MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED
Adviser information for MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 84 | $4.7B |
| Non-Discretionary | 0 | $0 |
| Total | 84 | $4.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 82 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $89.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR INVESTMENT TRUSTS, MUTUAL FUNDS & ETF, NON-DISCRETIONARY ADVISORY SERVICE |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | FUND DISTRIBUTION BUSINESS |
Identifiers
| SEC RIA File Number | 801-71088 |
|---|---|
| SEC ERA File Number | 801-71088 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152807 |
| Legal Entity Identifier | 549300NL7HTCLIXMWU28 |
Principal Office
ROOM 1101,11/F, LEE GARDEN THREE, 1 SUNNING ROAD,CAUSEWAY BAY
HONG KONG
Hong Kong
Monday - Friday, 08:30 AM - 05:30 PM
Tel: 852-2295-1500, Fax: (852) 2258 7097
Chief Compliance Officer
LI, LUI, SANDI
CHIEF COMPLIANCE OFFICER
ROOM 1101,11/F, LEE GARDEN THREE, 1 SUNNING ROAD,
CAUSEWAY BAY
HONG KONG
Hong Kong
Tel:
(852) 3555-5703
Fax:
(852) 2258 7097
A******@*************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL X JAPAN CO. LTD. | Other investment adviser, including financial planners |
| GLOBAL X MANAGEMENT (AUS) LIMITED | Other investment adviser, including financial planners |
| GLOBAL X MANAGEMENT COMPANY LLC | Other investment adviser, including financial planners |
| HORIZONS ETFS MANAGEMENT (CANADA) INC. | Other investment adviser, including financial planners |
| MIRAE ASSET (VIETNAM) FUND MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| MIRAE ASSET CAPITAL (CHINA) LIMITED | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL ETF HOLDINGS LIMITED | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL GROWTH ETF INVESTMENT LIMITED | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTD | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL INVESTMENTS (AUSTRALIA) PTY LTD | Sponsor, GP, manager of pooled investment vehicles |
| MIRAE ASSET GLOBAL INVESTMENTS (UK) LTD. | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | Other investment adviser, including financial planners |
| MIRAE ASSET INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD | Other investment adviser, including financial planners |
| MIRAE ASSET INVESTMENT MANAGERS (INDIA) PVT LTD | Other investment adviser, including financial planners |
| MIRAE ASSET SECURITIES (HK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MIRAE ASSET SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARK, HYEON JOO | Individual | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | SHAREHOLDER | 03/2012 | 50-75% |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | Foreign Entity | – | SHAREHOLDER | 03/2012 | > 75% |
| CHO, WANYOUN | Individual | – | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 01/2023 | < 5% |
| LI, LUI, SANDI | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| CHO, Young-rae | Individual | – | CHIEF OPERATING OFFICER | 01/2024 | < 5% |
| Fok, Ho Wah | Individual | – | DIRECTOR | 03/2024 | < 5% |
| Kim, Nam Ki | Individual | – | DIRECTOR | 03/2024 | < 5% |