DENALI WEALTH MANAGEMENT, INC.
Adviser information for DENALI WEALTH MANAGEMENT, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 447 | $256.5M |
| Non-Discretionary | 0 | $0 |
| Total | 447 | $256.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $42.7M |
| HNW Individuals | 88 | $148.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.6M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $56.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-71260 |
|---|---|
| SEC ERA File Number | 801-71260 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153323 |
| Legal Entity Identifier | None |
Principal Office
1325 W TOWNE SQUARE ROADMEQUON
WI
United States
Monday - Friday, 8AM - 5PM
Tel: 414-978-0020, Fax: 262-302-4110
Websites
Chief Compliance Officer
CARL VALIMONT
PRESIDENT
1325 W TOWNE SQUARE ROAD
MEQUON
WI
United States
Tel:
414-978-0019
Fax:
262-302-4110
C************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALIMONT, CARL, ALLEN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 04/2010 | > 75% |