ALIGN INVESTMENT MANAGEMENT, LLC
Adviser information for ALIGN INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71405 |
|---|---|
| SEC ERA File Number | 801-71405 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153768 |
| Legal Entity Identifier | None |
Principal Office
1201 MONTANA AVESUITE 205
SANTA MONICA
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 310-395-2694, Fax: None
Chief Compliance Officer
ANTHONY BLUEFORD
1201 MONTANA AVE
SUITE 205
SANTA MONICA
CA
United States
Tel:
310-395-2679
A**************@**********M
(Full email address available in API data)
Regulatory Contact
ROB LIPP
FOUNDER
1201 MONTANA AVE
SUITE 205
SANTA MONICA
CA
United States
Tel:
310-395-2694
R******@**********M
(Full email address available in API data)
Industry Affiliates
| 17TH STREET PARTNERS INC. | Sponsor, GP, manager of pooled investment vehicles |
| GEORGINA ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIPP, ROBERT, HOWARD | Individual | – | FOUNDER | 04/2010 | < 5% |
| GEORGINA ASSET MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER | 04/2010 | > 75% |
| LIPP, ROBERT, HOWARD | Individual | GEORGINA ASSET MANAGEMENT LLC | MANAGING PRINICPAL | 03/2000 | > 75% |
| Blueford, Anthony, Lee | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |