IPG INVESTMENT ADVISORS, LLC
Adviser information for IPG INVESTMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 32 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 939 | $2.5B |
| Non-Discretionary | 112 | $972.5M |
| Total | 1,051 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 567 | $189.9M |
| HNW Individuals | 236 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $210.9M |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | <5 | $10.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $35.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 239 | $1.4B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsMAY SELECT ADVISE ON AND/OR OFFER PRIVATE FUNDS AND LIMITED PARTNERSHIPS AND/OR PROVIDE FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed feesCommissionsPerformance-based feesFAMILY OFFICE, SERVICE , FINDER'S FEES $ 12B1 FEES VIA AFFLT |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
501 WEST BROADWAYSUITE 1350
SAN DIEGO
CA
United States
Monday - Friday, 6:30 AM TO 5:00 PM
Tel: 619-326-1200, Fax: None
Chief Compliance Officer
DARIUS LASHKARI
CHIEF COMPLIANCE OFFICER
501 WEST BROADWAY
SUITE 1350
SAN DIEGO
CA
United States
Tel:
619-326-1221
D*****@********M
(Full email address available in API data)
Regulatory Contact
JOSE A. FERNANDEZ
COMPLIANCE SPECIALIST
501 WEST BROADWAY
SUITE 1350
SAN DIEGO
CA
United States
Tel:
619-326-1243
J***@********M
(Full email address available in API data)
Industry Affiliates
| BLUE POINT LLC | Sponsor or syndicator of limited partnerships |
| I-KAPITAL ADVISOR SA DE CV | Sponsor or syndicator of limited partnerships |
| INVESTMENT PLACEMENT COMMODITIES | Commodity pool operator or commodity trading advisor |
| INVESTMENT PLACEMENT GROUP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IPG ALTERNATIVE FOF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| IPG ALTERNATIVE INVESTMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| IPG SECURITIES INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SC ASESORES EN INVERSIONES INDEPENDIENTES SA DE CV | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CERTUM ALTERNATIVE INCOME | SPC | $86.9M | $0.1M | 144 |
| IPG ALT FUND | SPC | $85.9M | $0.1M | 80 |
| IPG ALTERNATIVE INVESTMENTS FUND US LP | POOLED INVESTMENT FUND | $8.0M | $0.0M | 20 |
| IPG GO FUND | SPC | $28.1M | $0.1M | 410 |
| IPG SECONDARY I, LP | SPV | $2.0M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GONZALEZRUBIO, ADOLFO | Individual | – | MEMBER/CHAIRMAN | 12/2011 | 25-50% |
| ALDRETE, ALFONSO | Individual | – | MEMBER | 01/2010 | 10-25% |
| BENREY, ALBERT | Individual | – | MEMBER/CHIEF EXECUTIVE OFFICER | 12/2011 | 10-25% |
| LASHKARI, DARIUS, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| THEMIS INVESTMENT INC. | Foreign Entity | – | MEMBER | 01/2010 | 10-25% |
| SOTO ACEVES, MARTHA, ELIZABETH | Individual | – | CFO | 12/2015 | < 5% |
| Gonzalez-Rubio, Jose, Guadalupe | Individual | THEMIS INVESTMENT | SHAREHOLDER | 10/1978 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGF INVTS TR | US MARKET NETRL | 202K | 10K | – |
| AT&T INC | COM | 250K | 13K | – |
| AST SPACEMOBILE INC | COM CL A | 221K | 19K | – |
| ACCOLADE INC | COM | 317K | 89K | – |
| ADOBE INC | COM | 283K | 509 | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 9K | – |
| AIRBNB INC | COM CL A | 333K | 2K | – |
| AIR TRANSPORT SERVICES GRP I | COM | 20M | 1M | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 26K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 223K | 7K | – |
| ALPHABET INC | CAP STK CL C | 6M | 33K | – |
| ALPHABET INC | CAP STK CL A | 8M | 42K | – |
| AMAZON COM INC | COM | 20M | 105K | – |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 142K | 8K | – |
| AMERICAN EXPRESS CO | COM | 290K | 1K | – |
| APPLE INC | COM | 29M | 137K | – |
| APPLIED MATLS INC | COM | 251K | 1K | – |
| ARES CAPITAL CORP | COM | 282K | 14K | – |
| ARISTA NETWORKS INC | COM | 2M | 6K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 331K | 2K | – |
| AXON ENTERPRISE INC | COM | 1M | 4K | – |
| BANCO BRADESCO S A | SP ADR PFD NEW | 37K | 14K | – |
| BANK AMERICA CORP | COM | 1M | 30K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BIONANO GENOMICS INC | COM NEW | 27K | 40K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 427K | 14K | – |
| BROADCOM INC | COM | 326K | 203 | – |
| CVS HEALTH CORP | COM | 4M | 76K | – |
| CADENCE DESIGN SYSTEM INC | COM | 984K | 3K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 931K | 50K | – |
| CATERPILLAR INC | COM | 2M | 7K | – |
| CELULARITY INC | CL A NEW | 54K | 17K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 8M | 1M | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 22K | – |
| CITIGROUP INC | COM NEW | 359K | 6K | – |
| COINBASE GLOBAL INC | COM CL A | 419K | 2K | – |
| COMCAST CORP NEW | CL A | 453K | 12K | – |
| CONOCOPHILLIPS | COM | 226K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 5K | – |
| CYTOMX THERAPEUTICS INC | COM | 15K | 13K | – |
| DECKERS OUTDOOR CORP | COM | 1M | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 690K | 5K | – |
| DIAMONDBACK ENERGY INC | COM | 250K | 1K | – |
| DISNEY WALT CO | COM | 3M | 31K | – |
| DOCUSIGN INC | COM | 333K | 6K | – |
| ECO WAVE POWER GLOBAL AB | SPONSORED ADS | 34K | 12K | – |
| EMBRAER S.A. | SPONSORED ADS | 6M | 239K | – |
| META PLATFORMS INC | CL A | 18M | 36K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 221K | 4K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 231K | 3K | – |
| GE VERNOVA INC | COM | 497K | 3K | – |
| GENERAC HLDGS INC | COM | 5M | 36K | – |
| GE AEROSPACE | COM NEW | 1M | 9K | – |
| GENERAL MTRS CO | COM | 222K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | – |
| GOODYEAR TIRE & RUBR CO | COM | 5M | 405K | – |
| GRAINGER W W INC | COM | 933K | 1K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 762K | 14K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 8M | 48K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 302K | 6K | – |
| ISHARES TR | TIPS BD ETF | 1M | 11K | – |
| ISHARES TR | CHINA LG-CAP ETF | 592K | 23K | – |
| ISHARES TR | CORE S&P500 ETF | 235K | 430 | – |
| ISHARES TR | MSCI EMG MKT ETF | 251K | 6K | – |
| ISHARES TR | IBOXX INV CP ETF | 1M | 13K | – |
| ISHARES TR | S&P 500 VAL ETF | 541K | 3K | – |
| ISHARES TR | 20 YR TR BD ETF | 596K | 6K | – |
| ISHARES TR | 7-10 YR TRSY BD | 12M | 123K | – |
| ISHARES TR | 1 3 YR TREAS BD | 925K | 11K | – |
| ISHARES TR | RUSSELL 2000 ETF | 213K | 1K | – |
| ISHARES TR | MSCI AC ASIA ETF | 382K | 5K | – |
| ISHARES TR | JPMORGAN USD EMG | 379K | 4K | – |
| ISHARES TR | IBOXX HI YD ETF | 271K | 4K | – |
| ISHARES TR | CRE U S REIT ETF | 363K | 7K | – |
| ISHARES TR | USD INV GRDE ETF | 309K | 6K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 13K | – |
| ISHARES TR | U.S. INSRNCE ETF | 474K | 4K | – |
| ISHARES TR | MSCI INDIA ETF | 302K | 5K | – |
| ISHARES TR | MSCI CHINA ETF | 333K | 8K | – |
| ISHARES TR | MSCI USA QLT FCT | 687K | 4K | – |
| ISHARES INC | MSCI JPN ETF NEW | 422K | 6K | – |
| ISHARES TR | 0-5YR INVT GR CP | 4M | 81K | – |
| ISHARES TR | 0-5YR HI YL CP | 628K | 15K | – |
| ISHARES TR | CORE DIV GRWTH | 897K | 16K | – |
| ISHARES TR | CORE MSCI EURO | 467K | 8K | – |
| ISHARES BITCOIN TR | SHS | 808K | 24K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 11K | – |
| JACK IN THE BOX INC | COM | 8M | 151K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 393K | 7K | – |
| JETBLUE AWYS CORP | COM | 5M | 769K | – |
| KLA CORP | COM NEW | 284K | 344 | – |
| KOHLS CORP | COM | 5M | 219K | – |
| KRANESHARES TRUST | KFA MOUNT LUCAS | 205K | 7K | – |
| ELI LILLY & CO | COM | 340K | 375 | – |
| MAGNA INTL INC | COM | 19M | 448K | – |
| MARATHON OIL CORP | COM | 248K | 9K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MERCADOLIBRE INC | COM | 1M | 610 | – |
| MICROSOFT CORP | COM | 14M | 30K | – |
| MORGAN STANLEY | COM NEW | 425K | 4K | – |
| NIO INC | SPON ADS | 136K | 33K | – |
| NETFLIX INC | COM | 3M | 4K | – |
| NORDSTROM INC | COM | 4M | 210K | – |
| NVIDIA CORPORATION | COM | 28M | 229K | – |
| NUTRIEN LTD | COM | 14M | 275K | – |
| O-I GLASS INC | COM | 8M | 714K | – |
| OATLY GROUP AB | SPONSORED ADS | 376K | 400K | – |
| OPKO HEALTH INC | COM | 38K | 30K | – |
| ORACLE CORP | COM | 256K | 2K | – |
| ORCHESTRA BIOMED HLDGS INC | COM | 108K | 13K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 479K | 30K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 204K | 8K | – |
| PALO ALTO NETWORKS INC | COM | 5M | 16K | – |
| PAYPAL HLDGS INC | COM | 586K | 10K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 4M | 268K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 260K | 3K | – |
| PIMCO ETF TR | INV GRD CRP BD | 1M | 14K | – |
| PROCTER AND GAMBLE CO | COM | 348K | 2K | – |
| QUALCOMM INC | COM | 7M | 33K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 219K | 16K | – |
| RUMBLE INC | COM CL A | 126K | 23K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 25M | 46K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 20K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 387K | 986 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 6M | 68K | – |
| SALESFORCE INC | COM | 4M | 16K | – |
| SCPHARMACEUTICALS INC | COM | 52K | 12K | – |
| SEA LTD | SPONSORD ADS | 358K | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 249K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 24K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 211K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 298K | 1K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 2M | 23K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHOPIFY INC | CL A | 6M | 87K | – |
| SOFI TECHNOLOGIES INC | COM | 416K | 63K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 952K | 53K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 222K | 22K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 579K | 26K | – |
| BLOCK INC | CL A | 327K | 5K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 213K | 4K | – |
| SUNRUN INC | COM | 661K | 56K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 402K | 2K | – |
| TAL EDUCATION GROUP | SPONSORED ADS | 107K | 10K | – |
| TALOS ENERGY INC | COM | 608K | 50K | – |
| TARGET CORP | COM | 615K | 4K | – |
| TESLA INC | COM | 4M | 22K | – |
| TESLA INC | COM | 954K | 5K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 216K | 390 | – |
| TRANSDIGM GROUP INC | COM | 1M | 1K | – |
| TRILOGY METALS INC NEW | COM | 8K | 15K | – |
| 23ANDME HOLDING CO | CLASS A COM | 7K | 18K | – |
| UBER TECHNOLOGIES INC | COM | 4M | 49K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 210K | 6K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 302K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 454K | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 303K | 525 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 804K | 10K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1M | 17K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 870K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 5M | 29K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 6M | 563K | – |
| WALMART INC | COM | 2M | 26K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 9M | 709K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 7M | 880K | – |
| WELLS FARGO CO NEW | COM | 685K | 12K | – |
| WHIRLPOOL CORP | COM | 5M | 53K | – |
| WYNN RESORTS LTD | COM | 392K | 4K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 280K | 15K | – |
| NU HLDGS LTD | ORD SHS CL A | 551K | 43K | – |
| ZK INTL GROUP CO LTD | SHS | 9K | 16K | – |
| CYBERARK SOFTWARE LTD | SHS | 216K | 790 | – |
| ROYAL CARIBBEAN GROUP | COM | 285K | 2K | – |