FINACCESS ADVISORS, LLC
Adviser information for FINACCESS ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 170 | $4.0B |
| Total | 170 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $713,463 |
| HNW Individuals | 75 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $2.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $168.6M |
| Other | 8 | $141.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 93 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsWEALTH MGMT SERVICES |
|---|---|
| Compensation | % of AUMFixed feesREFERRAL FEES FROM CUSTODIANS |
Identifiers
| SEC RIA File Number | 801-71013 |
|---|---|
| SEC ERA File Number | 801-71013 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150697 |
| Legal Entity Identifier | None |
Principal Office
1111 BRICKELL AVENUESUITE 2600
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 305.377.1112, Fax: 305.675.7784
Chief Compliance Officer
ANNA CASCO
CHIEF COMPLIANCE OFFICER
1111 BRICKELL AVENUE
SUITE 2600
MIAMI
FL
United States
Tel:
305.377.1112
Fax:
305.675.7784
A*****@************M
(Full email address available in API data)
Regulatory Contact
DANIEL EDUARDO DIAZ
CHIEF EXECUTIVE OFFICER
1111 BRICKELL AVENUE
SUITE 2600
MIAMI
FL
United States
Tel:
305.377.1112
Fax:
305.675.7784
D****@************M
(Full email address available in API data)
Industry Affiliates
| FINACCESS MEXICO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FINACCESS VALUE A.V., S.A. SOCIEDAD UNIPERSONAL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIAZ, DANIEL, EDUARDO | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2022 | < 5% |
| DA SILVA, ALEXANDRE, A. | Individual | – | CHIEF INVESTMENT OFFICER | 01/2012 | < 5% |
| GRUPO FINACCESS S.A.P.I. DE C.V. | Foreign Entity | – | MANAGING MEMBER | 10/2009 | > 75% |
| FERNANDEZ GONZALEZ, CARLOS | Individual | GRUPO FINACCESS S.A.P.I. DE C.V. | OWNER | 04/2015 | 50-75% |
| CASCO, ANNA, LUCIA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |