Hedge Fund Database

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

Adviser information for RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 399 $524.8M
Non-Discretionary 0 $0
Total 399 $524.8M

Clients

Type Number RAUM
Individuals 40 $21.1M
HNW Individuals 64 $460.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $20.1M
Charitable organizations <5 $22.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71211
SEC ERA File Number 801-71211
SEC CIK Numbers 1962166
SEC CRD Numbers 145682
Legal Entity Identifier None

Principal Office

200 W. 67TH STREET
SUITE 24E
NEW YORK
NY
United States
BY APPOINTMENT, 8:30 AM - 5:30 PM
Tel: 917-660-0980, Fax: 503-635-2955

Websites

www.redlighthouseinvestment.com/

Chief Compliance Officer

MARK SLADKUS
MANAGING MEMBER
200 W. 67TH STREET
SUITE 24E
NEW YORK
NY
United States
Tel: 212-799-3532
(Full email address available in API data)

Regulatory Contact

JOHN CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel: 503-635-5244
Fax: 503-635-2955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SLADKUS, MARK, H Individual – MEMBER/CHIEF COMPLIANCE OFFICER 11/2007 > 75%
LINK, GARY, CHARLES Individual – MEMBER 06/2012 10-25%

No. Employees, Historic

105020192020202120222023202420252 on 5/9/20192 on 6/6/20192 on 3/30/20202 on 6/4/20202 on 3/2/20212 on 3/14/20222 on 3/1/20232 on 2/2/2024

RAUM, Historic

600M300M02019202020212022202320242025251368000 on 5/9/2019251368000 on 6/6/2019278448629 on 3/30/2020278448629 on 6/4/2020322668949 on 3/2/2021505734275 on 3/14/2022458797921 on 3/1/2023524754954 on 2/2/2024

No. Clients, Historic

2001000201920202021202220232024202584 on 5/9/201984 on 6/6/201982 on 3/30/202082 on 6/4/202090 on 3/2/202191 on 3/14/2022125 on 3/1/2023104 on 2/2/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRODEVICES INC COM 403K 2K –
AMAZON COM INC COM 1M 6K –
APPLE INC COM 19M 91K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 84K 2K –
AMERICAN CENTY ETF TR AVANTIS RESPON U 145K 2K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 76K 1K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 3M 82K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 11M 216K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 5M 90K –
AMERICAN CENTY ETF TR INTL EQT ETF 18M 291K –
AMERICAN CENTY ETF TR INTL SMCP VLU 11M 175K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 3M 69K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 58K 1K –
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 46K 1K –
AMERICAN CENTY ETF TR US EQT ETF 38M 423K –
AMERICAN CENTY ETF TR US SML CP VALU 31M 344K –
BANK AMERICA CORP COM 217K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 879K 2K –
CHEVRON CORP NEW COM 632K 4K –
COSTCO WHSL CORP NEW COM 823K 968 –
DIMENSIONAL ETF TRUST CALIF MUN BD ETF 323K 6K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 2M 55K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 63K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 144K 6K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 857K 32K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 121K 4K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 36K 1K –
DIMENSIONAL ETF TRUST GLOBAL CORE PLUS 488K 9K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 61K 2K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 70K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 425K 16K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 522K 19K –
DIMENSIONAL ETF TRUST INTERNATIONAL 100K 3K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 3M 78K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 305K 6K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 35M 1M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 20K –
DIMENSIONAL ETF TRUST US TARGETED VLU 5M 103K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 3M 78K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 1M 46K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 130K 4K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 40K 669 –
EXXON MOBIL CORP COM 374K 3K –
META PLATFORMS INC CL A 251K 498 –
GOLDMAN SACHS GROUP INC COM 2M 4K –
ALPHABET INC CAP STK CL A 858K 5K –
ISHARES TR ASIA 50 ETF 482K 7K –
ISHARES TR ISHS 1-5YR INVS 73K 1K –
ISHARES TR CORE MSCI TOTAL 2M 25K –
ISHARES TR CORE S&P MCP ETF 245K 4K –
ISHARES TR INTL TREA BD ETF 138K 4K –
ISHARES TR JPMORGAN USD EMG 38K 428 –
ISHARES INC EM MKT SM-CP ETF 430K 7K –
ISHARES TR ISHARES BIOTECH 30K 222 –
ISHARES TR RUS 1000 VAL ETF 228K 1K –
ISHARES TR RUS 1000 GRW ETF 141K 387 –
ISHARES TR RUS 2000 VAL ETF 306K 2K –
ISHARES TR CORE S&P TTL STK 165K 1K –
ISHARES TR TIPS BD ETF 38K 352 –
ISHARES TR MSCI EAFE ETF 188K 2K –
ISHARES TR U.S. FINLS ETF 17K 184 –
ISHARES TR U.S. MED DVC ETF 37K 666 –
JOHNSON & JOHNSON COM 330K 2K –
JPMORGAN CHASE & CO COM 339K 2K –
MICROSOFT CORP COM 7M 15K –
MORGAN STANLEY COM NEW 568K 6K –
NETFLIX INC COM 204K 302 –
PEPSICO INC COM 294K 2K –
QUALCOMM INC COM 892K 4K –
SERVICENOW INC COM 618K 785 –
SPDR SER TR BLOOMBERG INTL 197K 7K –
SPDR SER TR BLOOMBERG EMERGI 963K 48K –
SPDR SER TR BBG CONV SEC ETF 25K 351 –
SPDR SER TR FTSE INT GVT ETF 253K 7K –
SPDR S&P 500 ETF Tr TR UNIT 2M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 294K 550 –
STARBUCKS CORP COM 528K 7K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 676K 4K –
TEXAS INSTRS INC COM 258K 1K –
THERMO FISHER SCIENTIFIC INC COM 384K 695 –
UNITEDHEALTH GROUP INC COM 388K 761 –
VANECK ETF TRUST BIOTECH ETF 51K 300 –
VANECK ETF TRUST SEMICONDUCTR ETF 218K 838 –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 855K 14K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 36K –
VANGUARD WORLD FD ESG INTL STK ETF 91K 2K –
VANGUARD WORLD FD ESG US STK ETF 152K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 917K 19K –
VANGUARD INDEX FDS EXTEND MKT ETF 34K 200 –
VANGUARD INDEX FDS GROWTH ETF 66K 177 –
VANGUARD WORLD FD INF TECH ETF 895K 2K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 74K 2K –
VANGUARD INDEX FDS LARGE CAP ETF 60K 239 –
VANGUARD INDEX FDS MID CAP ETF 151K 624 –
VANGUARD INDEX FDS REAL ESTATE ETF 250K 3K –
VANGUARD MALVERN FDS STRM INFPROIDX 2M 40K –
VANGUARD INDEX FDS SM CP VAL ETF 20K 110 –
VANGUARD INDEX FDS SMALL CP ETF 125K 571 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 49K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS VALUE ETF 235K 1K –
MANAGER DIRECTED PORTFOLIOS VERT GLB SUST RE 2M 241K –
VISA INC COM CL A 778K 3K –