3,636 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,792 | $757.2M |
| HNW Individuals | 147 | $734.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 45 | $26.6M |
| Charitable organizations | 22 | $10.1M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 35 | $31.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 82 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSEPARATE ACCOUNT MANAGER |
|---|---|
| Compensation | % of AUMFixed feesSEPARATE ACCOUNT MANAGER |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.4M |
| Both for Same | 1.6B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NEWSQUARE CAPITAL PORTFOLIOS | NEWSQUARE CAPITAL LLC |
| ADHESION UMA | ADHESION WEALTH ADVISOR SOLUTIONS |
| ENVESTNET | PNC INVESTMENTS |
Identifiers
| SEC RIA File Number | 801-70908 |
|---|---|
| SEC ERA File Number | 801-70908 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152430 |
| Legal Entity Identifier | None |
Principal Office
16 CAMPUS BOULEVARDSUITE 100
NEWTOWN SQUARE
PA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 610-325-6117, Fax: 610-325-6292
Chief Compliance Officer
MATTHEW G. WILSON
16 CAMPUS BOULEVARD
SUITE 100
NEWTOWN SQUARE
PA
United States
Tel:
610-325-6117
Fax:
610 325 6292
M******@*******************M
(Full email address available in API data)
Regulatory Contact
RYAN KIRK
PRESIDENT / HEAD OF PORTFOLIO MANAGEMENT
16 CAMPUS BOULEVARD
SUITE 100
NEWTOWN SQUARE
PA
United States
Tel:
610 886 1962
Fax:
610 325 6292
R****@*******************M
(Full email address available in API data)
Industry Affiliates
| THE INVESTMENT LAB, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILSON, MATTHEW, GARRY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2016 | < 5% |
| NASELLI, JOSEPH, VINCENT | Individual | – | MEMBER | 01/2016 | 50-75% |
| THE ELEANOR MAE DANIELS TRUST | Domestic Entity | – | MEMBER | 01/2016 | 50-75% |
| DANIELS, JESSE, HART | Individual | THE ELEANOR MAE DANIELS TRUST | TRUSTEE | 11/2015 | 25-50% |
| DANIELS, GARY, EARL | Individual | THE ELEANOR MAE DANIELS TRUST | TRUSTEE | 11/2015 | 25-50% |
| HART, CHRISTY, LYNN | Individual | – | DIRECTOR OF OPERATIONS | 04/2017 | < 5% |
| RIZZELLO, JOSEPH, SAMUEL | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2017 | < 5% |
| KIRK, RYAN, L | Individual | – | PRESIDENT / HEAD OF PORTFOLIO MANAGEMENT | 04/2017 | < 5% |
| Daniels, Claire | Individual | THE ELEANOR MAE DANIELS TRUST | TRUSTEE | 12/2016 | 25-50% |