Hedge Fund Database

PROVIDENCE WEALTH ADVISORS, LLC

Adviser information for PROVIDENCE WEALTH ADVISORS, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,253 $571.6M
Non-Discretionary 0 $0
Total 1,253 $571.6M

Clients

Type Number RAUM
Individuals 1,222 $506.5M
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $1.9M
Charitable organizations 11 $9.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 16 $54.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-71352
SEC ERA File Number 801-71352
SEC CIK Numbers 1744955
SEC CRD Numbers 153646
Legal Entity Identifier None

Principal Office

20220 SOUTH LAGRANGE ROAD
FRANKFORT
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 815-306-2020, Fax: 815-306-2021

Websites

www.@providencewealth providencewealth.com linkedin.com

Chief Compliance Officer

GERY SADZEWICZ
CHIEF COMPLIANCE OFFICER
5205 BROOKSHIRE ESTATRES DRIVE
PLAINFIELD
IL
United States
Tel: 815-782-1250
(Full email address available in API data)

Industry Affiliates

PROVIDENCE BANK & TRUST COMPANY Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SADZEWICZ, GERY, JOSEPH Individual – MANAGER/CHIEF COMPLIANCE OFFICER 04/2010 < 5%
PROVIDENCE BANK LLC Domestic Entity – SOLE MEMBER 05/2010 > 75%
DEGROOT, DOUGLAS, ANTHONY Individual – MANAGER 05/2010 < 5%

No. Employees, Historic

201002020202120222023202420259 on 1/9/20209 on 1/9/20209 on 3/17/20209 on 6/29/20209 on 6/30/202010 on 2/13/202110 on 2/10/202210 on 3/29/202210 on 1/23/202310 on 1/26/202310 on 2/13/202310 on 3/28/202310 on 6/9/202311 on 2/14/2024

RAUM, Historic

600M300M0202020212022202320242025370000000 on 1/9/2020370000000 on 1/9/2020450000000 on 3/17/2020450000000 on 6/29/2020450000000 on 6/30/2020420000000 on 2/13/2021468427898 on 2/10/2022468427898 on 3/29/2022468427898 on 1/23/2023468427898 on 1/26/2023497197425 on 2/13/2023497197425 on 3/28/2023497197425 on 6/9/2023571570333 on 2/14/2024

No. Clients, Historic

2,0001,0000202020212022202320242025930 on 1/9/2020930 on 1/9/2020900 on 3/17/2020900 on 6/29/2020900 on 6/30/20201000 on 2/13/20211146 on 2/10/20221146 on 3/29/20221146 on 1/23/20231146 on 1/26/20231186 on 2/13/20231186 on 3/28/20231186 on 6/9/20231253 on 2/14/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
A T & T INC COM 464K 24K –
ABBOTT LABORATORIES COM 324K 3K –
ABBVIE INC COM 2M 13K –
ACCENTURE PLC FCLASS A SHS CLASS A 413K 1K –
ADAMS DIVERSIFIED EQUITY COM 2M 99K –
ADOBE INC COM 341K 612 –
ALDEYRA THERAPEUTICS COM 84K 25K –
ALLSTATE CORP COM 2M 14K –
ALPHABET INC. CLASS A CAP STK CL A 916K 5K –
ALPHABET INC. CLASS C CAP STK CL C 2M 10K –
AMAZON.COM INC COM 3M 16K –
AMGEN INC. COM 2M 5K –
APPLE INC COM 10M 45K –
APPLIED MATERIALS COM 223K 950 –
AUTO DATA PROCESSING COM 317K 1K –
BOEING CO COM 355K 2K –
BRISTOL-MYERS SQUIBB COM 1M 30K –
BROADCOM INC COM 4M 2K –
CATERPILLAR INC COM 4M 12K –
CEL SCI CORP COM PAR NEW 16K 14K –
CHARLES SCHWAB CORP COM 1M 16K –
CHEVRON CORP COM 2M 14K –
CION INVT CORP COM 134K 11K –
CISCO SYSTEMS INC COM 1M 24K –
COMCAST CORP CLASS A CL A 237K 6K –
CONSTELLATION ENERGY COR COM 2M 8K –
COSTCO WHOLESALE CO COM 1M 1K –
COUPANG INC CLASS A CL A 389K 19K –
DANAHER CORP COM 228K 929 –
DICKS SPORTING GOODS COM 202K 971 –
DOW INC COM 708K 13K –
DUPONT DE NEMOURS INC IA COM 879K 11K –
ELI LILLY AND CO COM 12M 13K –
EMERSON ELECTRIC CO COM 979K 9K –
ESSENTIAL UTILS INC COM 256K 7K –
EXELON CORP COM 1M 39K –
EXXON MOBIL CORP COM 2M 15K –
FASTENAL CO COM 713K 11K –
FORD MOTOR CO COM 175K 14K –
GILEAD SCIENCES INC COM 981K 14K –
GOLDMAN SACHS GROUP COM 260K 570 –
HOME DEPOT INC COM 2M 6K –
HONEYWELL INTL INC COM 5M 22K –
IBM CORP COM 2M 11K –
INTEL CORP COM 457K 15K –
J P MORGAN CHASE & CO COM 4M 21K –
JOHNSON & JOHNSON COM 1M 9K –
KNIGHTSCOPE INC CLASS A CLASS A COM 5K 18K –
LOWES COMPANIES INC COM 2M 7K –
MASTERCARD INC CLASS A CL A 1M 3K –
MCDONALDS CORP COM 375K 1K –
MERCK & CO. INC. COM 1M 10K –
MICROSOFT CORP COM 10M 22K –
NETFLIX INC COM 873K 1K –
NEXTERA ENERGY INC COM 1M 18K –
NVIDIA CORP COM 3M 21K –
OLD NTNL BANK COM 3M 170K –
PEPSICO INC COM 2M 13K –
PFIZER INC COM 1M 43K –
PPG INDUSTRIES INC COM 1M 8K –
PROCTER & GAMBLE COM 2M 9K –
PROGRESSIVE CO OHIO COM 248K 1K –
QUALCOMM INC COM 2M 8K –
RTX CORP COM NEW 718K 7K –
SERES THERAPEUTICS COM 58K 76K –
SUPER MICRO COMPUTER COM 540K 681 –
TESLA INC COM 295K 1K –
THE COCA-COLA CO COM 2M 28K –
TRAVELERS COMPANIES COM 953K 5K –
UBER TECHNOLOGIES INC COM 1M 18K –
UNION PACIFIC CORP COM 322K 1K –
VALERO ENERGY CORP COM 1M 9K –
VERIZON COMMUNICATN COM 1M 34K –
VIKING THERAPEUTICS COM 282K 5K –
W E C ENERGY GROUP INC COM 216K 3K –
WALMART INC COM 3M 43K –
WALT DISNEY CO COM 864K 9K –
WASTE MANAGEMENT INC COM 4M 18K –
WELLS FARGO & CO COM 924K 15K –