PINNACLE FINANCIAL GROUP LLC
Adviser information for PINNACLE FINANCIAL GROUP LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 988 | $476.4M |
| Non-Discretionary | 38 | $23.4M |
| Total | 1,026 | $499.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $81.2M |
| HNW Individuals | 152 | $413.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | <5 | $957,612 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $770,522 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-71357 |
|---|---|
| SEC ERA File Number | 801-71357 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116600 |
| Legal Entity Identifier | None |
Principal Office
823 BURLINGTON AVENUEWESTERN SPRINGS
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 708-246-6262, Fax: 708-246-6288
Websites
Chief Compliance Officer
DANIEL FITZGERALD
PRINCIPAL, MANAGING MEMBER
823 BURLINGTON AVENUE
WESTERN SPRINGS
IL
United States
Tel:
708-246-6262
Fax:
708-246-6288
D**@**********************M
(Full email address available in API data)
Regulatory Contact
JAMES J. STORK
PRINCIPAL, MANAGING MEMBER
823 BURLINGTON AVENUE
WESTERN SPRINGS
IL
United States
Tel:
708-246-6262
Fax:
708-246-6288
J**@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALBATROSS41, LLC | Domestic Entity | – | OWNER | 07/2021 | 50-75% |
| FITZGERALD, DANIEL, BRIAN | Individual | ALBATROSS41, LLC | MANAGING MEMBER | 07/2021 | > 75% |
| FITZGERALD, DANIEL, BRIAN | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| THREEPILLAR ASSETS, LLC | Domestic Entity | – | OWNER | 01/2024 | 50-75% |
| HARAMBASIC, VINCENT | Individual | THREEPILLAR ASSETS, LLC | MANAGING MEMBER | 12/2023 | > 75% |
| HARAMBASIC, VINCENT | Individual | – | MANAGING MEMBER | 01/2024 | < 5% |