ADVISORY SERVICES NETWORK

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Georgia, United States

Employees

Total Number of Employees	215
Investment Advisory/Research	208
Registered Broker-Dealer Representatives	14
Registered State Investment Advisers	206
Licensed Agents of an Insurance Company	86
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	24,013	$6.7B
Non-Discretionary	273	$86.6M
Total	24,286	$6.8B

Clients

Type	Number	RAUM
Individuals	13,145	$4.6B
HNW Individuals	1,275	$2.0B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	75	$41.5M
Charitable organizations	6	$6.4M
State or municipal gov entities	4	$11.7M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	138	$212.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	44
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	1.3B
Portfolio Manager	1.3B
Both for Same	1.3B

Portfolio Manager to Program	Sponsor
ADVISORY SERVICES NETWORK LLC WRAP FEE PROGRAM	ADVISORY SERVICES NETWORK LLC

Identifiers

SEC RIA File Number	801-71112
SEC ERA File Number	801-71112
SEC CIK Numbers	1573876
SEC CRD Numbers	146051
Legal Entity Identifier	None

Principal Office

6600 PEACHTREE DUNWOODY RD.
EMBASSY ROW 600, SUITE 575
ATLANTA
GA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic