Hedge Fund Database

PENINSULA WEALTH, LLC

Adviser information for PENINSULA WEALTH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 901 $623.1M
Non-Discretionary 0 $0
Total 901 $623.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 116 $623.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71025
SEC ERA File Number 801-71025
SEC CIK Numbers 1600052
SEC CRD Numbers 152436
Legal Entity Identifier None

Principal Office

350 TOWNSEND STREET
SUITE 411
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: (415) 678-5360, Fax: 650-204-7657

Websites

www.linkedin.com/company/peninsula-wealth-llc/ www.peninsulawealth.com www.facebook.com/peninsulawealth/ twitter.com/penwealth?lang=en

Chief Compliance Officer

RAHUL NIRANJAN SHAH
MANAGING MEMBER/CEO
350 TOWNSEND STREET
SUITE 411
SAN FRANCISCO
CA
United States
Tel: (415) 678-5360
Fax: 650-204-7657
(Full email address available in API data)

Regulatory Contact

KRISTINA VENTURA
DIRECTOR OF OPERATIONS
350 TOWNSEND STREET
SUITE 411
SAN FRANCISCO
CA
United States
Tel: (415) 678-5360
Fax: 650-204-7657
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHAH, RAHUL, NIRANJAN Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 02/2010 > 75%
VENTURA, KRISTINA, MARIE Individual – DIRECTOR OF OPERATIONS 06/2011 5-10%

No. Employees, Historic

10502020202120222023202420256 on 3/18/20206 on 6/1/20206 on 6/30/20206 on 9/16/20206 on 9/16/20204 on 3/18/20214 on 4/12/20214 on 10/28/20215 on 3/22/20224 on 3/22/20234 on 11/15/20235 on 3/29/2024

RAUM, Historic

700M350M0202020212022202320242025403274063 on 3/18/2020403274063 on 6/1/2020403274063 on 6/30/2020403274063 on 9/16/2020403274063 on 9/16/2020472729806 on 3/18/2021472729806 on 4/12/2021472729806 on 10/28/2021558003681 on 3/22/2022480695299 on 3/22/2023480695299 on 11/15/2023623055134 on 3/29/2024

No. Clients, Historic

2001000202020212022202320242025112 on 3/18/2020112 on 6/1/2020112 on 6/30/2020112 on 9/16/2020112 on 9/16/2020107 on 3/18/2021107 on 4/12/2021107 on 10/28/2021103 on 3/22/2022108 on 3/22/2023108 on 11/15/2023116 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 206K 1K –
ADVANCED MICRO DEVICES INC COM 246K 1K –
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 2M 8K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 12M 51K –
ATLASSIAN CORPORATION CL A 1M 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK ETF TRUST US EQT FACTOR 576K 12K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 436K 8K –
BLUE OWL CAPITAL CORPORATION COM 286K 18K –
BROADCOM INC COM 2M 974 –
CISCO SYS INC COM 405K 9K –
COSTCO WHSL CORP NEW COM 661K 785 –
DBX ETF TR XTRACK MSCI EAFE 516K 12K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 2M 64K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 1M 36K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 3M 104K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 2M 48K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 762K 12K –
ELI LILLY & CO COM 554K 585 –
EXXON MOBIL CORP COM 561K 5K –
GILEAD SCIENCES INC COM 2M 34K –
HEWLETT PACKARD ENTERPRISE C COM 264K 12K –
HOME DEPOT INC COM 290K 806 –
INTUIT COM 1M 2K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 265K 4K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 350K 9K –
INVESCO QQQ TR UNIT SER 1 14M 28K –
ISHARES INC CORE MSCI EMKT 4M 72K –
ISHARES INC MSCI EMRG CHN 15M 243K –
ISHARES TR 10-20 YR TRS ETF 1M 12K –
ISHARES TR CALIF MUN BD ETF 2M 29K –
ISHARES TR CORE MSCI EAFE 10M 137K –
ISHARES TR CORE S&P MCP ETF 11M 184K –
ISHARES TR CORE S&P SCP ETF 1M 13K –
ISHARES TR CORE S&P US GWT 7M 51K –
ISHARES TR CORE S&P US VLU 952K 11K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR CORE TOTAL USD 7M 145K –
ISHARES TR EAFE GRWTH ETF 1M 10K –
ISHARES TR EAFE VALUE ETF 7M 134K –
ISHARES TR HDG MSCI EAFE 4M 105K –
ISHARES TR ISHS 1-5YR INVS 1M 21K –
ISHARES TR MBS ETF 3M 27K –
ISHARES TR MSCI INTL VLU FT 8M 271K –
ISHARES TR MSCI USA QLT FCT 625K 4K –
ISHARES TR RUS 1000 GRW ETF 638K 2K –
ISHARES TR S&P 500 GRWT ETF 57M 594K –
ISHARES TR S&P 500 VAL ETF 50M 269K –
ISHARES TR SHRT NAT MUN ETF 603K 6K –
ISHARES TR TIPS BD ETF 308K 3K –
ISHARES TR U.S. TECH ETF 298K 2K –
J P MORGAN EXCHANGE TRADED F INTERNL GWT 9M 130K –
JOHNSON & JOHNSON COM 257K 2K –
JPMORGAN CHASE & CO. COM 549K 3K –
LAM RESEARCH CORP COM 294K 275 –
MASTERCARD INCORPORATED CL A 533K 1K –
MERCK & CO INC COM 234K 2K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 5M 10K –
NETFLIX INC COM 201K 310 –
NVIDIA CORPORATION COM 22M 171K –
ORACLE CORP COM 48M 330K –
PEPSICO INC COM 531K 3K –
PROCTER AND GAMBLE CO COM 228K 1K –
RTX CORPORATION COM 312K 3K –
SALESFORCE INC COM 438K 2K –
SELECT SECTOR SPDR TR ENERGY 208K 2K –
SNOWFLAKE INC CL A 64M 468K –
SPDR S&P 500 ETF TR TR UNIT 349K 623 –
SYNOPSYS INC COM 3M 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 360K 2K –
TESLA INC COM 2M 6K –
UBER TECHNOLOGIES INC COM 601K 8K –
UNITEDHEALTH GROUP INC COM 287K 561 –
VANECK ETF TRUST MRNGSTR WDE MOAT 555K 6K –
VANGUARD BD INDEX FDS INTERMED TERM 629K 8K –
VANGUARD BD INDEX FDS SHORT TRM BOND 492K 6K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 507K 10K –
VANGUARD INDEX FDS GROWTH ETF 55M 141K –
VANGUARD INDEX FDS MID CAP ETF 3M 14K –
VANGUARD INDEX FDS SMALL CP ETF 9M 39K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS VALUE ETF 39M 239K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 5M 114K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 206K 2K –
VANGUARD MUN BD FDS TAX EXEMPT BD 222K 4K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 610K 8K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 233K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 10M 188K –
VEEVA SYS INC CL A COM 1M 7K –
VISA INC COM CL A 2M 7K –
WALMART INC COM 322K 5K –