PEREGRINE INVESTMENT ADVISORS, LLC
Adviser information for PEREGRINE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 219 | $332.9M |
| Non-Discretionary | 0 | $0 |
| Total | 219 | $332.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 38 | $12.9M |
| HNW Individuals | 49 | $272.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $37.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71179 |
|---|---|
| SEC ERA File Number | 801-71179 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153081 |
| Legal Entity Identifier | None |
Principal Office
801 BAPTIST DRIVESUITE 200
MADISON
MS
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 769-216-3232, Fax: 769-216-3286
Websites
Chief Compliance Officer
KEVIN ANTHONY
CHIEF COMPLIANCE OFFICER
801 BAPTIST DRIVE
SUITE 200
MADISON
MS
United States
Tel:
769-216-3232
Fax:
769-216-3286
K****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAGNOLIA CAPITAL MANAGEMENT, INC. | Domestic Entity | – | MANAGING MEMBER | 02/2010 | 50-75% |
| MHJ III, INC. | Domestic Entity | – | MANAGING MEMBER | 02/2010 | 50-75% |
| ANTHONY, KEVIN, JAMES | Individual | MAGNOLIA CAPITAL MANAGEMENT, INC. | PRESIDENT | 04/2005 | > 75% |
| KNOX, JOHN, O'DONNELL | Individual | MHJ III, INC. | PRESIDENT | 02/2010 | > 75% |
| ANTHONY, KEVIN, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2010 | < 5% |