KESSLER INVESTMENT GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Indiana, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	941	$228.7M
Non-Discretionary	78	$6.1M
Total	1,019	$234.8M

Clients

Type	Number	RAUM
Individuals	436	$103.6M
HNW Individuals	49	$104.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$442,454
Charitable organizations	<5	$40,710
State or municipal gov entities	0	$0
Other investment advisers	<5	$25.5M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$505,531
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	92.7M
Both for Same	0

Portfolio Manager to Program	Sponsor
GLADSTONE CAPITAL MANAGEMENT PROGRAM	GLADSTONE WEALTH PARTNERS

Identifiers

SEC RIA File Number	801-71393
SEC ERA File Number	801-71393
SEC CIK Numbers	1525947
SEC CRD Numbers	153696
Legal Entity Identifier	None

Principal Office

50 WASHINGTON STREET
SUITE 3B
COLUMBUS
IN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic