MARQUETTE ASSOCIATES, INC.
PEIRCE PARK GROUP INC. Legal Name
Adviser information for MARQUETTE ASSOCIATES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $388.1M |
| Non-Discretionary | 3 | $22.5M |
| Total | 12 | $410.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $7.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $14.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 6 | $372.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $15.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsINVESTMENT CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesRETAINER BASED FEE |
Identifiers
| SEC RIA File Number | 801-71334 |
|---|---|
| SEC ERA File Number | 801-71334 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118655 |
| Legal Entity Identifier | None |
Principal Office
600 WILLOWBROOK LANESUITE 610
WEST CHESTER
PA
United States
Monday - Friday, 9:00 A.M. - 5: P.M. EST
Tel: 610-719-0300, Fax: 610-719-8345
Websites
Chief Compliance Officer
LINSEY SCHOEMEHL PAYNE
MANAGING PARTNER
180 N. LASALLE STREET
SUITE 3500
CHICAGO
IL
United States
Tel:
312-527-5500
Fax:
312-527-9064
L*****@**********************M
(Full email address available in API data)
Industry Affiliates
| MARQUETTE ASSOCIATES, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARQUETTE ASSOCIATES, INC. | Domestic Entity | – | OWNER | 01/2017 | > 75% |
| WRUBEL, BRIAN, MITCHELL | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2017 | < 5% |
| PAYNE, LINSEY, SCHOEMEHL | Individual | – | CHIEF COMPLIANCE OFFICER / MANAGING PARTNER | 08/2021 | < 5% |