OAKMONT CAPITAL MANAGEMENT, LLC
Adviser information for OAKMONT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 829 | $393.4M |
| Non-Discretionary | 53 | $135.0M |
| Total | 882 | $528.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $34.4M |
| HNW Individuals | 115 | $337.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $120.2M |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 13 | $34.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $868,616 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71287 |
|---|---|
| SEC ERA File Number | 801-71287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128939 |
| Legal Entity Identifier | None |
Principal Office
655 ALLEGHENY AVENUEOAKMONT
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (412) 828-5550, Fax: (866) 645-8396
Chief Compliance Officer
GINA M. KOVATCH
SENIOR ADVISOR
655 ALLEGHENY AVENUE
OAKMONT
PA
United States
Tel:
(412) 828-5550
Fax:
(866) 645-8396
G*******@*************M
(Full email address available in API data)
Regulatory Contact
L. JON KOTESKI
MANAGING MEMBER
655 ALLEGHENY AVENUE
OAKMONT
PA
United States
Tel:
(412) 828-5550
Fax:
(866) 645-8396
K******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOTESKI, LAWRENCE, JON | Individual | – | MANAGING MEMBER | 06/2002 | > 75% |
| DEFIFE, MARC, CHRISTOPHER | Individual | – | MEMBER/PASSIVE | 03/2006 | 10-25% |
| KOVATCH, GINA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |