ABERNATHY GROUP II LLC
Adviser information for ABERNATHY GROUP II LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 93 | $66.6M |
| Non-Discretionary | 0 | $0 |
| Total | 93 | $66.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $3.9M |
| HNW Individuals | 73 | $35.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $19.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsBUSINESS ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based feesBUSINESS ADVISORY SERVICES |
Identifiers
| SEC RIA File Number | 801-71255 |
|---|---|
| SEC ERA File Number | 801-71255 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152401 |
| Legal Entity Identifier | None |
Principal Office
530 FIFTH AVENUE17 FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-293-3499, Fax: None
Chief Compliance Officer
EDWARD COYLE
33 WHITEHALL STREET #1102
NEW YORK
NY
United States
Tel:
212-293-3410
E*****@************M
(Full email address available in API data)
Regulatory Contact
STEVEN ABERNATHY
MEMBER
530 FIFTH AVENUE
24 FLOOR
NEW YORK
NY
United States
Tel:
212 293-3469
S*********@************M
(Full email address available in API data)
Industry Affiliates
| THE ABERNATHY GROUP GROWTH FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABERNATHY GROUP GROWTH FUND | Hedge Fund | $4.2M | $1.0M | 86 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COYLE, EDWARD, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2009 | < 5% |
| ABERNATHY, STEVEN, HOLT | Individual | – | MANAGING MEMBER | 10/2009 | > 75% |