Hedge Fund Database

BECK CAPITAL MANAGEMENT LLC

Adviser information for BECK CAPITAL MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 970 $384.6M
Non-Discretionary 0 $0
Total 970 $384.6M

Clients

Type Number RAUM
Individuals 257 $80.2M
HNW Individuals 135 $299.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $647,243
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUM

Identifiers

SEC RIA File Number 801-70977
SEC ERA File Number 801-70977
SEC CIK Numbers 1601904
SEC CRD Numbers 152705
Legal Entity Identifier None

Principal Office

2009 S. CAPITAL OF TEXAS HWY.
SUITE 200
AUSTIN
TX
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 512-345-6789, Fax: 512-553-4673

Websites

www.facebook.com/beckcapitalmanagement/ twitter.com/beckcapmgmt www.youtube.com/channel/uc8ifdrgsvger_5y5ffnakvw beckcapitalmanagement.com/ beckcapitalmgmt.com/ www.linkedin.com/company/beck-capital-management-llc/mycompany/

Chief Compliance Officer

WILLIAM F. GREGORY IV
VP OF OPERATIONS
2009 S. CAPITAL OF TEXAS HWY #200
AUSTIN
TX
United States
Tel: 512-345-6789
Fax: 512-553-4673
(Full email address available in API data)

Regulatory Contact

JAMES FRANKLIN BECK
CHIEF INVESTMENT ADVISOR
2009 S. CAPITAL OF TEXAS HWY. #200
AUSTIN
TX
United States
Tel: 512-345-6789
Fax: 512-553-4673
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BECK, JAMES, FRANKLIN Individual – OWNER AND CHIEF INVESTMENT ADVISOR 12/2009 > 75%
GREGORY, WILLIAM, FREDERICK Individual – CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OPERATIONS 12/2009 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 7/22/20197 on 8/20/20197 on 10/29/20197 on 3/17/20207 on 3/17/20207 on 4/20/20207 on 5/6/20207 on 6/30/20207 on 9/3/20207 on 11/11/20207 on 11/12/20207 on 3/16/20216 on 5/19/20216 on 8/3/20216 on 10/6/20218 on 3/15/20228 on 3/21/20228 on 3/16/20238 on 12/19/202310 on 3/15/2024

RAUM, Historic

400M200M02019202020212022202320242025256362754 on 7/22/2019256362754 on 8/20/2019256362754 on 10/29/2019266929504 on 3/17/2020266929504 on 3/17/2020266929504 on 4/20/2020266929504 on 5/6/2020266929504 on 6/30/2020266929504 on 9/3/2020266929504 on 11/11/2020266929504 on 11/12/2020304241947 on 3/16/2021304241947 on 5/19/2021304241947 on 8/3/2021304241947 on 10/6/2021392298163 on 3/15/2022392298163 on 3/21/2022328650122 on 3/16/2023328650122 on 12/19/2023384611167 on 3/15/2024

No. Clients, Historic

40020002019202020212022202320242025369 on 7/22/2019369 on 8/20/2019369 on 10/29/2019347 on 3/17/2020347 on 3/17/2020347 on 4/20/2020347 on 5/6/2020347 on 6/30/2020347 on 9/3/2020347 on 11/11/2020347 on 11/12/2020362 on 3/16/2021362 on 5/19/2021362 on 8/3/2021362 on 10/6/2021385 on 3/15/2022385 on 3/21/2022391 on 3/16/2023391 on 12/19/2023392 on 3/15/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
NVIDIA CORPORATION COM Equity 30M 247K –
MICROSOFT CORP Equity 14M 31K –
META PLATFORMS INC CLASS A COMMON STOCK Equity 14M 27K –
CROWDSTRIKE HLDGS INC CL A Equity 10M 25K –
AMAZON.COM INC Equity 9M 47K –
FTAI AVIATION LTD SHS ISIN #KYG3730V1059 Equity 9M 87K –
SUPER MICRO COMPUTER INC COM USD0.001 Equity 8M 10K –
VERTIV HOLDINGS CO COM CL A Equity 8M 93K –
ELI LILLY &CO COM Equity 8M 9K –
CHIPOTLE MEXICAN GRILL INC Equity 8M 125K –
BLACKSTONE SECD LENDING FD COMMON STOCK Equity 7M 239K –
INVESCO EXCHANGE TRADED FD TR AEROSPACE DEFN Equity 7M 70K –
BROADCOM INC COM Equity 7M 4K –
CAMECO CORP COM NPV ISIN #CA13321L1085 SEDOL #2166160 Equity 7M 134K –
GRAYSCALE ETHEREUM TR ETH SHS Equity 6M 203K –
J P MORGAN EXCHANGE TRADED FD NASDAQ EQT PREM Equity 6M 112K –
PALO ALTO NETWORKS INC COM USD0.0001 Equity 5M 16K –
INNOVATIVE INDL PPTYS INC COM Equity 5M 50K –
INVESCO EXCHANGE TRADED FD TR S&P 100 EQL WIGH Equity 5M 55K –
AGNC INVT CORP COM Equity 5M 537K –
INVESCO EXCHANGE TRADED FD TR S&P500 EQL ENR Equity 5M 62K –
ALPHABET INC CAP STK CL C Equity 5M 26K –
WALMART INC COM Equity 5M 69K –
APPLE INC Equity 5M 22K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT Equity 5M 86K –
FIRST TR EXCHANGE TRADED FD II NASDAQ CYB ETF Equity 4M 73K –
ONEOK INC COM USD0.01 Equity 4M 50K –
CHART INDS INC COM Equity 4M 28K –
MCKESSON CORP Equity 4M 7K –
MERCADOLIBRE INC COM USD0.001 Equity 4M 2K –
CHENIERE ENERGY INC COM USD0.003 Equity 4M 22K –
TARGA RESOURCES CORP Equity 4M 29K –
SELECT SECTOR SPDR TR ENERGY Equity 4M 40K –
SERVICENOW INC COM USD0.001 Equity 4M 5K –
SPOTIFY TECHNOLOGY S.A. COM EUR0.000625 Equity 3M 11K –
ASML HOLDING NV EUR0.09 NY REGISTRY SHS 2012 Equity 3M 3K –
FIDELITY WISE ORIGIN BITCOIN FUND Equity 3M 60K –
AIM ETF PRODUCTS TRUST ALLIANZIM USLARGE CAP 6 MONTH BUFFER10 Equity 3M 120K –
MICRON TECHNOLOGY INC Equity 3M 24K –
FLEX LNG LTD (BM) USD0.10 Equity 3M 111K –
GE AEROSPACE COM NEW Equity 3M 19K –
EQT CORP COM Equity 3M 79K –
DELL TECHNOLOGIES INC CL C Equity 3M 21K –
PERMIAN RESOURCES CORP CLASS A COM Equity 3M 176K –
FREEPORT-MCMORAN INC COM USD0.10 Equity 3M 58K –
FIRST TR EXCHNG TRADED FD VIII FT VEST US EQT Equity 3M 59K –
JPMORGAN CHASE &CO. COM Equity 3M 13K –
NETFLIX INC Equity 3M 4K –
ATLAS ENERGY SOLUTIONS INC COM NEW Equity 3M 131K –
NEXTERA ENERGY INC COM USD0.01 Equity 3M 36K –
GLOBAL NET LEASE INC COM NEW Equity 3M 347K –
GLOBAL X FDS GLOBAL X COPPER Equity 2M 54K –
INNOVATOR ETFS TRUST US EQTY PWR BUF Equity 2M 65K –
RITHM CAPITAL CORP Equity 2M 218K –
SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 Equity 2M 36K –
GOLAR LNG LIMITED COM STK USD1.00 Equity 2M 75K –
ANTERO MIDSTREAM CORP COM Equity 2M 153K –
GLOBAL MED REIT INC COM NEW Equity 2M 248K –
CEMEX S.A.B. DE C.V. SPON ADR REP 10 ORD SHS Equity 2M 338K –
GLOBAL X FDS GLBL X MLP ETF Equity 2M 44K –
DOMINION ENERGY INC COM Equity 2M 44K –
J P MORGAN EXCHANGE TRADED FD EQUITY PREMIUM Equity 2M 37K –
SPDR SER TR COMP SOFTWARE Equity 2M 14K –
MARTIN MARIETTA MATERIALS INC COM USD0.01 Equity 2M 4K –
INVESCO EXCHANGE TRADED FD TR SEMICONDUCTORS Equity 2M 33K –
FIRST TR EXCH TRD ALPHDX FD II INDIA NFTY50 EQW Equity 2M 33K –
VANECK ETF TRUST PHARMACEUTCL ETF Equity 2M 21K –
REGENCY CENTERS CORP COM USD0.01 Equity 2M 31K –
DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES Equity 2M 22K –
TJX COMPANIES INC Equity 2M 17K –
ATI INC COM USD0.10 Equity 2M 34K –
STAG INDUSTRIAL INC Equity 2M 52K –
INNOVATOR ETFS TRUST US EQTY BUFR MAY Equity 2M 48K –
ISHARES CORE S&P 500 ETF Equity 2M 3K –
DIGITAL REALTY TRUST INC Equity 2M 12K –
TANGER INC COM Equity 2M 62K –
COTERRA ENERGY INC COM Equity 2M 61K –
DIAMONDBACK ENERGY INC COM USD0.01 Equity 1M 7K –
BOEING CO Equity 1M 8K –
EXXON MOBIL CORP COM Equity 1M 12K –
NOBLE CORPORATION PLC COM USD0.0001 CL A Equity 1M 30K –
DHT HOLDINGS INC Equity 1M 93K –
INNOVATOR ETFS TRUST US EQTY BUFR MAR Equity 1M 24K –
VANGUARD INDEX FUNDS S&P 500 ETF USD Equity 1M 2K –
FIRST TR EXCHNG TRADED FD VIII FT VEST US EQT Equity 973K 21K –
VERTEX PHARMACEUTICALS INC Equity 922K 2K –
INNOVATOR ETFS TRUST US EQTY PWR BUF Equity 873K 26K –
ADOBE INC COM Equity 848K 2K –
VICI PPTYS INC COM Equity 820K 29K –
ISHARES TR MSCI USA QLT FCT Equity 802K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF Equity 753K 19K –
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT Equity 710K 1K –
ARM HOLDINGS PLC SPON ADS EACH REP 1 ORD SHS Equity 645K 4K –
CARRIER GLOBAL CORPORATION COM Equity 644K 10K –
VANECK ETF TRUST MRNGSTR WDE MOAT Equity 530K 6K –
AIM ETF PRODUCTS TRUST U S LRGCP 6M APR Equity 524K 17K –
INNOVATOR ETFS TRUST US EQTY PWR BUF Equity 494K 14K –
INNOVATOR ETFS TRUST US EQTY PWR BUF Equity 483K 14K –
FRANKLIN BSP RLTY TR INC COMMON STOCK Equity 439K 35K –
DOCUSIGN INC COM Equity 425K 8K –
CION INVT CORP COM Equity 336K 28K –
ARES CAPITAL CORP COM Equity 319K 15K –
INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC Equity 318K 9K –
AMPLIFY TR CYBERSECURITY ETF Equity 309K 5K –
INNOVATOR ETFS TRUST US EQT BUFR APR Equity 286K 7K –
INTERNATIONAL BUS MACH CORP COM USD0.20 Equity 237K 1K –
FIRST TR EXCHANGE-TRADED FD NAT GAS ETF Equity 227K 9K –