SEACREST INVESTMENT MANAGEMENT, LLC
Adviser information for SEACREST INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $104.8M |
| Non-Discretionary | 0 | $0 |
| Total | 91 | $104.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $11.4M |
| HNW Individuals | 6 | $22.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | <5 | $4.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $27.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $38.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71148 |
|---|---|
| SEC ERA File Number | 801-71148 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143670 |
| Legal Entity Identifier | None |
Principal Office
3000 WESTCHESTER AVENUESUITE 206
PURCHASE
NY
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 914-502-1905, Fax: 914 502-1970
Chief Compliance Officer
RONALD R. LENIHAN
MANAGING PARTNER
100 W. BIG BEAVER ROAD
SUITE 200
TROY
MI
United States
Tel:
(914) 502-1905
Fax:
(914) 502-1970
R*******@*************M
(Full email address available in API data)
Industry Affiliates
| SEACREST FINANCIAL SERVICES, LLC | Insurance company or agency |
| SEACREST WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LENIHAN, RONALD, R | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 06/2006 | < 5% |
| SEACREST MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 04/2008 | > 75% |
| GUPTA, RAJESH, KUMAR | Individual | SEACREST MANAGEMENT, LLC | PARTNER EMERITUS | 04/2008 | 25-50% |
| LENIHAN, RONALD, R | Individual | SEACREST MANAGEMENT, LLC | MANAGING MEMBER | 04/2008 | 25-50% |