SANDSTONE ASSET MANAGEMENT INC.
Adviser information for SANDSTONE ASSET MANAGEMENT INC. last updated from Form ADV on May 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Canada |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 143 | $251.5M |
| Non-Discretionary | 5 | $931,095 |
| Total | 148 | $252.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 124 | $214.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $22.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $12.6M |
| Other | 5 | $3.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71037 |
|---|---|
| SEC ERA File Number | 801-71037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152742 |
| Legal Entity Identifier | 549300TMOPX71ZACCN64 |
Principal Office
115, 101 - 6TH STREET SWCALGARY
Canada
Monday - Friday, 7:30AM - 5:00PM
Tel: 403-218-6125, Fax: 403-263-2270
Chief Compliance Officer
SHARON WATKINS
CEO & CCO
115, 101 - 6TH STREET SW
CALGARY, ALBERTA
Canada
Tel:
403-218-6126
Fax:
403-263-2270
S*******@**************M
(Full email address available in API data)
Regulatory Contact
BRENT PICKERL
PRESIDENT
115, 101 - 6TH STREET SW
CALGARY
Canada
Tel:
403-218-6128
Fax:
403-263-2270
B*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATKINS, SHARON, ELIZABETH | Individual | – | CEO & CCO | 06/2004 | 50-75% |
| PICKERL, BRENT, DONALD | Individual | – | PRESIDENT | 08/2013 | 25-50% |
| Dunne, Niomi, Niki | Individual | – | PORTFOLIO MANAGER | 04/2018 | 5-10% |
| Sung, Cheryl | Individual | – | OPERATIONAL AND FINANCIAL ASSOCIATE | 09/2007 | < 5% |
| O'CONNOR, KAREN, LEIGH | Individual | – | CFO | 05/2022 | < 5% |