HERMES INVESTMENT MANAGEMENT LIMITED
Adviser information for HERMES INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 438 |
|---|---|
| Investment Advisory/Research | 127 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 82 | $31.9B |
| Non-Discretionary | 3 | $112.5M |
| Total | 85 | $32.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 6 | $769.6M |
| Investment companies | 6 | $2.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $16.5B |
| Pension and profit sharing plans | 21 | $6.6B |
| Charitable organizations | 2 | $207.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 22 | $2.6B |
| Insurance companies | <5 | $2.8B |
| Sovereign wealth funds and foreign official institutions | <5 | $226.4M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 11.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| JPM DISCRETIONARY | J.P. MORGAN SECURITIES LLC |
| ENVESTNET MODEL | J.P. MORGAN SECURITIES LLC |
| CHARLES RIVER MODEL | J.P. MORGAN SECURITIES LLC |
| FEDERATED HERMES SMID SMA | NATIXIS ADVISORS, LLC |
| FEDERATED HERMES SMID SMA | ENVESTNET PMC |
Principal Office
150 CHEAPSIDELONDON
United Kingdom
Monday - Friday, 9AM - 5PM GMT
Tel: +44 207 702 0888, Fax: None
Chief Compliance Officer
DAVE FITZHARRIS
150 CHEAPSIDE
LONDON
United Kingdom
Tel:
+442076808079
Fax:
+44 2077029452
D**************@******************M
(Full email address available in API data)
Regulatory Contact
NELLY BOKAM
COMPLIANCE MANAGER
150 CHEAPSIDE
LONDON
United Kingdom
Tel:
+442076802245
Fax:
+442077029452
N**********@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FEDERATED HERMES GLOBAL INVESTMENT FUNDS (CAYMAN) MASTER, SPC | OPEN ENDED COLLECTIVE INVESTMENT SCHEME | $171.7M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEDERATED HERMES LIMITED | Foreign Entity | – | SHAREHOLDER | 02/1995 | > 75% |
| NUSSEIBEH, SAKER, ANWAR | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 06/2009 | < 5% |
| Kennedy, Ian, Marshall | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER | 09/2015 | < 5% |
| MURRAY, EOIN, ANGUS | Individual | – | DIRECTOR | 10/2015 | < 5% |
| Taylor, Christopher, Mark | Individual | – | DIRECTOR | 06/2017 | < 5% |
| FEDERATED HOLDINGS (UK) II LIMITED | Foreign Entity | FEDERATED HERMES LIMITED | SHAREHOLDER | 08/2021 | > 75% |
| FEDERATED INTERNATIONAL HOLDINGS B.V. | Foreign Entity | FEDERATED HOLDINGS (UK) II LIMITED | SHAREHOLDER | 07/2018 | > 75% |
| FII HOLDINGS INC | Domestic Entity | FEDERATED INTERNATIONAL HOLDINGS B.V. | SHAREHOLDER | 12/1998 | > 75% |
| FEDERATED HERMES INC | Domestic Entity | FII HOLDINGS INC | SHAREHOLDER | 03/1983 | > 75% |
| DULSKI, GREGORY, PHILIP | Individual | – | DIRECTOR | 01/2023 | < 5% |
| FITZHARRIS, DAVID, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2018 for period ending June 30th, 2018
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 78K | 1M | – |
| ABIOMED INC | COM | 40K | 98K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 75K | 455K | – |
| ACTIVISION BLIZZARD INC | COM | 2K | 21K | – |
| ADOBE SYS INC | COM | 30K | 122K | – |
| AETNA INC NEW | COM | 1K | 8K | – |
| AGCO CORP | COM | 577 | 10K | – |
| AGILENT TECHNOLOGIES INC | COM | 6K | 96K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 592K | 3M | – |
| ALIGN TECHNOLOGY INC | COM | 7K | 21K | – |
| ALLEGHANY CORP DEL | COM | 37K | 65K | – |
| ALLIANT ENERGY CORP | COM | 33K | 784K | – |
| ALLSTATE CORP | COM | 28K | 305K | – |
| ALPHABET INC | CAP STK CL C | 28K | 25K | – |
| ALPHABET INC | CAP STK CL A | 118K | 105K | – |
| AMAZON COM INC | COM | 185K | 109K | – |
| AMERICAN EXPRESS CO | COM | 485 | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 2K | 29K | – |
| AMERICAN TOWER CORP NEW | COM | 62K | 428K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 79K | 929K | – |
| AMGEN INC | COM | 51K | 278K | – |
| AMN HEALTHCARE SERVICES INC | COM | 70K | 1M | – |
| ANALOG DEVICES INC | COM | 35K | 368K | – |
| ANSYS INC | COM | 46K | 262K | – |
| APPLE INC | COM | 84K | 456K | – |
| APTARGROUP INC | COM | 54K | 573K | – |
| ARCHER DANIELS MIDLAND CO | COM | 956 | 21K | – |
| ARISTA NETWORKS INC | COM | 16K | 63K | – |
| ASSURANT INC | COM | 631 | 6K | – |
| AT&T INC | COM | 1K | 45K | – |
| AUTODESK INC | COM | 316 | 2K | – |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 1K | 47K | – |
| AXALTA COATING SYS LTD | COM | 28K | 907K | – |
| AXIS CAPITAL HOLDINGS LTD | SHS | 682 | 12K | – |
| BAIDU INC | SPON ADR REP A | 263K | 1M | – |
| BANK AMER CORP | COM | 93K | 3M | – |
| BANK OF THE OZARKS | COM | 18K | 391K | – |
| BAXTER INTL INC | COM | 60K | 810K | – |
| BB&T CORP | COM | 429 | 9K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 61K | 327K | – |
| BIO RAD LABS INC | CL A | 56K | 195K | – |
| BLACKROCK INC | COM | 1K | 2K | – |
| BOEING CO | COM | 10K | 30K | – |
| BORGWARNER INC | COM | 26K | 594K | – |
| BRIGHTHOUSE FINL INC | COM | 16K | 409K | – |
| BROADCOM INC | COM | 7K | 28K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 32K | 278K | – |
| BROWN & BROWN INC | COM | 55K | 2M | – |
| BRUNSWICK CORP | COM | 67K | 1M | – |
| BUNGE LIMITED | COM | 719 | 10K | – |
| CA INC | COM | 593 | 17K | – |
| CACI INTL INC | CL A | 24K | 142K | – |
| CANADIAN NATL RY CO | COM | 4K | 48K | – |
| CAPITAL ONE FINL CORP | COM | 60K | 649K | – |
| CENTERPOINT ENERGY INC | COM | 1K | 43K | – |
| CF INDS HLDGS INC | COM | 1K | 25K | – |
| CHINA MOBILE LIMITED | SPONSORED ADR | 3K | 60K | – |
| CHUBB LIMITED | COM | 51K | 402K | – |
| CINTAS CORP | COM | 1K | 8K | – |
| CISCO SYS INC | COM | 377 | 9K | – |
| CITIGROUP INC | COM NEW | 2K | 30K | – |
| CLEAN HARBORS INC | COM | 49K | 885K | – |
| COGNEX CORP | COM | 55K | 1M | – |
| COMMUNITY BK SYS INC | COM | 25K | 429K | – |
| CONCHO RES INC | COM | 312 | 2K | – |
| CONOCOPHILLIPS | COM | 738 | 11K | – |
| CONSTELLATION BRANDS INC | CL A | 10K | 46K | – |
| COOPER COS INC | COM NEW | 61K | 259K | – |
| CREDICORP LTD | COM | 110K | 490K | – |
| CUMMINS INC | COM | 55K | 412K | – |
| DANAHER CORP DEL | COM | 406 | 4K | – |
| DELTA AIR LINES INC DEL | COM NEW | 91K | 2M | – |
| DISNEY WALT CO | COM DISNEY | 79K | 751K | – |
| DOLBY LABORATORIES INC | COM | 1K | 17K | – |
| DOLLAR GEN CORP NEW | COM | 582 | 6K | – |
| DOLLAR TREE INC | COM | 9K | 111K | – |
| DUKE ENERGY CORP NEW | COM NEW | 8K | 98K | – |
| DUN & BRADSTREET CORP DEL NE | COM | 61K | 497K | – |
| EAGLE MATERIALS INC | COM | 73K | 692K | – |
| EAST WEST BANCORP INC | COM | 74K | 1M | – |
| ECOLAB INC | COM | 6K | 45K | – |
| ELLIE MAE INC | COM | 20K | 190K | – |
| EMERGENT BIOSOLUTIONS INC | COM | 7K | 130K | – |
| EOG RES INC | COM | 428 | 3K | – |
| EXXON MOBIL CORP | COM | 5K | 66K | – |
| FACEBOOK INC | CL A | 28K | 147K | – |
| FEDEX CORP | COM | 1K | 5K | – |
| FIDELITY NATL INFORMATION SV | COM | 835 | 8K | – |
| FIFTH THIRD BANCORP | COM | 1K | 39K | – |
| FLIR SYS INC | COM | 52K | 1M | – |
| FLOWSERVE CORP | COM | 12K | 286K | – |
| FORD MTR CO DEL | COM PAR $0.01 | 28K | 3M | – |
| FORTIVE CORP | COM | 453 | 6K | – |
| FORTUNE BRANDS HOME & SEC IN | COM | 32K | 600K | – |
| GAP INC DEL | COM | 947 | 29K | – |
| GARTNER INC | COM | 26K | 196K | – |
| GENERAL MLS INC | COM | 26K | 585K | – |
| GENESEE & WYO INC | CL A | 34K | 420K | – |
| GILDAN ACTIVEWEAR INC | COM | 22K | 772K | – |
| GILEAD SCIENCES INC | COM | 2K | 23K | – |
| GOLDMAN SACHS GROUP INC | COM | 444 | 2K | – |
| HALLIBURTON CO | COM | 327 | 7K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 7K | 335K | – |
| HCA HEALTHCARE INC | COM | 2K | 17K | – |
| HDFC BANK LTD | ADR REPS 3 SHS | 32K | 304K | – |
| HENRY JACK & ASSOC INC | COM | 49K | 375K | – |
| HESS CORP | COM | 82K | 1M | – |
| HOLLYSYS AUTOMATION TECHNOLO | SHS | 28K | 1M | – |
| HOME DEPOT INC | COM | 16K | 85K | – |
| HUMANA INC | COM | 30K | 100K | – |
| ICICI BK LTD | ADR | 7K | 871K | – |
| IDEXX LABS INC | COM | 2K | 9K | – |
| ILLINOIS TOOL WKS INC | COM | 1K | 9K | – |
| ILLUMINA INC | COM | 7K | 25K | – |
| INGERSOLL-RAND PLC | SHS | 48K | 537K | – |
| INGREDION INC | COM | 42K | 384K | – |
| INTEL CORP | COM | 427 | 9K | – |
| INTERPUBLIC GROUP COS INC | COM | 539 | 23K | – |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 3K | 304K | – |
| JD COM INC | SPON ADR CL A | 178K | 5M | – |
| JOHNSON & JOHNSON | COM | 4K | 36K | – |
| JPMORGAN CHASE & CO | COM | 21K | 199K | – |
| KB FINANCIAL GROUP INC | SPONSORED ADR | 9K | 189K | – |
| KIRBY CORP | COM | 69K | 822K | – |
| LAM RESEARCH CORP | COM | 43K | 247K | – |
| LIVANOVA PLC | SHS | 56K | 564K | – |
| LKQ CORP | COM | 45K | 1M | – |
| LOCKHEED MARTIN CORP | COM | 33K | 113K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 1K | 10K | – |
| M & T BK CORP | COM | 29K | 171K | – |
| MANHATTAN ASSOCS INC | COM | 40K | 844K | – |
| MARATHON OIL CORP | COM | 10K | 496K | – |
| MARATHON PETE CORP | COM | 36K | 507K | – |
| MARKEL CORP | COM | 1K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 923 | 11K | – |
| MARTIN MARIETTA MATLS INC | COM | 24K | 107K | – |
| MASCO CORP | COM | 7K | 174K | – |
| MASTERCARD INCORPORATED | CL A | 3K | 15K | – |
| MATSON INC | COM | 30K | 788K | – |
| MDU RES GROUP INC | COM | 44K | 2M | – |
| MEDNAX INC | COM | 19K | 431K | – |
| MERCK & CO INC | COM | 14K | 238K | – |
| METLIFE INC | COM | 14K | 332K | – |
| MICRON TECHNOLOGY INC | COM | 77K | 1M | – |
| MICROSOFT CORP | COM | 97K | 984K | – |
| MIDDLEBY CORP | COM | 3K | 33K | – |
| MOLSON COORS BREWING CO | CL B | 651 | 10K | – |
| MSC INDL DIRECT INC | CL A | 13K | 152K | – |
| MURPHY OIL CORP | COM | 604 | 18K | – |
| NATIONAL INSTRS CORP | COM | 52K | 1M | – |
| NEWELL BRANDS INC | COM | 874 | 34K | – |
| NISOURCE INC | COM | 2K | 58K | – |
| O REILLY AUTOMOTIVE INC NEW | COM | 13K | 49K | – |
| OASIS PETE INC NEW | COM | 57K | 4M | – |
| OCCIDENTAL PETE CORP DEL | COM | 3K | 33K | – |
| OCEANEERING INTL INC | COM | 19K | 727K | – |
| ORACLE CORP | COM | 205 | 5K | – |
| PAYPAL HLDGS INC | COM | 1K | 15K | – |
| PETROCHINA CO LTD | SPONSORED ADR | 1K | 15K | – |
| PFIZER INC | COM | 31K | 845K | – |
| PHILLIPS 66 | COM | 1K | 9K | – |
| PIONEER NAT RES CO | COM | 936 | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 240 | 2K | – |
| PPG INDS INC | COM | 6K | 57K | – |
| PROCTER AND GAMBLE CO | COM | 79K | 1M | – |
| PRUDENTIAL FINL INC | COM | 1K | 12K | – |
| PTC INC | COM | 28K | 294K | – |
| REINSURANCE GROUP AMER INC | COM NEW | 57K | 425K | – |
| RETAIL OPPORTUNITY INVTS COR | COM | 45K | 2M | – |
| ROPER TECHNOLOGIES INC | COM | 828 | 3K | – |
| ROYAL CARIBBEAN CRUISES LTD | COM | 33K | 315K | – |
| RPM INTL INC | COM | 76K | 1M | – |
| SALESFORCE COM INC | COM | 50K | 369K | – |
| SCHLUMBERGER LTD | COM | 391 | 6K | – |
| SCHWAB CHARLES CORP NEW | COM | 292 | 6K | – |
| SEI INVESTMENTS CO | COM | 26K | 421K | – |
| SHERWIN WILLIAMS CO | COM | 1K | 3K | – |
| SIGNATURE BK NEW YORK N Y | COM | 31K | 239K | – |
| SILICON LABORATORIES INC | COM | 70K | 707K | – |
| SIMPSON MANUFACTURING CO INC | COM | 29K | 471K | – |
| SMUCKER J M CO | COM NEW | 837 | 8K | – |
| SNAP ON INC | COM | 47K | 293K | – |
| STARBUCKS CORP | COM | 623 | 13K | – |
| STATE STR CORP | COM | 69K | 746K | – |
| STERIS PLC | SHS USD | 87K | 826K | – |
| STERLING BANCORP DEL | COM | 32K | 1M | – |
| SUNTRUST BKS INC | COM | 968 | 15K | – |
| SUPERIOR ENERGY SVCS INC | COM | 15K | 2M | – |
| SYSCO CORP | COM | 48K | 702K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 419K | 11M | – |
| THERMO FISHER SCIENTIFIC INC | COM | 118K | 572K | – |
| TJX COS INC NEW | COM | 73K | 763K | – |
| TORCHMARK CORP | COM | 839 | 10K | – |
| TRAVELERS COMPANIES INC | COM | 55K | 451K | – |
| TUNIU CORP | SPONSORED ADS CL | 5K | 537K | – |
| UGI CORP NEW | COM | 29K | 551K | – |
| UNITED RENTALS INC | COM | 957 | 6K | – |
| UNITEDHEALTH GROUP INC | COM | 2K | 8K | – |
| V F CORP | COM | 604 | 7K | – |
| VALERO ENERGY CORP NEW | COM | 767 | 7K | – |
| VERIZON COMMUNICATIONS INC | COM | 52K | 1M | – |
| VISA INC | COM CL A | 59K | 447K | – |
| WABCO HLDGS INC | COM | 23K | 200K | – |
| WABTEC CORP | COM | 34K | 348K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 628 | 10K | – |
| WD-40 CO | COM | 31K | 213K | – |
| WEINGARTEN RLTY INVS | SH BEN INT | 37K | 1M | – |
| WELLS FARGO CO NEW | COM | 23K | 410K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 96K | 969K | – |
| WESTERN DIGITAL CORP | COM | 33K | 422K | – |
| WEX INC | COM | 79K | 416K | – |
| WEYERHAEUSER CO | COM | 42K | 1M | – |
| WHITE MTNS INS GROUP LTD | COM | 26K | 28K | – |
| WILEY JOHN & SONS INC | CL A | 52K | 826K | – |
| WINTRUST FINL CORP | COM | 84K | 966K | – |
| WOODWARD INC | COM | 39K | 503K | – |
| WORLDPAY INC | CL A | 3K | 35K | – |
| XYLEM INC | COM | 6K | 88K | – |
| ZIMMER BIOMET HLDGS INC | COM | 698 | 6K | – |
| ZOETIS INC | CL A | 32K | 377K | – |