SOUTHSTATE ADVISORY, INC.
Adviser information for SOUTHSTATE ADVISORY, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 342 | $3.0B |
| Non-Discretionary | 78 | $437.2M |
| Total | 420 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 109 | $31.2M |
| HNW Individuals | 62 | $175.1M |
| Banking or thrift institutions | <5 | $2.6B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 76 | $436.3M |
| Charitable organizations | 24 | $122.5M |
| State or municipal gov entities | <5 | $30.2M |
| Other investment advisers | 1 | $1.5M |
| Insurance companies | <5 | $17.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $38.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-71264 |
|---|---|
| SEC ERA File Number | 801-71264 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153113 |
| Legal Entity Identifier | None |
Principal Office
520 GERVAIS STCOLUMBIA
SC
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 803-231-3492, Fax: 803-540-3944
Chief Compliance Officer
RAYMOND HRIN
DIRECTOR OF WEALTH COMPLIANCE AND OPERATIONS
520 GERVAIS STREET
COLUMBIA
SC
United States
Tel:
803-231-3492
Fax:
803-540-3944
R***********@*******************M
(Full email address available in API data)
Regulatory Contact
BRIAN BARKER
CHIEF INVESTMENT OFFICER
200 EAST BROAD STREET
SUITE 100
GREENVILLE
SC
United States
Tel:
864-342-4903
Fax:
864-342-4909
B***********@*******************M
(Full email address available in API data)
Industry Affiliates
| SOUTHSTATE WEALTH | Banking or thrift institution |
| SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUTHSTATE BANK, N.A. | Domestic Entity | – | DIRECT OWNER | 07/2013 | > 75% |
| HRIN, RAYMOND, MARCUS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2013 | < 5% |
| JACQUES, EDWARD, JOHN | Individual | – | DIRECTOR | 12/2014 | < 5% |
| SOUTH STATE CORPORATION | Domestic Entity | SOUTH STATE BANK | SHAREHOLDER | 02/1985 | > 75% |
| BARKER, BRIAN, ALAN | Individual | – | DIRECTOR | 12/2017 | < 5% |
| Kirkpatrick, David, Murray | Individual | – | DIRECTOR | 10/2020 | < 5% |