Hedge Fund Database

RETIREMENT INCOME SOLUTIONS, INC.

Adviser information for RETIREMENT INCOME SOLUTIONS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,267 $2.4B
Non-Discretionary 0 $0
Total 1,267 $2.4B

Clients

Type Number RAUM
Individuals 507 $262.0M
HNW Individuals 748 $2.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $3.2M
Charitable organizations <5 $541,376
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-71319
SEC ERA File Number 801-71319
SEC CIK Numbers 1730386
SEC CRD Numbers 110145
Legal Entity Identifier None

Principal Office

2301 PLATT ROAD
SUITE 300
ANN ARBOR
MI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 734-769-7727, Fax: 734-662-6680

Websites

www.linkedin.com/company/retirement-income-solutions/ www.facebook.com/retirementincomesolutionsinc/ www.risadvisory.com

Chief Compliance Officer

JOHN B. GOFF
MANAGING PARTNER
2301 PLATT ROAD
SUITE 300
ANN ARBOR
MI
United States
Tel: 734-769-7727
Fax: 734-662-6680
(Full email address available in API data)

Regulatory Contact

LISA M. MYERS
VICE PRESIDENT, OPERATIONS & COMPLIANCE
2301 PLATT ROAD
SUITE 300
ANN ARBOR
MI
United States
Tel: 734-769-7727
Fax: 734-662-6680
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOFF, JOHN, BURTON Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 07/2012 10-25%
HASTIE, BROCK, ELLIOT Individual – MANAGING PARTNER 07/2012 25-50%
KEPHART, HARRISON, TODD Individual – MANAGING PARTNER 07/2012 25-50%
CHAPELL, KAREN, ANN Individual – MANAGING PARTNER 07/2012 10-25%
HOLZNAGLE, RUSSELL, ALAN Individual – CHIEF FINANCIAL OFFICER 10/2014 < 5%
HOLZER, AMY, KIM Individual – CHIEF OPERATING OFFICER 04/2021 < 5%
LEROY, EVAN, CHRISTOPHER Individual – SHAREHOLDER 05/2023 5-10%

No. Employees, Historic

30150201920202021202220232024202517 on 7/15/201918 on 3/26/202018 on 6/26/202018 on 3/29/202118 on 5/4/202118 on 3/29/202218 on 10/3/202220 on 3/31/202320 on 5/16/202323 on 3/29/2024

RAUM, Historic

3B2B020192020202120222023202420251713234765 on 7/15/20191966617358 on 3/26/20201966617358 on 6/26/20202130783499 on 3/29/20212130783499 on 5/4/20212403823289 on 3/29/20222403823289 on 10/3/20222145728163 on 3/31/20232145728163 on 5/16/20232421756308 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251196 on 7/15/20191204 on 3/26/20201204 on 6/26/20201206 on 3/29/20211206 on 5/4/20211244 on 3/29/20221244 on 10/3/20221263 on 3/31/20231263 on 5/16/20231267 on 3/29/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLIANT ENERGY CORP COM 331K 7K –
ALPHABET INC CAP STK CL A 1M 8K –
ALPHABET INC CAP STK CL C 1M 7K –
AMAZON COM INC COM 4M 19K –
AMERICAN CENTY ETF TR INTL EQT ETF 356K 6K –
AMGEN INC COM 491K 2K –
AMPLIFY ETF TR AMPLIFY VIDEO GA 264K 4K –
APPLE INC COM 4M 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K –
BNY MELLON ETF TRUST US LRG CP CORE 863K 8K –
BROADCOM INC COM 233K 145 –
CF BANKSHARES INC COM 222K 12K –
CHIPOTLE MEXICAN GRILL INC COM 320K 5K –
CINCINNATI FINL CORP COM 230K 2K –
COCA COLA CO COM 677K 11K –
COLGATE PALMOLIVE CO COM 282K 3K –
COMCAST CORP NEW CL A 336K 9K –
COSTCO WHSL CORP NEW COM 329K 387 –
DBX ETF TR XTRACK MSCI EAFE 674K 16K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 384K 12K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 348K 14K –
DISNEY WALT CO COM 441K 4K –
DTE ENERGY CO COM 323K 3K –
EATON CORP PLC SHS 462K 1K –
ECOLAB INC COM 573K 2K –
ELI LILLY & CO COM 2M 2K –
EXXON MOBIL CORP COM 662K 6K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 211K 4K –
HOME DEPOT INC COM 313K 910 –
HONEYWELL INTL INC COM 273K 1K –
INNOVATOR ETFS TRUST US EQTY BUFR JUL 224K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 422K 11K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 42K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 766K 19K –
INNOVATOR ETFS TRUST US EQTY BUFR JAN 305K 7K –
INNOVATOR ETFS TRUST US EQT PWR BUF 469K 14K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 283K 8K –
INNOVATOR ETFS TRUST US EQTY BUFR JUN 589K 15K –
INNOVATOR ETFS TRUST US EQTY PWR BF 344K 9K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 331K 9K –
INNOVATOR ETFS TRUST US EQTY BUF NOV 241K 6K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 41K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 46K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 431K 13K –
INTERNATIONAL BUSINESS MACHS COM 381K 2K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 194K 12K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 5M 31K –
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 214K 11K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 1M 17K –
INVESCO QQQ TR UNIT SER 1 7M 15K –
IRON MTN INC DEL COM 300K 3K –
ISHARES INC MSCI WORLD ETF 588K 4K –
ISHARES INC ESG AWR MSCI EM 208K 6K –
ISHARES INC MSCI EMRG CHN 313K 5K –
ISHARES TR CORE S&P MCP ETF 39M 673K –
ISHARES TR S&P 500 VAL ETF 2M 11K –
ISHARES TR CORE S&P500 ETF 120M 220K –
ISHARES TR S&P 500 GRWT ETF 2M 24K –
ISHARES TR RUS 1000 ETF 6M 21K –
ISHARES TR RUS 1000 VAL ETF 7M 38K –
ISHARES TR RUS 1000 GRW ETF 18M 49K –
ISHARES TR RUSSELL 2000 ETF 266K 1K –
ISHARES TR RUS 2000 VAL ETF 260K 2K –
ISHARES TR RUSSELL 3000 ETF 285K 924 –
ISHARES TR CORE S&P US GWT 510K 4K –
ISHARES TR MSCI EAFE ETF 2M 30K –
ISHARES TR RUS MID CAP ETF 2M 25K –
ISHARES TR RUS MD CP GR ETF 598K 5K –
ISHARES TR RUS MDCP VAL ETF 709K 6K –
ISHARES TR 1 3 YR TREAS BD 1M 15K –
ISHARES TR 7-10 YR TRSY BD 1M 14K –
ISHARES TR MSCI EMG MKT ETF 634K 15K –
ISHARES TR MSCI KLD400 SOC 598K 6K –
ISHARES TR 3 7 YR TREAS BD 3M 28K –
ISHARES TR MSCI ACWI ETF 4M 40K –
ISHARES TR ESG AWR MSCI USA 6M 49K –
ISHARES TR ESG AWRE USD ETF 362K 16K –
ISHARES TR ESG AWR US AGRGT 842K 18K –
JOHNSON & JOHNSON COM 634K 4K –
JPMORGAN CHASE & CO. COM 891K 4K –
LAM RESEARCH CORP COM 497K 467 –
MCDONALDS CORP COM 430K 2K –
MERCK & CO INC COM 1M 9K –
MICROSOFT CORP COM 3M 7K –
NETFLIX INC COM 225K 333 –
NOVO-NORDISK A S ADR 293K 2K –
NUVEEN CR STRATEGIES INCOME COM SHS 85K 15K –
NVIDIA CORPORATION COM 1M 9K –
ORACLE CORP COM 640K 5K –
OWENS CORNING NEW COM 223K 1K –
PEPSICO INC COM 464K 3K –
PROCTER AND GAMBLE CO COM 929K 6K –
SALESFORCE INC COM 388K 2K –
SCHWAB STRATEGIC TR US LRG CAP ETF 716K 11K –
SCHWAB STRATEGIC TR US SML CAP ETF 218K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 14K –
SELECT SECTOR SPDR TR ENERGY 1M 13K –
SELECT SECTOR SPDR TR FINANCIAL 224K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 13K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 304K 2K –
SOUTHERN CO COM 300K 4K –
SPDR GOLD TR GOLD SHS 1M 5K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 658K 17K –
SPDR INDEX SHS FDS S&P EM MKT DIV 260K 7K –
SPDR INDEX SHS FDS MSCI EAFE FS ETF 352K 9K –
SPDR S&P 500 ETF TR TR UNIT 41M 76K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 6M 11K –
SPDR SER TR PRTFLO S&P500 GW 4M 50K –
SPDR SER TR PRTFLO S&P500 VL 3M 62K –
SPDR SER TR S&P METALS MNG 687K 12K –
SPDR SER TR PORTFOLIO S&P400 10M 194K –
SPDR SER TR PORTFOLIO S&P500 24M 381K –
SPDR SER TR S&P TRANSN ETF 217K 3K –
SPDR SER TR COMP SOFTWARE 257K 2K –
SPDR SER TR SPDR S&P 500 ETF 9M 207K –
SPDR SER TR S&P 500 ESG ETF 724K 14K –
STANDARD LITHIUM LTD COM 90K 74K –
STRYKER CORPORATION COM 209K 614 –
THERMO FISHER SCIENTIFIC INC COM 226K 408 –
TRANE TECHNOLOGIES PLC SHS 257K 782 –
VANECK ETF TRUST SEMICONDUCTR ETF 1M 4K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS EXTEND MKT ETF 271K 2K –
VANGUARD INDEX FDS VALUE ETF 942K 6K –
VANGUARD INDEX FDS MID CAP ETF 5M 20K –
VANGUARD INDEX FDS SMALL CP ETF 210K 961 –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS LARGE CAP ETF 209K 839 –
VANGUARD INDEX FDS MCAP GR IDXVIP 492K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 257K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 706K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 264K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 263K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 457K 4K –
VANGUARD WORLD FD MEGA GRWTH IND 379K 1K –
VANGUARD WORLD FD MEGA CAP VAL ETF 370K 3K –
VISA INC COM CL A 261K 993 –
WALMART INC COM 212K 3K –
WORLD GOLD TR SPDR GLD MINIS 6M 132K –
ZOMEDICA CORP COM 3K 20K –