ABBEY CAPITAL LIMITED
Adviser information for ABBEY CAPITAL LIMITED last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Ireland |
Employees
| Total Number of Employees | 75 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $6.9B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $6.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $3.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $3.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 53 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-71322 |
|---|---|
| SEC ERA File Number | 801-71322 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153498 |
| Legal Entity Identifier | 549300EZRLEE2ODR0629 |
Principal Office
8 ST. STEPHEN'S GREENDUBLIN 2
Ireland
Monday - Friday, 8AM TO 6PM
Tel: 00-353-1-8280400, Fax: 00-353-1-8280499
Chief Compliance Officer
LOUISE HARRIS
CHIEF COMPLIANCE OFFICER
8 ST. STEPHEN'S GREEN
DUBLIN 2
Ireland
Tel:
00-353-1-8280400
Fax:
00-353-1-8280499
L******@***************M
(Full email address available in API data)
Regulatory Contact
DENISE MC PHILLIPS
SENIOR COMPLIANCE COUNSEL
8 ST. STEPHEN'S GREEN
DUBLIN 2
Ireland
Tel:
003531880400
Fax:
0035318280499
D**********@***************M
(Full email address available in API data)
Industry Affiliates
| ABBEY CAPITAL (US) LLC | Trust company |
| CAVENDISH CAPITAL LIMITED | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARNEY, PETER, GERARD | Individual | – | CHIEF OPERATING OFFICER | 04/2018 | < 5% |
| MCCARTHY, DAVID | Individual | – | NON-EXECUTIVE DIRECTOR | 01/2011 | < 5% |
| CAVENDISH CAPITAL LIMITED | Foreign Entity | – | HOLDING COMPANY - OWNS 100% OF ABBEY CAPITAL LIMITED | 08/2013 | > 75% |
| GANNON, ANTHONY | Individual | – | CHIEF INVESTMENT OFFICER | 12/2019 | < 5% |
| SWIFT, MICHAEL, GERARD | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2019 | < 5% |
| GATELY, CLAIRE, CATHERINE | Individual | – | NON-EXECUTIVE DIRECTOR AND CHAIR | 03/2013 | < 5% |
| GANNON, ANTHONY | Individual | CAVENDISH CAPITAL LIMITED | SHAREHOLDER AND NON-EXECUTIVE DIRECTOR | 08/2013 | 50-75% |
| BROSNAN, TIMOTHY, JOSEPH | Individual | CAVENDISH CAPITAL LIMITED | SHAREHOLDER AND CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 08/2013 | 25-50% |
| HARRIS, LOUISE, EILEEN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2017 | < 5% |
| McInerney, David | Individual | – | CHIEF FINANCIAL OFFICER | 04/2018 | < 5% |
| Brosnan, Conor, Patrick | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2021 | < 5% |