CARSON MANAGEMENT COMPANY, LLC
Adviser information for CARSON MANAGEMENT COMPANY, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $507.2M |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $507.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $507.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71258 |
|---|---|
| SEC ERA File Number | 801-71258 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153261 |
| Legal Entity Identifier | None |
Principal Office
2911 TURTLE CREEK BLVD.STE. 1050
DALLAS
TX
United States
Monday - Friday, 8:30 A.M.-5:30 P.M.
Tel: 214.999.1000, Fax: None
Websites
Chief Compliance Officer
GREGORY T. GIANNINI
CFO
2911 TURTLE CREEK BLVD.
STE. 1050
DALLAS
TX
United States
Tel:
214.999.1000
G********@****************M
(Full email address available in API data)
Regulatory Contact
KATHERINE R. SMITH
DIRECTOR, FINANCE AND ACCOUNTING
2911 TURTLE CREEK BLVD.
STE. 1050
DALLAS
TX
United States
Tel:
214.999.1000
K*****@****************M
(Full email address available in API data)
Industry Affiliates
| CPC ARCTOS SPORTS FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC ARROW SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC BCA MARKETPLACE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC HEALTHCARE GROWTH II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK SECONDARY EQUITY FUND XV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK SECONDARY EQUITY FUND XVI GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK SECONDARY REAL ESTATE FUND VIII GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK/KKR SECONDARY SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK/TDR III SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC LANDMARK/TDR SECONDARY SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC MAGNOLIA SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC RHONE FUND VI GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC STONEGATE SBS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC TDR FUND V GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC TDR SPECIAL OPPORTUNITIES FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC TECH GROWTH FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC/KKR TECH GROWTH II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC/LION FUND IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CPC/TDR FUND IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARSON PRIVATE CAPITAL/LION FUND IV, LP | Private Equity Fund | $33.1M | $1.0M | 108 |
| CARSON PRIVATE CAPITAL/TDR FUND IV (EURO), LP | Private Equity Fund | $15.0M | $1.0M | 7 |
| CARSON PRIVATE CAPITAL/TDR FUND IV, LP | Private Equity Fund | $41.2M | $1.0M | 64 |
| CPC ARCTOS SPORTS FUND I LP | Private Equity Fund | $38.8M | $0.3M | 82 |
| CPC ARROW SBS LP | Private Equity Fund | $13.0M | $0.3M | 44 |
| CPC BCA MARKETPLACE SBS, LP | Private Equity Fund | $19.3M | $0.3M | 39 |
| CPC HEALTHCARE GROWTH II, LP | Private Equity Fund | $32.4M | $0.5M | 54 |
| CPC LANDMARK SECONDARY EQUITY FUND XV, LP | Private Equity Fund | $24.4M | $1.0M | 79 |
| CPC LANDMARK SECONDARY EQUITY FUND XVI, LP | Private Equity Fund | $48.8M | $1.0M | 71 |
| CPC LANDMARK SECONDARY REAL ESTATE FUND VIII, LP | Private Equity Fund | $42.9M | $1.0M | 74 |
| CPC LANDMARK/KKR SECONDARY SBS, LP | Private Equity Fund | $25.1M | $0.3M | 79 |
| CPC LANDMARK/TDR III SBS (EURO) LP | Private Equity Fund | $7.6M | $0.3M | 8 |
| CPC LANDMARK/TDR III SBS LP | Private Equity Fund | $14.9M | $0.3M | 31 |
| CPC LANDMARK/TDR SECONDARY SBS, LP | Private Equity Fund | $9.2M | $0.3M | 108 |
| CPC MAGNOLIA SBS LP | Private Equity Fund | $21.7M | $0.3M | 47 |
| CPC RHONE FUND VI LP | Private Equity Fund | $14.2M | $0.3M | 29 |
| CPC STONEGATE SBS LP | Private Equity Fund | $6.6M | $0.3M | 41 |
| CPC TDR FUND V, LP | Private Equity Fund | $44.2M | $0.3M | 59 |
| CPC TDR SPECIAL OPPORTUNITIES FUND I, LP | Private Equity Fund | $17.2M | $0.3M | 27 |
| CPC TECH GROWTH FUND III, LP | Private Equity Fund | $24.6M | $0.3M | 40 |
| CPC/KKR TECH GROWTH II, LP | Private Equity Fund | $13.1M | $0.5M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARSON, ROYAL, WILLIS | Individual | – | CO-CEO/PRESIDENT/MANAGING MEMBER | 01/2023 | > 75% |
| GIANNINI, GREGORY, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/SECRETARY/TREASURER | 01/2011 | < 5% |
| CARSON, ROYAL, CHANDLER | Individual | – | MANAGING DIRECTOR, CO-CEO | 01/2023 | < 5% |
| AUGHTRY, MONICA, MARIE | Individual | – | ASSISTANT SECRETARY, MANAGING DIRECTOR, ANALYSIS AND INVESTOR RELATIONS | 01/2023 | < 5% |
| Smith, Katherine, Risher | Individual | – | DIRECTOR, FINANCE AND ACCOUNTING | 01/2023 | < 5% |
| Carson Cavender, Catherine, Brooks | Individual | – | DIRECTOR | 01/2023 | < 5% |