PERSIUM ADVISORS, LLC
Adviser information for PERSIUM ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 363 | $436.5M |
| Non-Discretionary | 0 | $0 |
| Total | 363 | $436.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $27.9M |
| HNW Individuals | 48 | $278.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $129.2M |
| Charitable organizations | <5 | $650,008 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $321,103 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-71127 |
|---|---|
| SEC ERA File Number | 801-71127 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128335 |
| Legal Entity Identifier | None |
Principal Office
2100 RIVEREDGE PARKWAYSUITE 1230
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 678-322-3000, Fax: 678-322-3059
Chief Compliance Officer
STEPHEN GRINER
PRESIDENT
2100 RIVEREDGE PKWY
SUITE 1230
ATLANTA
GA
United States
Tel:
678-322-3009
Fax:
678-322-3059
S******@***************M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNGASHICK, PATRICK, ANDREW | Individual | – | CEO/MANAGING MEMBER | 01/2011 | < 5% |
| GRINER, STEPHEN, LYLE | Individual | – | PRESIDENT, COO, CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |
| GRINER, STEPHEN, LYLE | Individual | GRINER ENTERPRISES HOLDINGS, INC. | SHAREHOLDER | 01/2010 | > 75% |
| UNGASHICK, PATRICK, ANDREW | Individual | PU CONSULTING, INC. | SHAREHOLDER | 10/2010 | > 75% |
| PERSIUM GROUP, LLC | Domestic Entity | – | PARENT COMPANY | 01/2015 | > 75% |
| GRINER ENTERPRISES HOLDINGS, INC. | Domestic Entity | PERSIUM GROUP, LLC | MEMBER | 01/2015 | 25-50% |
| PU CONSULTING, INC. | Domestic Entity | PERSIUM GROUP, LLC | MEMBER | 01/2015 | 25-50% |