HILLSBORO ADVISORS, LLC
Adviser information for HILLSBORO ADVISORS, LLC last updated from Form ADV on January 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | CURRENTLY NO BUSINESS IN THIS ENTITY |
|---|---|
| Compensation | NONE |
Identifiers
| SEC RIA File Number | 801-71394 |
|---|---|
| SEC ERA File Number | 801-71394 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153700 |
| Legal Entity Identifier | None |
Principal Office
40 BURTON HILLS BLVDSUITE 350
NASHVILLE
TN
United States
Monday - Friday, 8 AM - 4:30 PM
Tel: 615-252-6211, Fax: 615-782-4111
Chief Compliance Officer
ALYSON STEVENS
CHIEF COMPLIANCE OFFICER-IA
40 BURTON HILLS BLVD
SUITE 350
NASHVILLE
TN
United States
Tel:
615-252-6120
Fax:
615-782-4111
A******@************M
(Full email address available in API data)
Regulatory Contact
KALEY IDOL
CCO - B/D SERVICES
40 BURTON HILLS BLVD
SUITE 350
NASHVILLE
TN
United States
Tel:
615-252-6214
Fax:
615-782-4111
K****@************M
(Full email address available in API data)
Industry Affiliates
| WILEY BROS.-AINTREE CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILEY III, DAVID, WARREN | Individual | – | PRESIDENT/MANAGING MEMBER | 04/2010 | 25-50% |
| STEVENS, ALYSON, MENCIO | Individual | – | CHIEF COMPLIANCE OFFICER-IA BUSINESS; SECRETARY | 03/2017 | < 5% |
| WILEY, DAVID, WARREN | Individual | – | MEMBER | 05/2019 | 50-75% |
| SAMOL, ANGELA, TURNER | Individual | – | FINOP; TREASURER | 01/2023 | < 5% |