CHAPIN DAVIS ASSET MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Maryland, United States

Employees

Total Number of Employees	36
Investment Advisory/Research	30
Registered Broker-Dealer Representatives	32
Registered State Investment Advisers	32
Licensed Agents of an Insurance Company	20
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	546	$341.2M
Non-Discretionary	138	$76.2M
Total	684	$417.4M

Clients

Type	Number	RAUM
Individuals	664	$311.0M
HNW Individuals	11	$84.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$6.8M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$15.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesCommissionsCONCESSIONS PAID BY ISSUERS OF SECURITIES SOLD TO CLIENTS
Other Business Activities	Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-70987
SEC ERA File Number	801-70987
SEC CIK Numbers	872098
SEC CRD Numbers	28116
Legal Entity Identifier	None

Principal Office

1411 CLARKVIEW ROAD
BALTIMORE
MD
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic