CASTLE INVESTMENT MANAGEMENT, LLC
Adviser information for CASTLE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $33.7M |
Non-Discretionary | 0 | $0 |
Total | 1 | $33.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $33.7M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companies |
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Compensation | % of AUM |
Other Business Activities | Registered representative of a broker-dealer |
Identifiers
SEC RIA File Number | 801-71363 |
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SEC ERA File Number | 801-71363 |
SEC CIK Numbers | None |
SEC CRD Numbers | 153464 |
Legal Entity Identifier | None |
Principal Office
277 S. WASHINGTON STREETSUITE 210
ALEXANDRIA
VA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 703-260-1921, Fax: 913-828-0932
Chief Compliance Officer
KYLE BUBECK
CHIEF COMPLIANCE OFFICER
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K*******@*******************M
(Full email address available in API data)
Regulatory Contact
KELLY CHRISTOPHER
COMPLIANCE
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K************@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WELLE, ANDREW, JOSEPH | Individual | – | MANAGING MEMBER | 03/2010 | 50-75% |
ANDREWS, CAELI | Individual | – | MANAGING MEMBER | 03/2010 | 50-75% |
BUBECK, KYLE, ROGER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |