MILLINGTON SECURITIES, LLC
Adviser information for MILLINGTON SECURITIES, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $187.8M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $187.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $187.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
331 NEWMAN SPRINGS ROADSUITE 105
RED BANK
NJ
United States
Monday - Friday, 9-5:00
Tel: 732-842-4920, Fax: None
Chief Compliance Officer
DINA SCHINDLER
331 NEWMAN SPRINGS ROAD
SUITE 143
RED BANK
NJ
United States
Tel:
732-842-4920
C*********@*****************M
(Full email address available in API data)
Industry Affiliates
| HARTSHORNE GROUP, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| WBI INVESTMENTS, LLC | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHREIBER, DONALD, ROBERT | Individual | WBI HOLDCO, INC. | SOLE OWNER | 06/2023 | > 75% |
| WBI TECH HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
| WBI HOLDCO, INC. | Domestic Entity | WBI TECH HOLDINGS, LLC | SOLE OWNER | 06/2023 | > 75% |
| SCHINDLER, DINA, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| CONFESSORE, ROBERT, JOSEPH | Individual | – | PRESIDENT | 11/2013 | < 5% |
| SCHREIBER, DONALD, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER AND TREASURER | 11/2013 | < 5% |