Hedge Fund Database

ALTERNA WEALTH MANAGEMENT, INC.

Adviser information for ALTERNA WEALTH MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 36
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 24
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 734 $542.4M
Non-Discretionary 285 $318.5M
Total 1,019 $861.0M

Clients

Type Number RAUM
Individuals 235 $72.3M
HNW Individuals 641 $496.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 158 $292.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 82

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71135
SEC ERA File Number 801-71135
SEC CIK Numbers 1767699
SEC CRD Numbers 146153
Legal Entity Identifier 254900H860BO7SDCBW64

Principal Office

2800 POST OAK BLVD
SUITE 6300
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 713-885-9843, Fax: 713-885-9849

Websites

www.alternawealthmanagement.com

Chief Compliance Officer

JONATHAN WOWAK
3000 AUBURN DRIVE
SUITE 410
BEACHWOOD
OH
United States
Tel: 610-999-5550
(Full email address available in API data)

Regulatory Contact

XAVIER MAZA
PRESIDENT
2800 POST OAK BLVD
SUITE 6300
HOUSTON
TX
United States
Tel: 713-337-4931
Fax: 713-885-9849
(Full email address available in API data)

Industry Affiliates

ALTERNA INSURANCE SERVICES, INC. Insurance company or agency
ALTERNA SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ALTERNA HOLDINGS, INC. Domestic Entity – OWNER 10/2007 > 75%
MAZA, FRANCISCO, XAVIER Individual – CHIEF EXECUTIVE OFFICER 05/2021 < 5%
ALTERNA ASESORIA INTERNACIONAL S.A.B. DE C.V. Foreign Entity ALTERNA HOLDINGS, INC. SHAREHOLDER 05/2021 > 75%
LOPEZ, BENJAMIN, JORGE Individual – DIRECTOR OF WEALTH MANAGEMENT 01/2016 < 5%
DE LEON, PATRICIA Individual – COMPLIANCE OFFICER 08/2019 < 5%
WOWAK, JONATHAN, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 02/2024 < 5%

No. Employees, Historic

40200201920202021202220232024202520 on 6/12/201920 on 10/20/201920 on 10/20/201920 on 3/31/202020 on 6/29/202020 on 12/16/202036 on 3/31/202136 on 5/19/202136 on 6/4/202136 on 6/21/202136 on 3/31/202236 on 4/26/202236 on 2/2/202336 on 3/31/202336 on 7/31/202336 on 8/17/202336 on 9/6/202336 on 9/25/202336 on 10/5/202336 on 10/5/202336 on 10/16/202336 on 11/7/202336 on 12/12/202336 on 3/29/2024

RAUM, Historic

900M450M02019202020212022202320242025426924191 on 6/12/2019426924191 on 10/20/2019426924191 on 10/20/2019504825574 on 3/31/2020504825574 on 6/29/2020504825574 on 12/16/2020591592049 on 3/31/2021591592049 on 5/19/2021591592049 on 6/4/2021591592049 on 6/21/2021788789951 on 3/31/2022788789951 on 4/26/2022788789951 on 2/2/2023666200115 on 3/31/2023666200115 on 7/31/2023666200115 on 8/17/2023666200115 on 9/6/2023666200115 on 9/25/2023666200115 on 10/5/2023666200115 on 10/5/2023666200115 on 10/16/2023666200115 on 11/7/2023666200115 on 12/12/2023860968953 on 3/29/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025321 on 6/12/2019321 on 10/20/2019321 on 10/20/2019312 on 3/31/2020312 on 6/29/2020312 on 12/16/2020384 on 3/31/2021384 on 5/19/2021384 on 6/4/2021384 on 6/21/2021650 on 3/31/2022650 on 4/26/2022650 on 2/2/2023791 on 3/31/2023791 on 7/31/2023791 on 8/17/2023791 on 9/6/2023791 on 9/25/2023791 on 10/5/2023791 on 10/5/2023791 on 10/16/2023791 on 11/7/2023791 on 12/12/20231034 on 3/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AB ACTIVE ETFS INC SHORT DURATION H 1M 34K –
ADVANCED MICRO DEVICES INC COM 220K 1K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 589K 8K –
ALPHABET INC CAP STK CL C 2M 11K –
ALPHABET INC CAP STK CL A 1M 6K –
AMAZON COM INC COM 2M 12K –
APPLE INC COM 5M 22K –
AT&T INC COM 538K 28K –
ATYR PHARMA INC COM NEW 16K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 407K 1K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 600K 11K –
BLACKROCK ETF TRUST US EQT FACTOR 876K 19K –
CBRE GBL REAL ESTATE INC FD COM 96K 19K –
CEMEX SAB DE CV SPON ADR NEW 389K 61K –
THE CIGNA GROUP COM 266K 806 –
CITIGROUP INC COM NEW 520K 8K –
CLEAN ENERGY FUELS CORP COM 53K 20K –
CVS HEALTH CORP COM 629K 11K –
DISNEY WALT CO COM 203K 2K –
DURECT CORP COM NEW 26K 20K –
EXXON MOBIL CORP COM 420K 4K –
GLOBAL X FDS ARTIFICIAL ETF 526K 15K –
GLOBAL X FDS US INFR DEV ETF 241K 7K –
GOLDMAN SACHS ETF TR ACCES TREASURY 1M 10K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 612K 13K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 603K 21K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 294K 5K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ISHARES TR 1 3 YR TREAS BD 3M 42K –
ISHARES INC CORE MSCI EMKT 903K 17K –
ISHARES INC CORE MSCI EMKT 660K 12K –
ISHARES INC MSCI EMRG CHN 249K 4K –
ISHARES INC MSCI EMERG MRKT 321K 6K –
ISHARES TR 0-5YR HI YL CP 903K 21K –
ISHARES TR 0-5YR INVT GR CP 5M 96K –
ISHARES TR 1 3 YR TREAS BD 4M 52K –
ISHARES TR 20 YR TR BD ETF 836K 9K –
ISHARES TR BLACKROCK ULTRA 438K 9K –
ISHARES TR USD INV GRDE ETF 573K 11K –
ISHARES TR CONV BD ETF 284K 4K –
ISHARES TR CORE DIV GRWTH 395K 7K –
ISHARES TR CORE S&P500 ETF 5M 10K –
ISHARES TR CORE S&P SCP ETF 450K 4K –
ISHARES TR CORE TOTAL USD 5M 114K –
ISHARES TR CYBERSECURITY 335K 7K –
ISHARES TR ESG AWR MSCI USA 367K 3K –
ISHARES TR IBONDS 24 TRM HG 216K 9K –
ISHARES TR IBONDS DEC24 ETF 2M 62K –
ISHARES TR IBONDS 24 TRM TS 471K 20K –
ISHARES TR IBONDS DEC25 ETF 2M 73K –
ISHARES TR IBONDS DEC2026 370K 16K –
ISHARES TR IBONDS 27 ETF 459K 19K –
ISHARES TR IBONDS DEC 26 275K 11K –
ISHARES TR IBOXX INV CP ETF 2M 21K –
ISHARES TR INTL SEL DIV ETF 332K 12K –
ISHARES TR INVESTMENT GRADE 422K 10K –
ISHARES TR 0-3 MNTH TREASRY 2M 21K –
ISHARES TR JPMORGAN USD EMG 1M 15K –
ISHARES TR MBS ETF 2M 18K –
ISHARES TR MSCI EAFE ETF 1M 16K –
ISHARES TR EAFE GRWTH ETF 802K 8K –
ISHARES TR EAFE VALUE ETF 542K 10K –
ISHARES TR MSCI USA MIN VOL 479K 6K –
ISHARES TR MSCI USA QLT FCT 4M 21K –
ISHARES TR MSCI USA VALUE 285K 3K –
ISHARES TR S&P 500 GRWT ETF 3M 33K –
ISHARES TR S&P 500 VAL ETF 453K 2K –
ISHARES TR SELECT DIVID ETF 963K 8K –
ISHARES TR ISHARES SEMICDTR 305K 1K –
ISHARES TR SHORT TREAS BD 4M 38K –
ISHARES TR TIPS BD ETF 942K 9K –
ISHARES TR TRS FLT RT BD 444K 9K –
ISHARES TR US HLTHCARE ETF 432K 7K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR US TREAS BD ETF 1M 48K –
JOHNSON & JOHNSON COM 227K 2K –
JPMORGAN CHASE & CO. COM 579K 3K –
MASTERCARD INCORPORATED CL A 597K 1K –
MERCK & CO INC COM 266K 2K –
META PLATFORMS INC CL A 1M 2K –
MICRON TECHNOLOGY INC COM 282K 2K –
MICROSOFT CORP COM 2M 5K –
NORWEGIAN CRUISE LINE HLDG L SHS 272K 15K –
NVIDIA CORPORATION COM 860K 7K –
PIMCO ETF TR ENHAN SHRT MA AC 657K 7K –
PROLOGIS INC. COM 205K 2K –
QUALCOMM INC COM 289K 1K –
SELECT SECTOR SPDR TR FINANCIAL 3M 61K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 437K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 19K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 19K –
SPDR GOLD TR GOLD SHS 407K 2K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR BLOOMBERG HIGH Y 288K 3K –
SPDR SER TR PRTFLO S&P500 HI 217K 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 529K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 31K –
VANGUARD INDEX FDS S&P 500 ETF SHS 822K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 618K 3K –
VISA INC COM CL A 1M 4K –
WALMART INC COM 343K 5K –
WISDOMTREE TR INDIA ERNGS FD 314K 7K –
WISDOMTREE TR YIELD ENHANCD US 362K 8K –
ASML HOLDING N V N Y REGISTRY SHS 239K 234 –
MERCADOLIBRE INC COM 227K 138 –
NETFLIX INC COM 279K 414 –
UNITEDHEALTH GROUP INC COM 283K 556 –