ASTIGNES CAPITAL ASIA PTE. LTD.
Adviser information for ASTIGNES CAPITAL ASIA PTE. LTD. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE GEORGE STREET#22-01
SINGAPORE
Singapore
Monday - Friday, 8:00AM (SST) - 6:00PM (SST)
Tel: +(65) 6622 8288, Fax: +(65) 6622 8299
Chief Compliance Officer
ALAN THIO GUAN YONG
GENERAL COUNSEL
ONE GEORGE STREET
#22-01
SINGAPORE
Singapore
Tel:
+(65) 6622 8242
Fax:
+(65) 6622 8299
A********@***********M
(Full email address available in API data)
Regulatory Contact
ERIC TEO HONG KIAT
CHIEF OPERATING OFFICER
ONE GEORGE STREET
#22-01
SINGAPORE
Singapore
Tel:
+(65) 6622 8286
Fax:
+(65) 6622 8299
L**************@***********M
(Full email address available in API data)
Industry Affiliates
| ASIADYNE LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASTIGNES ASIA RATES COMPASS FUND LTD. | Hedge Fund | $264.8M | $1.0M | 4 |
| ASTIGNES ASIA RATES MASTER FUND LTD. | Hedge Fund | $860.5M | $1.0M | 49 |
| ASTIGNES SYSTEMATIC RV MACRO MASTER FUND LTD. | Hedge Fund | $11.1M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JCK MIRAI LLC | Domestic Entity | ASIADYNE LP | LIMITED PARTNER | 12/2016 | 50-75% |
| BROADMAN, BART, JOSEPH | Individual | JCK MIRAI LLC | SHAREHOLDER AND MANAGER | 03/2023 | 25-50% |
| TEO, ERIC HONG KIAT | Individual | – | CHIEF OPERATING OFFICER / DIRECTOR | 01/2018 | < 5% |
| THIO, ALAN GUAN YONG | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| ASIADYNE LP | Domestic Entity | – | SHAREHOLDER | 12/2017 | > 75% |
| ASIADYNE GP LLC | Domestic Entity | ASIADYNE LP | GENERAL PARTNER | 12/2016 | |
| BROADMAN, BART, JOSEPH | Individual | ASIADYNE GP LLC | MANAGING MEMBER | 12/2016 | |
| LYE, SHIANG HUE | Individual | – | DIRECTOR | 08/2019 | < 5% |
| BOYD, ALISTAIR | Individual | – | CHIEF EXECUTIVE OFFICER / DIRECTOR | 08/2019 | < 5% |
| BROADMAN, BART, JOSEPH | Individual | – | DIRECTOR | 09/2005 | < 5% |