Hedge Fund Database

DYNASTY WEALTH MANAGEMENT, LLC

Adviser information for DYNASTY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 121
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 26
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 209 $916.8M
Non-Discretionary 0 $0
Total 209 $916.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 6 $916.8M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-71301
SEC ERA File Number 801-71301
SEC CIK Numbers 1727599
SEC CRD Numbers 153377
Legal Entity Identifier None

Principal Office

200 CENTRAL AVENUE
15TH FLOOR
ST. PETERSBURG
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 727-865-4809, Fax: None

Websites

twitter.com/dynastyfp www.dynastyfinancialpartners.com www.linkedin.com/company/1572077/ www.youtube.com/channel/uc8rtevxqkyetyywhsdhjqcg www.facebook.com/dynastyfp/ www.instagram.com/thedynastyfp/?hl=en

Chief Compliance Officer

ANDREW BUTTE
200 CENTRAL AVE
FLOOR 15
ST. PETERSBURG
FL
United States
Tel: 727-865-4823
(Full email address available in API data)

Regulatory Contact

JONATHAN MORRIS
GENERAL COUNSEL
200 CENTRAL AVE
FLOOR 15
ST. PETERSBURG
FL
United States
Tel: 727-865-4823
(Full email address available in API data)

Industry Affiliates

DYNASTY INSURANCE SERVICES LLC Insurance company or agency
DYNASTY SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PENNEY, SHIRL, THOMAS Individual – CEO 03/2010 < 5%
MORRIS, JONATHAN, RICHARD Individual – CHIEF LEGAL AND GOVERNANCE OFFICER 09/2012 < 5%
DYNASTY FINANCIAL PARTNERS, LLC Domestic Entity – LLC MEMBER-OWNER 12/2012 > 75%
GF-DYNASTY HOLDINGS, LLC Domestic Entity DYNASTY FINANCIAL PARTNERS, LLC LLC MEMBER- OWNER 01/2016 > 75%
WEINKLE, JUSTIN, JAMES Individual – CHIEF FINANCIAL OFFICER 02/2019 < 5%
BUTTE, ANDREW, THOMAS Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

2001000201920202021202220232024202557 on 4/23/201957 on 9/13/201957 on 9/13/201957 on 11/1/201957 on 2/24/202060 on 3/30/202060 on 4/6/202060 on 6/29/202060 on 12/21/202060 on 12/24/202060 on 1/22/202173 on 3/31/202173 on 7/1/202173 on 9/17/202173 on 9/23/202185 on 3/31/202285 on 7/1/202285 on 8/19/202285 on 2/14/2023100 on 3/31/2023100 on 6/15/2023100 on 8/16/2023121 on 3/28/2024

RAUM, Historic

1B500M02019202020212022202320242025622828360 on 4/23/2019622828360 on 9/13/2019622828360 on 9/13/2019622828360 on 11/1/2019622828360 on 2/24/2020649124969 on 3/30/2020649124969 on 4/6/2020649124969 on 6/29/2020649124969 on 12/21/2020649124969 on 12/24/2020649124969 on 1/22/2021683393026 on 3/31/2021683393026 on 7/1/2021683393026 on 9/17/2021683393026 on 9/23/2021784461399 on 3/31/2022784461399 on 7/1/2022784461399 on 8/19/2022784461399 on 2/14/2023697559795 on 3/31/2023697559795 on 6/15/2023697559795 on 8/16/2023916787822 on 3/28/2024

No. Clients, Historic

50250201920202021202220232024202520 on 4/23/201920 on 9/13/201920 on 9/13/201920 on 11/1/201920 on 2/24/20205 on 3/30/20205 on 4/6/20205 on 6/29/20205 on 12/21/20205 on 12/24/20205 on 1/22/202145 on 3/31/202145 on 7/1/202145 on 9/17/202145 on 9/23/202133 on 3/31/202233 on 7/1/202233 on 8/19/202233 on 2/14/20235 on 3/31/20235 on 6/15/20235 on 8/16/20236 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 4M 38K –
ABBVIE INC COM 1M 6K –
ACCENTURE PLC IRELAND SHS CLASS A 5M 16K –
ADOBE INC COM 2M 4K –
ADVANCED MICRO DEVICES INC COM 1M 7K –
AIRBNB INC COM CL A 3M 17K –
ALEXANDRIA REAL ESTATE EQ IN COM 401K 3K –
ALLEGION PLC ORD SHS 473K 4K –
ALPHABET INC CAP STK CL A 11M 61K –
ALPHABET INC CAP STK CL C 6M 33K –
AMAZON COM INC COM 17M 87K –
AMERICAN EXPRESS CO COM 2M 7K –
AMGEN INC COM 1M 5K –
AMPHENOL CORP NEW CL A 1M 15K –
AON PLC SHS CL A 482K 2K –
API GROUP CORP COM STK 471K 13K –
APPLE INC COM 7M 34K –
APPLIED MATLS INC COM 2M 6K –
APPLOVIN CORP COM CL A 251K 3K –
APTIV PLC SHS 338K 5K –
ARCH CAP GROUP LTD ORD 747K 7K –
ARGENX SE SPONSORED ADR 285K 663 –
ASHLAND INC COM 558K 6K –
ASPEN TECHNOLOGY INC COM 306K 2K –
ATKORE INC COM 413K 3K –
ATS CORPORATION COM 363K 11K –
AUTOMATIC DATA PROCESSING IN COM 2M 7K –
AUTONATION INC COM 605K 4K –
AUTOZONE INC COM 2M 536 –
AVANTOR INC COM 1M 63K –
BAKER HUGHES COMPANY CL A 270K 8K –
BALL CORP COM 624K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 9K –
BLACKROCK ETF TRUST US EQT FACTOR 13M 278K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 181M 3M –
BLACKROCK ETF TRUST II HIGH YLD MUNI IN 5M 236K –
BLUE OWL CAPITAL INC COM CL A 712K 40K –
BOOKING HOLDINGS INC COM 818K 207 –
BP PLC SPONSORED ADR 701K 19K –
BROADRIDGE FINL SOLUTIONS IN COM 1M 6K –
BUILDERS FIRSTSOURCE INC COM 798K 6K –
CAE INC COM 250K 13K –
CANADIAN NAT RES LTD COM 981K 28K –
CASEYS GEN STORES INC COM 740K 2K –
CENOVUS ENERGY INC COM 2M 80K –
CENTENE CORP DEL COM 888K 13K –
CENTERPOINT ENERGY INC COM 516K 17K –
CHUBB LIMITED COM 983K 4K –
CLEAN HARBORS INC COM 417K 2K –
COCA-COLA EUROPACIFIC PARTNE SHS 594K 8K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 624K 9K –
CONOCOPHILLIPS COM 1M 11K –
CORPAY INC COM SHS 855K 3K –
COSTAR GROUP INC COM 275K 4K –
COTY INC COM CL A 346K 35K –
CRH PLC ORD 1M 16K –
CROWN HLDGS INC COM 344K 5K –
DEERE & CO COM 551K 1K –
DELL TECHNOLOGIES INC CL C 1M 9K –
DIAMONDBACK ENERGY INC COM 2M 8K –
DTE ENERGY CO COM 206K 2K –
EASTMAN CHEM CO COM 327K 3K –
ELI LILLY & CO COM 889K 982 –
EQT CORP COM 208K 6K –
EQUIFAX INC COM 1M 6K –
ETSY INC COM 242K 4K –
EVEREST GROUP LTD COM 207K 542 –
EVERSOURCE ENERGY COM 248K 4K –
EXPEDIA GROUP INC COM NEW 395K 3K –
EXTRA SPACE STORAGE INC COM 710K 5K –
FERGUSON PLC NEW SHS 220K 1K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 6M 148K –
FIDELITY COVINGTON TRUST VLU FACTOR ETF 3M 50K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 49M 1M –
FIDELITY NATL INFORMATION SV COM 2M 20K –
FIFTH THIRD BANCORP COM 277K 8K –
FIRSTENERGY CORP COM 639K 17K –
FIVE BELOW INC COM 223K 2K –
FLEX LTD ORD 992K 34K –
FORTIVE CORP COM 766K 10K –
FRESHWORKS INC CLASS A COM 323K 25K –
GALLAGHER ARTHUR J & CO COM 623K 2K –
GARTNER INC COM 1M 3K –
GENERAL DYNAMICS CORP COM 2M 5K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
HARTFORD FINL SVCS GROUP INC COM 591K 6K –
HOME DEPOT INC COM 828K 2K –
HONEYWELL INTL INC COM 1M 6K –
HOULIHAN LOKEY INC CL A 519K 4K –
HOWMET AEROSPACE INC COM 865K 11K –
HUNTINGTON BANCSHARES INC COM 1M 81K –
I SHARES U S ETF TR BLACKROCK SHORT 7M 130K –
ICON PLC SHS 2M 7K –
IDEXX LABS INC COM 212K 435 –
INTERCONTINENTAL EXCHANGE INC COM 717K 5K –
INTUIT COM 3M 4K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 36M 547K –
ISHARES GOLD TR ISHARES NEW 25M 580K –
ISHARES INC CORE MSCI EMKT 105M 2M –
ISHARES INC EMNG MKTS EQT 661K 14K –
ISHARES INC MSCI EMRG CHN 6M 108K –
ISHARES TR 0-5 YR TIPS ETF 42M 424K –
ISHARES TR 10-20 YR TRS ETF 6M 54K –
ISHARES TR 20 YR TR BD ETF 56M 609K –
ISHARES TR CONV BD ETF 230K 3K –
ISHARES TR CORE MSCI EAFE 155M 2M –
ISHARES TR CORE S&P SCP ETF 54M 506K –
ISHARES TR CORE S&P500 ETF 359M 657K –
ISHARES TR CORE TOTAL USD 19M 417K –
ISHARES TR CORE US AGGBD ET 232M 2M –
ISHARES TR EAFE GRWTH ETF 13M 125K –
ISHARES TR EAFE VALUE ETF 5M 86K –
ISHARES TR GLB INFRASTR ETF 3M 69K –
ISHARES TR GLOBAL ENERG ETF 586K 14K –
ISHARES TR HDG MSCI EAFE 151M 4M –
ISHARES TR INVESTMENT GRADE 2M 37K –
ISHARES TR ISHS 1-5YR INVS 72M 1M –
ISHARES TR JPMORGAN USD EMG 1M 15K –
ISHARES TR MBS ETF 178M 2M –
ISHARES TR MSCI EAFE ETF 36M 459K –
ISHARES TR MSCI USA MIN VOL 87M 1M –
ISHARES TR MSCI USA MMENTM 1M 7K –
ISHARES TR MSCI USA QLT FCT 51M 454K –
ISHARES TR NATIONAL MUN ETF 20M 184K –
ISHARES TR RUS 1000 ETF 3M 10K –
ISHARES TR RUS 1000 GRW ETF 303K 831 –
ISHARES TR RUSSELL 2000 ETF 563K 3K –
ISHARES TR S&P 100 ETF 3M 13K –
ISHARES TR S&P 500 GRWT ETF 15M 157K –
ISHARES TR TIPS BD ETF 41M 383K –
ISHARES TR U.S. TECH ETF 96M 641K –
JACOBS SOLUTIONS INC COM 1M 7K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO COM 5M 23K –
KENVUE INC COM 797K 44K –
KEYSIGHT TECHNOLOGIES INC COM 895K 7K –
KINROSS GOLD CORP COM 140K 17K –
KLA CORP COM NEW 2M 2K –
LAM RESEARCH CORP COM 689K 647 –
LEIDOS HOLDINGS INC COM 1M 8K –
LENNAR CORP CL A 996K 7K –
LIVE NATION ENTERTAINMENT IN COM 298K 3K –
LPL FINL HLDGS INC COM 441K 2K –
MARATHON PETE CORP COM 1M 8K –
MARSH & MCLENNAN COS INC COM 3M 13K –
MARVELL TECHNOLOGY INC COM 567K 8K –
MASCO CORP COM 614K 9K –
MASTERCARD INCORPORATED CL A 5M 11K –
MCDONALDS CORP COM 569K 2K –
MCKESSON CORP COM 1M 2K –
MGM RESORTS INTERNATIONAL COM 727K 16K –
MICROCHIP TECHNOLOGY INC. COM 1M 13K –
MICRON TECHNOLOGY INC COM 2M 12K –
MICROSOFT CORP COM 12M 26K –
MORGAN STANLEY COM NEW 2M 22K –
MSCI INC COM 1M 3K –
NETFLIX INC COM 3M 4K –
NICE LTD SPONSORED ADR 354K 2K –
NIKE INC CL B 2M 31K –
NORFOLK SOUTHN CORP COM 1M 5K –
NOV INC COM 319K 17K –
NOVO-NORDISK A S ADR 2M 12K –
NXP SEMICONDUCTORS N V COM 548K 2K –
OLIN CORP COM PAR $1 278K 6K –
OMNICOM GROUP INC COM 943K 11K –
ORACLE CORP COM 3M 19K –
PAYCOM SOFTWARE INC COM 557K 4K –
PEPSICO INC COM 2M 11K –
PERFORMANCE FOOD GROUP CO COM 723K 11K –
PHILIP MORRIS INTL INC COM 2M 19K –
PHILLIPS 66 COM 1M 9K –
PIMCO ETF TR ACTIVE BD ETF 450K 5K –
PIMCO ETF TR INTER MUN BD ACT 20M 387K –
PIMCO ETF TR MULTISECTOR BD 5M 187K –
PIMCO ETF TR SHTRM MUN BD ACT 2M 38K –
PINTEREST INC CL A 301K 7K –
PNC FINL SVCS GROUP INC COM 222K 1K –
PPL CORP COM 241K 9K –
PROCTER AND GAMBLE CO COM 1M 8K –
QUALCOMM INC COM 707K 4K –
RAYMOND JAMES FINL INC COM 217K 2K –
REGAL REXNORD CORPORATION COM 587K 4K –
RESIDEO TECHNOLOGIES INC COM 350K 18K –
ROSS STORES INC COM 419K 3K –
SALESFORCE INC COM 3M 12K –
SANOFI SPONSORED ADR 505K 10K –
SCHLUMBERGER LTD COM STK 1M 26K –
SCHWAB CHARLES CORP COM 859K 12K –
SELECT SECTOR SPDR TR ENERGY 53M 581K –
SERVICENOW INC COM 3M 4K –
SHERWIN WILLIAMS CO COM 613K 2K –
SHOPIFY INC CL A 1M 22K –
SMUCKER J M CO COM NEW 674K 6K –
SPDR S&P 500 ETF TR TR UNIT 68M 125K –
SPDR SER TR BLOOMBERG HIGH Y 6M 66K –
SPDR SER TR NUVEEN BLMBRG SH 755K 16K –
SPDR SER TR PRTFLO S&P500 GW 279M 3M –
SPDR SER TR PRTFLO S&P500 VL 160M 3M –
STARBUCKS CORP COM 1M 18K –
STERIS PLC SHS USD 229K 1K –
STRYKER CORPORATION COM 3M 8K –
SUN CMNTYS INC COM 323K 3K –
TAKE-TWO INTERACTIVE SOFTWAR COM 526K 3K –
TCW TRANSFORM ETF TRUST TRANSFORM SYSTEM 4M 58K –
TCW TRANSFORM ETF TRUST TRANSFORM SYSTEM 48M 699K –
TECK RESOURCES LTD CL B 566K 12K –
TELEDYNE TECHNOLOGIES INC COM 438K 1K –
TESLA INC COM 3M 13K –
TEXAS INSTRS INC COM 2M 8K –
THE CIGNA GROUP COM 1M 3K –
THERMO FISHER SCIENTIFIC INC COM 3M 6K –
T-MOBILE US INC COM 1M 6K –
TRIMTABS ETF TR FCF INTL QLTY ET 37M 1M –
TRIMTABS ETF TR FCF US QLTY ETF 241M 4M –
ULTA BEAUTY INC COM 561K 1K –
UNITED RENTALS INC COM 1M 2K –
UNITEDHEALTH GROUP INC COM 6M 12K –
US BANCORP DEL COM NEW 272K 7K –
US FOODS HLDG CORP COM 1M 24K –
VANGUARD BD INDEX FDS SHORT TRM BOND 6M 82K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 73K –
VANGUARD INDEX FDS SMALL CP ETF 7M 33K –
VANGUARD INDEX FDS TOTAL STK MKT 30M 113K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 216K –
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 98K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 12M 214K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 9M 174K –
VERISK ANALYTICS INC COM 858K 3K –
VERTIV HOLDINGS CO COM CL A 491K 6K –
VISA INC COM CL A 4M 14K –
WABTEC COM 990K 6K –
WALMART INC COM 2M 27K –
WASTE MGMT INC DEL COM 1M 6K –
WELLS FARGO CO NEW COM 2M 31K –
WESCO INTL INC COM 702K 4K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 1M 31K –
WORKDAY INC CL A 1M 5K –
WORKIVA INC COM CL A 284K 4K –
ZOETIS INC CL A 3M 19K –