Hedge Fund Database

COASTAL BRIDGE ADVISORS

COASTAL BRIDGE ADVISORS, LLC Legal Name

Adviser information for COASTAL BRIDGE ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,214 $2.8B
Non-Discretionary 45 $31.5M
Total 4,259 $2.8B

Clients

Type Number RAUM
Individuals 71 $51.7M
HNW Individuals 222 $2.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $316.5M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $10.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 2.4B
Portfolio Manager to Program Sponsor
COASTAL BRIDGE ADVISORS WRAP PROGRAM COASTAL BRIDGE ADVISORS

Identifiers

SEC RIA File Number 801-70943
SEC ERA File Number 801-70943
SEC CIK Numbers 1665976
SEC CRD Numbers 152569
Legal Entity Identifier None

Principal Office

54 WILTON ROAD
1ST FLOOR
WESTPORT
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-683-1530, Fax: 888-778-3892

Websites

twitter.com/llbh_pwm www.focusfinancialpartners.com www.twitter.com/focusfinancialpartners.com www.coastalbridgeadvisors.com www.linkedin.com/company/coastal-bridge-advisors www.linkedin.com/company/2064318 www.linkedin.com/company/llbh-private-wealth-management-llc

Chief Compliance Officer

JAMES PRATT-HEANEY
CHIEF EXECUTIVE OFFICER/ CHIEF INVESTMENT OFFICER
54 WILTON ROAD
1ST FLOOR
WESTPORT
CT
United States
Tel: (203) 683-1530
Fax: 888-778-3892
(Full email address available in API data)

Regulatory Contact

PATRICIA ELIZABETH PEREZ
DIRECTOR OF COMPLIANCE
54 WILTON ROAD
1ST FLOOR
WESTPORT
CT
United States
Tel: (203) 683-1530
Fax: 888-778-3892
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 12/2009 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
LOFTUS, WILLIAM, PATRICK Individual – MANAGER 12/2009 < 5%
PRATT-HEANEY, JAMES, KEVIN Individual – MANAGER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER 12/2009 < 5%
PEREZ, PATRICIA, ELIZABETH Individual – DIRECTOR OF COMPLIANCE 03/2010 < 5%
FUHRMAN, JEFFREY, MARC Individual – CHIEF OPERATING OFFICER, PRESIDENT AND CHIEF FINANCIAL OFFICER 07/2013 < 5%
BURNS, KEVIN, GERARD Individual – MANAGER 12/2009 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

30150201920202021202220232024202520 on 9/10/201920 on 10/11/201920 on 4/11/202020 on 6/26/202020 on 10/1/202021 on 3/31/202121 on 3/31/202121 on 4/30/202124 on 4/21/202224 on 9/27/202224 on 11/3/202224 on 2/2/202326 on 3/31/202326 on 4/3/202326 on 6/14/202326 on 6/21/202326 on 6/22/202326 on 8/7/202326 on 9/12/202326 on 9/13/202326 on 9/15/202326 on 9/26/202326 on 9/27/202326 on 12/19/202326 on 12/20/202325 on 3/28/2024

RAUM, Historic

3B2B020192020202120222023202420252097536887 on 9/10/20192097536887 on 10/11/20192098898303 on 4/11/20202098898303 on 6/26/20202098898303 on 10/1/20202759431503 on 3/31/20212759431503 on 3/31/20212759431503 on 4/30/20212854858726 on 4/21/20222854858726 on 9/27/20222854858726 on 11/3/20222854858726 on 2/2/20232620176487 on 3/31/20232620176487 on 4/3/20232620176487 on 6/14/20232620176487 on 6/21/20232620176487 on 6/22/20232620176487 on 8/7/20232620176487 on 9/12/20232620176487 on 9/13/20232620176487 on 9/15/20232620176487 on 9/26/20232620176487 on 9/27/20232620176487 on 12/19/20232620176487 on 12/20/20232814677305 on 3/28/2024

No. Clients, Historic

40020002019202020212022202320242025262 on 9/10/2019262 on 10/11/2019278 on 4/11/2020278 on 6/26/2020278 on 10/1/2020284 on 3/31/2021284 on 3/31/2021284 on 4/30/2021325 on 4/21/2022325 on 9/27/2022325 on 11/3/2022325 on 2/2/2023322 on 3/31/2023322 on 4/3/2023322 on 6/14/2023322 on 6/21/2023322 on 6/22/2023322 on 8/7/2023322 on 9/12/2023322 on 9/13/2023322 on 9/15/2023322 on 9/26/2023322 on 9/27/2023322 on 12/19/2023322 on 12/20/2023297 on 3/28/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 275K 3K –
ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT 160K 42K –
ADOBE INC COM 793K 1K –
AFLAC INC COM 216K 2K –
AIRBNB INC COM CL A 7M 44K –
ALAMOS GOLD INC NEW COM CL A 257K 16K –
ALLOGENE THERAPEUTICS INC COM 948K 407K –
ALLSTATE CORP COM 377K 2K –
ALPHABET INC CAP STK CL A 3M 16K –
ALPHABET INC CAP STK CL C 2M 10K –
AMAZON COM INC COM 4M 22K –
AMERICAN EXPRESS CO COM 2M 9K –
AMERIPRISE FINL INC COM 638K 1K –
AMGEN INC COM 2M 5K –
ANNEXON INC COM 83K 17K –
APOLLO GLOBAL MGMT INC COM 4M 38K –
APPLE INC COM 13M 62K –
APPLIED MATLS INC COM 776K 3K –
APPLOVIN CORP COM CL A 1M 13K –
ARDELYX INC COM 74K 10K –
ARES MANAGEMENT CORPORATION CL A COM STK 7M 50K –
ARIS MNG CORP COM 94K 25K –
ARK ETF TR INNOVATION ETF 211K 5K –
AT&T INC COM 542K 28K –
AUTOMATIC DATA PROCESSING IN COM 377K 2K –
AVERY DENNISON CORP COM 269K 1K –
BANK AMERICA CORP COM 1M 36K –
BARRICK GOLD CORP COM 217K 13K –
BERKSHIRE HATHAWAY INC DEL CL A 4M 6 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BLACKSTONE INC COM 5M 37K –
BLACKSTONE SENI FLTN RAT 202 COM 2M 134K –
BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 45M 4M –
BOEING CO COM 1M 7K –
BROADCOM INC COM 387K 241 –
CAPRICOR THERAPEUTICS INC COM NEW 52K 11K –
CARLYLE GROUP INC COM 3M 67K –
CELLECTAR BIOSCIENCES INC COM NEW 28K 11K –
CHEVRON CORP NEW COM 691K 4K –
CISCO SYS INC COM 527K 11K –
COCA COLA CO COM 2M 27K –
COLGATE PALMOLIVE CO COM 233K 2K –
CONOCOPHILLIPS COM 245K 2K –
CORNING INC COM 441K 11K –
COSTCO WHSL CORP NEW COM 1M 1K –
DANAHER CORPORATION COM 233K 931 –
DISNEY WALT CO COM 1M 13K –
DOW INC COM 340K 6K –
DRAFTKINGS INC NEW COM CL A 20M 523K –
ELI LILLY & CO COM 784K 866 –
EMERSON ELEC CO COM 258K 2K –
EQUINOX GOLD CORP COM 249K 48K –
EVOLV TECHNOLOGIES HLDNGS IN COM CL A 52K 20K –
EXXON MOBIL CORP COM 12M 104K –
FACTSET RESH SYS INC COM 3M 8K –
FINANCE OF AMERICA COMPAN COM CL A 23K 46K –
FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME 12M 663K –
FORD MTR CO DEL COM 231K 18K –
GENERAL MLS INC COM 245K 4K –
GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 305 11K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 216K 648K –
GOLDMAN SACHS GROUP INC COM 408K 903 –
GRUPO TELEVISA S A B SPON ADR REP ORD 159K 57K –
HANESBRANDS INC COM 106K 21K –
HASBRO INC COM 1M 21K –
HAWAIIAN HOLDINGS INC COM 486K 39K –
HOME DEPOT INC COM 2M 6K –
HONEYWELL INTL INC COM 562K 3K –
HUDSON PAC PPTYS INC COM 245K 51K –
INTEL CORP COM 531K 17K –
INTERNATIONAL BUSINESS MACHS COM 991K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 459K 3K –
INVESCO QQQ TR UNIT SER 1 832K 2K –
ISHARES GOLD TR ISHARES NEW 6M 128K –
ISHARES INC CORE MSCI EMKT 220K 4K –
ISHARES SILVER TR ISHARES 281K 11K –
ISHARES TR CORE MSCI EAFE 3M 35K –
ISHARES TR CORE S&P TTL STK 256K 2K –
ISHARES TR CORE S&P500 ETF 329K 601 –
ISHARES TR GL CLEAN ENE ETF 1M 106K –
ISHARES TR ISHARES BIOTECH 268K 2K –
ISHARES TR RUS 1000 GRW ETF 720K 2K –
ISHARES TR RUS 1000 VAL ETF 949K 5K –
ISHARES TR U.S. BAS MTL ETF 226K 2K –
ISHARES TR U.S. TECH ETF 912K 6K –
ISHARES TR US CONSM STAPLES 529K 8K –
ISHARES TR US HLTHCARE ETF 577K 9K –
ISHARES TR US INDUSTRIALS 588K 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 29M 515K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 7M 127K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 12M 239K –
JOHNSON & JOHNSON COM 3M 17K –
JPMORGAN CHASE & CO. COM 2M 10K –
KKR & CO INC COM 6M 57K –
KLA CORP COM NEW 403K 489 –
KRONOS BIO INC COM 64K 52K –
LABCORP HOLDINGS INC COM SHS 299K 1K –
LAM RESEARCH CORP COM 370K 347 –
LEGALZOOM COM INC COM 17M 2M –
LIONS GATE ENTMNT CORP CL A VTG 15M 2M –
LIONS GATE ENTMNT CORP CL B NON VTG 32M 4M –
MARATHON PETE CORP COM 310K 2K –
MASTERCARD INCORPORATED CL A 209K 473 –
MCDONALDS CORP COM 934K 4K –
MERCK & CO INC COM 1M 10K –
META PLATFORMS INC CL A 5M 10K –
MICROSOFT CORP COM 8M 17K –
MONDELEZ INTL INC CL A 238K 4K –
NANO X IMAGING LTD ORD SHS 150K 21K –
NATIONAL FUEL GAS CO COM 263K 5K –
NETFLIX INC COM 914K 1K –
NEXTERA ENERGY INC COM 1M 21K –
NIKE INC CL B 296K 4K –
NORFOLK SOUTHN CORP COM 228K 1K –
NUVEEN FLOATING RATE INCOME COM 4M 442K –
NVIDIA CORPORATION COM 2M 19K –
OKTA INC CL A 891K 10K –
ORACLE CORP COM 422K 3K –
PALO ALTO NETWORKS INC COM 6M 18K –
PELOTON INTERACTIVE INC CL A COM 47K 14K –
PEPSICO INC COM 4M 23K –
PFIZER INC COM 1M 40K –
PPG INDS INC COM 207K 2K –
PROCTER AND GAMBLE CO COM 2M 10K –
PROGRESSIVE CORP COM 250K 1K –
PURE STORAGE INC CL A 2M 32K –
QURATE RETAIL INC COM SER A 44K 70K –
REDFIN CORP COM 112K 19K –
ROPER TECHNOLOGIES INC COM 303K 537 –
RTX CORPORATION COM 544K 5K –
SALESFORCE INC COM 261K 1K –
SENTINELONE INC CL A 324K 15K –
SHELL PLC SPON ADS 292K 4K –
SIX FLAGS ENTMT CORP NEW COM 255K 8K –
SKILLZ INC COM CL A 2M 247K –
SOLUNA HOLDINGS INC COM NEW 61K 10K –
SOUTHERN CO COM 3M 32K –
SPDR GOLD TR GOLD SHS 2M 9K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR S&P BIOTECH 1M 14K –
SPDR SER TR S&P DIVID ETF 241K 2K –
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 451K 35K –
TARGET HOSPITALITY CORP COM 6M 723K –
TESLA INC COM 670K 3K –
THE TRADE DESK INC COM CL A 244K 2K –
THERMO FISHER SCIENTIFIC INC COM 362K 654 –
TMC THE METALS COMPANY INC COM 14K 10K –
TRANSDIGM GROUP INC COM 705K 552 –
TRAVELERS COMPANIES INC COM 612K 3K –
UBER TECHNOLOGIES INC COM 375K 5K –
UNION PAC CORP COM 763K 3K –
UNITEDHEALTH GROUP INC COM 567K 1K –
UPSTART HLDGS INC COM 842K 36K –
UROGEN PHARMA LTD COM 646K 39K –
VANGUARD INDEX FDS GROWTH ETF 4M 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 371K 742 –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS VALUE ETF 3M 21K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 582K 8K –
VERIZON COMMUNICATIONS INC COM 577K 14K –
VISA INC COM CL A 1M 4K –
WALMART INC COM 2M 28K –
WELLS FARGO CO NEW COM 627K 11K –
WINNEBAGO INDS INC COM 247K 5K –
WOODWARD INC COM 209K 1K –
WORKDAY INC CL A 648K 3K –
WW INTL INC COM 68K 58K –
XCEL ENERGY INC COM 256K 5K –
YUM BRANDS INC COM 857K 6K –