HAYDEN HARPER WEALTH ADVISORY, LLC
Adviser information for HAYDEN HARPER WEALTH ADVISORY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 253 | $119.1M |
| Non-Discretionary | 0 | $0 |
| Total | 253 | $119.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $11.7M |
| HNW Individuals | 26 | $97.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $10.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-71103 |
|---|---|
| SEC ERA File Number | 801-71103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152091 |
| Legal Entity Identifier | None |
Principal Office
828 EAST BOULEVARDCHARLOTTE
NC
United States
Monday - Friday, 8:30AM TO 5PM
Tel: 704-343-2447, Fax: 704-343-4961
Chief Compliance Officer
MICHAEL FOX
828 EAST BOULEVARD
CHARLOTTE
NC
United States
Tel:
704-343-2447
Fax:
704-343-4961
M***@**********S
(Full email address available in API data)
Regulatory Contact
CHARLOTTE FOX RENNER
ADMINISTRATOR
828 EAST BOULEVARD
CHARLOTTE
NC
United States
Tel:
704-343-2447
Fax:
704-343-4961
C******@*************M
(Full email address available in API data)
Industry Affiliates
| GASKIN TEED CAPITAL ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAYDEN HARPER TAX ADVISORY, LLC | Accountant or accounting firm |
| HH DIRECT ENERGY PRODUCTS | Sponsor, GP, manager of pooled investment vehicles |
| HH HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GASKIN TEED BLUE FUND LP | Hedge Fund | $9.5M | $0.3M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOX, MICHAEL, DAVID | Individual | HH HOLDINGS, LLC | OWNER | 12/2009 | > 75% |
| FOX, MICHAEL, DAVID | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 09/2009 | < 5% |
| CANNADY, SCOTT, CARMEN | Individual | CANNADY FINANCIAL, INC. | OWNER | 01/2017 | > 75% |
| HAYDEN HARPER ADVISORY, LLC | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| HH HOLDINGS, LLC | Domestic Entity | HAYDEN HARPER ADVISORY, LLC | MEMBER | 01/2020 | 50-75% |
| CANNADY FINANCIAL, INC. | Domestic Entity | HAYDEN HARPER ADVISORY, LLC | MEMBER | 01/2020 | 50-75% |