DAVIDSON WEALTH MANAGEMENT LLC
Adviser information for DAVIDSON WEALTH MANAGEMENT LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 358 | $51.9M |
| Non-Discretionary | 241 | $78.8M |
| Total | 599 | $130.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $44.5M |
| HNW Individuals | 44 | $85.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.1M |
| Charitable organizations | <5 | $46,887 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $125,908 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-71216 |
|---|---|
| SEC ERA File Number | 801-71216 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153227 |
| Legal Entity Identifier | None |
Principal Office
198 ROUTE 9 NSTE 205
MANALAPAN
NJ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 732-409-1060, Fax: 732-409-1052
Websites
Chief Compliance Officer
RICHARD E. PROZZO
PRESIDENT, MANAGING MEMBER
198 ROUTE 9 NORTH
SUITE 205
MANALAPAN
NJ
United States
Tel:
732-409-1060
Fax:
732-409-1052
R******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROZZO, RICHARD, EDWARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2010 | > 75% |
| SEVCENKO, KRISTOPHER, MICHAEL | Individual | – | FINANCIAL PLANNER AND MINORITY OWNER | 01/2020 | 10-25% |