LFA
LUGANO FINANCIAL ADVISORS S.A. Legal Name
Adviser information for LFA last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 131 | $409.1M |
| Non-Discretionary | 149 | $581.5M |
| Total | 280 | $990.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $74.4M |
| HNW Individuals | 115 | $654.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $261.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesGLOBAL REPORTING & RISK ANALYSES OF CLIENT PORTFOLIOS INCLUDING ASSETS NOT UNDER MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71074 |
|---|---|
| SEC ERA File Number | 801-71074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152864 |
| Legal Entity Identifier | 254900TJ45Z7AMUMNU46 |
Principal Office
VIA F. PELLI 3LUGANO - TICINO
Switzerland
Monday - Friday, 9AM-5PM
Tel: +41919212533, Fax: +41919213809
Chief Compliance Officer
MONICA CASILLO
VIA F.PELLI 3
LUGANO
Switzerland
Tel:
+41919212533
Fax:
+41919213809
C******@*****H
(Full email address available in API data)
Regulatory Contact
FRANCESCO BERNASCONI
MEMBER OF THE BOARD, SENIOR RELATIONSHIPMANAGER
VIA F. PELLI 3
LUGANO
Switzerland
Tel:
+41919213752
Fax:
+41919213809
B*********@*****H
(Full email address available in API data)
Industry Affiliates
| ESSENTIA FAMILY OFFICE SA | Other investment adviser, including financial planners |
| LFG+ZEST SA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPELLINI, SIRO | Individual | LFG HOLDING SA | SHAREHOLDER | 01/2011 | 25-50% |
| BOSIA, LUCA | Individual | – | SENIOR INVESTMENT ADVISOR | 09/2016 | < 5% |
| LFG HOLDING SA | Foreign Entity | – | OWNER | 01/2011 | > 75% |
| BERNASCONI, FRANCESCO | Individual | LFG HOLDING SA | SHAREHOLDER | 01/2011 | 25-50% |
| Panza, Paolo | Individual | – | SENIOR RELATIONSHIP MANAGER | 09/2018 | < 5% |
| Casillo, Monica | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| Ostinelli, Mattia | Individual | – | RISK MANAGER | 01/2018 | < 5% |
| Ahonen, Tuomas | Individual | – | PORTFOLIO MANAGER | 10/2022 | < 5% |
| Mango, Edoardo, Michele | Individual | – | CHIEF INVESTMENT OFFICER (CIO) | 07/2023 | < 5% |
| Panza, Paolo | Individual | – | CEO | 07/2023 | < 5% |
| Minieri, Nicole | Individual | – | JUNIOR COMPLIANCE OFFICER | 07/2023 | < 5% |
| BILAND, WALTER | Individual | – | SENIOR RELATIONSHIP MANAGER | 07/2023 | 10-25% |
| Kempf, Adrian | Individual | – | SENIOR RELATIONSHIP MANAGER | 07/2023 | < 5% |
| Hasler, Mathias | Individual | – | SENIOR RELATIONSHIP MANAGER | 07/2023 | < 5% |
| Alioska, Rachel | Individual | – | SENIOR RELATIONSHIP MANAGER | 08/2023 | < 5% |