Hedge Fund Database

WESTHILL FINANCIAL ADVISORS, INC.

Adviser information for WESTHILL FINANCIAL ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,160 $577.2M
Non-Discretionary 5 $11.6M
Total 1,165 $588.8M

Clients

Type Number RAUM
Individuals 234 $88.9M
HNW Individuals 179 $486.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 40 $12.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $983,653
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-71005
SEC ERA File Number 801-71005
SEC CIK Numbers 1759641
SEC CRD Numbers 152506
Legal Entity Identifier None

Principal Office

999 FIFTH AVE., SUITE 300
SAN RAFAEL
CA
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M.
Tel: 415-456-2292, Fax: 415-456-2935

Websites

www.linkedin.com/company/westhill-financial-advisors www.westhillfa.com

Chief Compliance Officer

KIRK M. LUDWIG
CIO,CCO & CFO
999 FIFTH AVE., SUITE 300
SAN RAFAEL
CA
United States
Tel: 415-456-2292
Fax: 415-456-2935
(Full email address available in API data)

Regulatory Contact

MATTHEW TADDEI
CEO, PRESIDENT
999 FIFTH AVE. SUITE 300
SAN RAFAEL
CA
United States
Tel: 415-456-2292
Fax: 415-456-2935
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUDWIG, KIRK, MARTIN Individual – CFO, CIO, CCO 12/2009 < 5%
TADDEI, MATTHEW, FRANK Individual – PRESIDENT, CEO 12/2009 < 5%
MCCRACKEN, DIANE, MARIE Individual – DIRECTOR 12/2009 5-10%
THE MATTHEW F TADDEI TRUST U/T/A DATED 9/17/15 Domestic Entity – DIRECT OWNER 01/2023 25-50%
KIRK M LUDWIG AND NANCY LEUNG TRUST U/T/A DATED 9/21/06 Domestic Entity – DIRECT OWNER 01/2023 25-50%
THE DIANE MCCRACKEN TRUST U/T/A DATED 10/6/08 Domestic Entity – DIRECT OWNER 01/2023 5-10%
THE HYLAND FAMILY TRUST U/T/A DATED 1/30/23 Domestic Entity – DIRECT OWNER 01/2023 10-25%
TADDEI, MATTHEW, FRANK Individual THE MATTHEW F TADDEI TRUST U/T/A DATED 9/17/15 GRANTOR AND TRUSTEE 09/2015 > 75%
LUDWIG, KIRK, MARTIN Individual KIRK M LUDWIG AND NANCY LEUNG TRUST U/T/A DATED 9/21/06 GRANTOR AND TRUSTEE 09/2006 50-75%
MCCRACKEN, DIANE, MARIE Individual THE DIANE MCCRACKEN TRUST U/T/A DATED 10/6/08 GRANTOR AND TRUSTEE 10/2008 > 75%
HYLAND, MEGHAN, MURPHY Individual THE HYLAND FAMILY TRUST U/T/A DATED 1/30/23 GRANTOR AND TRUSTEE 01/2023 50-75%
SAFRIT, NICHOLAS, FAISON Individual – DIRECT OWNER, FINANCIAL ADVISOR 01/2023 < 5%
HYLAND, MEGHAN, MURPHY Individual – CORPORATE SECRETARY 03/2024 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 4/9/201910 on 3/13/202010 on 3/25/202010 on 3/26/202010 on 6/2/202010 on 6/24/202010 on 6/24/202010 on 9/24/202010 on 11/24/202010 on 3/4/202110 on 3/19/202110 on 5/4/202110 on 3/17/202210 on 6/25/202210 on 8/26/202210 on 12/1/202210 on 3/15/202310 on 3/15/202310 on 3/30/202312 on 3/27/2024

RAUM, Historic

600M300M02019202020212022202320242025308943223 on 4/9/2019380275437 on 3/13/2020380275437 on 3/25/2020380275437 on 3/26/2020380275437 on 6/2/2020380275437 on 6/24/2020380275437 on 6/24/2020380275437 on 9/24/2020380275437 on 11/24/2020429433996 on 3/4/2021429433996 on 3/19/2021429433996 on 5/4/2021561738310 on 3/17/2022561738310 on 6/25/2022561738310 on 8/26/2022561738310 on 12/1/2022487928040 on 3/15/2023487928040 on 3/15/2023487928040 on 3/30/2023588764517 on 3/27/2024

No. Clients, Historic

50025002019202020212022202320242025338 on 4/9/2019371 on 3/13/2020371 on 3/25/2020371 on 3/26/2020371 on 6/2/2020371 on 6/24/2020371 on 6/24/2020371 on 9/24/2020371 on 11/24/2020374 on 3/4/2021374 on 3/19/2021374 on 5/4/2021406 on 3/17/2022406 on 6/25/2022406 on 8/26/2022406 on 12/1/2022419 on 3/15/2023419 on 3/15/2023419 on 3/30/2023457 on 3/27/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 475K 3K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 5K –
ADVANCED MICRO DEVICES INC COM 378K 2K –
ALPHABET INC CAP STK CL A 338K 2K –
ALPHABET INC CAP STK CL C 462K 3K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 8M 39K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 758K 2K –
CATERPILLAR INC COM 462K 1K –
CHEVRON CORP NEW COM 917K 6K –
CISCO SYS INC COM 207K 4K –
COSTCO WHSL CORP NEW COM 285K 335 –
CYTOMX THERAPEUTICS INC COM 21K 17K –
DANAHER CORPORATION COM 472K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 3M 87K –
DIMENSIONAL ETF TRUST US EQUITY ETF 876K 15K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 618K 16K –
ELI LILLY & CO COM 352K 389 –
EXXON MOBIL CORP COM 349K 3K –
FAIR ISAAC CORP COM 223K 150 –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 28M 627K –
HOME DEPOT INC COM 205K 596 –
INVESCO CALIF VALUE MUN INCO COM 124K 12K –
INVESCO QQQ TR UNIT SER 1 602K 1K –
ISHARES TR RUS 1000 VAL ETF 2M 11K –
ISHARES TR RUS MDCP VAL ETF 8M 68K –
ISHARES TR CORE US AGGBD ET 1M 15K –
ISHARES TR RUS MD CP GR ETF 8M 76K –
ISHARES TR 3 7 YR TREAS BD 312K 3K –
ISHARES TR RUS MID CAP ETF 1M 16K –
ISHARES TR CORE S&P MCP ETF 254K 4K –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR MSCI EAFE ETF 444K 6K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES U S ETF TR BLACKROCK SH DUR 211K 4K –
JOHNSON & JOHNSON COM 323K 2K –
JPMORGAN CHASE & CO. COM 626K 3K –
MARSH & MCLENNAN COS INC COM 442K 2K –
MERCK & CO INC COM 258K 2K –
META PLATFORMS INC CL A 342K 679 –
MICROSOFT CORP COM 3M 7K –
NURIX THERAPEUTICS INC COM 6M 283K –
NVIDIA CORPORATION COM 1M 10K –
PFIZER INC COM 300K 11K –
PG&E CORP COM 441K 25K –
PIMCO ETF TR ENHAN SHRT MA AC 6M 62K –
PROCTER AND GAMBLE CO COM 527K 3K –
QUALCOMM INC COM 297K 1K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 11M 248K –
SCHWAB STRATEGIC TR US LRG CAP ETF 608K 9K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 23M 474K –
SPDR S&P 500 ETF TR TR UNIT 438K 805 –
SPDR SER TR S&P DIVID ETF 232K 2K –
SRH TOTAL RETURN FUND INC COM 235K 16K –
THERMO FISHER SCIENTIFIC INC COM 363K 657 –
UNITED PARCEL SERVICE INC CL B 609K 4K –
UNITEDHEALTH GROUP INC COM 221K 434 –
VANGUARD INDEX FDS S&P 500 ETF SHS 77M 154K –
VANGUARD INDEX FDS REAL ESTATE ETF 6M 68K –
VANGUARD INDEX FDS TOTAL STK MKT 335K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 12M 264K –
VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 7M 53K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 62M 665K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 1M 14K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 53M 695K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 7M 39K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 50M 1M –
VERIZON COMMUNICATIONS INC COM 266K 6K –
VISA INC COM CL A 360K 1K –
WESTERN ALLIANCE BANCORP COM 458K 7K –