GLOBAL WEALTH MANAGEMENT, LLC
Adviser information for GLOBAL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 215 | $211.9M |
| Non-Discretionary | 34 | $22.9M |
| Total | 249 | $234.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $8.4M |
| HNW Individuals | 52 | $194.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $16.9M |
| Charitable organizations | <5 | $8.5M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 5 | $6.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71368 |
|---|---|
| SEC ERA File Number | 801-71368 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153677 |
| Legal Entity Identifier | None |
Principal Office
4420 ROUTE 27SUITE B
KINGSTON
NJ
United States
Monday - Friday, 9:30 AM TO 4:00 PM
Tel: 609-452-2929, Fax: 609-452-0048
Websites
Chief Compliance Officer
EDWARD GRAHAM
CHIEF COMPLIANCE OFFICER, SENIOR WEALTH MANAGER
4428 ROUTE 27, BLDG C, PO BOX 522
SUITE 2
KINGSTON
NJ
United States
Tel:
609-452-2929
Fax:
609-452-0048
E******@******************M
(Full email address available in API data)
Regulatory Contact
STEVE SOLANO
REGULATORY COMPLIANCE CONSULTANT
23824 SANCTUARY LAKES COURT
BONITA SPRINGS
FL
United States
Tel:
5162866888
S******@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOLLURI, RAM, [NMN] | Individual | – | MEMBER | 01/2017 | 10-25% |
| PANDEY, SRIPAT | Individual | – | MEMBER/ PRESIDENT | 10/2017 | 5-10% |
| MARTIN TUCHMAN REVOCABLE TRUST | Domestic Entity | – | MEMBER | 10/2017 | > 75% |
| GROSS, RICHARD, WARREN | Individual | MARTIN TUCHMAN REVOCABLE TRUST | TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST | 10/2017 | |
| GEOGHAN, WILLIAM, AUSTIN | Individual | MARTIN TUCHMAN REVOCABLE TRUST | TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST | 10/2017 | |
| TUCHMAN, MARTIN | Individual | MARTIN TUCHMAN REVOCABLE TRUST | TRUSTEE - MARTIN TUCHMAN REVOCABLE TRUST | 10/2017 | |
| GRAHAM, EDWARD, A | Individual | – | CCO | 05/2021 | < 5% |