ROVIN CAPITAL
ROVIN CAPITAL LLC Legal Name
Adviser information for ROVIN CAPITAL last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,812 | $512.9M |
| Non-Discretionary | 222 | $83.2M |
| Total | 2,034 | $596.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 475 | $87.3M |
| HNW Individuals | 137 | $339.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 298 | $121.7M |
| Charitable organizations | 16 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 30 | $46.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 600 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-71109 |
|---|---|
| SEC ERA File Number | 801-71109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152662 |
| Legal Entity Identifier | None |
Principal Office
1 N. MACDONALDSUITE 201
MESA
AZ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 480-739-2110, Fax: 858-487-0547
Websites
Chief Compliance Officer
KIMBALL ERIC PIERCE
VICE PRESIDENT
P.O. BOX 31840
MESA
AZ
United States
Tel:
801-821-4770
Fax:
858-487-0547
E***@***************M
(Full email address available in API data)
Regulatory Contact
MARKELL STAFFIERI
CEO
P.O. BOX 31840
MESA
AZ
United States
Tel:
4807392110
Fax:
8584870547
M******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROVIN CAPITAL STRATEGIC DEBT FUND I, LLC | PRIVATE DEBT FUND | $28.5M | $0.1M | 90 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STAFFIERI, MARKELL, ANTHONY | Individual | – | CEO | 04/2015 | < 5% |
| PIERCE, KIMBALL, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| BLUE KING MOMENTUM INC | Domestic Entity | – | OWNER | 07/2020 | 25-50% |
| SNOWY RIVER CORP | Domestic Entity | – | OWNER | 07/2020 | 50-75% |
| PIERCE, KIMBALL, ERIC | Individual | BLUE KING MOMENTUM INC | OWNER | 07/2020 | 50-75% |
| STAFFIERI, MARKELL, ANTHONY | Individual | SNOWY RIVER CORP | OWNER | 07/2020 | > 75% |
| Pierce, Whitnite | Individual | BLUE KING MOMENTUM INC | OWNER | 07/2020 | 50-75% |