SCF INVESTMENT ADVISORS, INC.
Adviser information for SCF INVESTMENT ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 351 |
|---|---|
| Investment Advisory/Research | 135 |
| Registered Broker-Dealer Representatives | 184 |
| Registered State Investment Advisers | 135 |
| Licensed Agents of an Insurance Company | 89 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,971 | $2.0B |
| Non-Discretionary | 3,175 | $588.4M |
| Total | 11,146 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6,969 | $1.6B |
| HNW Individuals | 408 | $836.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $4.3M |
| Charitable organizations | 7 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 83 | $121.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3491 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
10150 MEANLEY DRIVEFIRST FLOOR
SAN DIEGO
CA
United States
Monday - Friday, 6:00 AM TO 4:00 PM (PCT)
Tel: 800-955-2517, Fax: 559-456-6101
Chief Compliance Officer
LAURA WHITE
ADVISORY CHIEF COMPLIANCE OFFICER
10150 MEANLEY DRIVE
1ST FLOOR
SAN DIEGO
CA
United States
Tel:
315-609-7891
Fax:
315-234-0404
L**********@**************M
(Full email address available in API data)
Regulatory Contact
RICARDO ALMAGUER
CHIEF COMPLIANCE OFFICER
10150 MEANLEY DR
1ST FLOOR
SAN DIEGO
CA
United States
Tel:
800-955-2517
Fax:
559-456-6101
R************@**************M
(Full email address available in API data)
Industry Affiliates
| CADARET GRANT & CO INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| CFS INSURANCE & TECHNOLOGY SERVICES, LLC | Insurance company or agency |
| CUSO FINANCIAL SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| GROVE POINT ADVISORS, LLC | Other investment adviser, including financial planners |
| GROVE POINT INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| NEXT FINANCIAL GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| NEXT FINANCIAL INSURANCE SERVICES COMPANY | Insurance company or agency |
| SCF SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| SORRENTO PACIFIC FINANCIAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| WESTERN INTERNATIONAL SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCF HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 06/1998 | > 75% |
| MEADOWS JR, RANDY, LAYNE | Individual | – | CHIEF FINANCIAL OFFICER | 06/2013 | < 5% |
| COX, GRANT, DAVID | Individual | – | CHIEF MARKETING OFFICER | 01/2017 | < 5% |
| Ketterer, Douglas, John | Individual | – | DIRECTOR | 04/2021 | < 5% |
| AWS 9, INC. | Domestic Entity | SCF HOLDINGS, INC. | SHAREHOLDER | 04/2021 | > 75% |
| ATRIA WEALTH SOLUTIONS, INC. | Domestic Entity | AWS 9, INC. | SHAREHOLDER | 12/2020 | > 75% |
| ELIAS JR, EUGENE, HENRI | Individual | – | DIRECTOR | 04/2021 | < 5% |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | Domestic Entity | ATRIA WEALTH SOLUTIONS, INC. | SHAREHOLDER | 04/2018 | > 75% |
| LEP ATRIA HOLDINGS, LLC | Domestic Entity | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | MEMBER; SERIES A UNITS | 08/2017 | 50-75% |
| LEE EQUITY PARTNERS FUND II, L.P. | Domestic Entity | LEP ATRIA HOLDINGS, LLC | MEMBER | 07/2017 | 25-50% |
| LEE EQUITY PARTNERS II GP, LLC | Domestic Entity | LEE EQUITY PARTNERS FUND II, L.P. | GENERAL PARTNER | 09/2015 | |
| DOVER STREET VIII L.P. | Domestic Entity | LEE EQUITY PARTNERS FUND II, L.P. | LIMITED PARTNER | 03/2016 | 25-50% |
| LEE EQUITY PARTNERS FUND II(A), L.P. | Domestic Entity | LEP ATRIA HOLDINGS, LLC | MEMBER | 07/2017 | 50-75% |
| LEE EQUITY PARTNERS II GP, LLC | Domestic Entity | LEE EQUITY PARTNERS FUND II(A), L.P. | GENERAL PARTNER | 09/2015 | |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V. | Foreign Entity | LEE EQUITY PARTNERS FUND II(A), L.P. | LIMITED PARTNER | 03/2016 | 25-50% |
| KNIGHT, BARRY, GLENN | Individual | – | PRESIDENT | 05/2023 | < 5% |
| White, Laura, Nicole | Individual | – | ADVISORY CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |