FINANCIAL LIFE FOCUS, LLC
Adviser information for FINANCIAL LIFE FOCUS, LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 606 | $379.4M |
| Total | 606 | $379.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 124 | $51.9M |
| HNW Individuals | 91 | $327.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF GROSS INCOME AND NET WORTH |
Identifiers
| SEC RIA File Number | 801-71195 |
|---|---|
| SEC ERA File Number | 801-71195 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152904 |
| Legal Entity Identifier | None |
Principal Office
2400 MARKET STNO. 200
PHILADELPHIA
PA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (973) 533-0666, Fax: None
Chief Compliance Officer
JEREMY LEVINN
PRESIDENT
2400 MARKET ST
NO. 200
PHILADELPHIA
PA
United States
Tel:
(973) 533-0666
Fax:
(973) 533-6460
J******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINN, JEREMY, DAVID | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2020 | > 75% |
| Kuo, Joseph, Chuo-Ju | Individual | – | FINANCIAL PLANNER | 03/2023 | 10-25% |