OASIS INVESTMENT STRATEGIES LLC

Adviser information for OASIS INVESTMENT STRATEGIES LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	15
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	6	$5.3B
Non-Discretionary	0	$0
Total	6	$5.3B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	2	$49.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$5.3B
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-71417
SEC ERA File Number	801-71417
SEC CIK Numbers	None
SEC CRD Numbers	152957
Legal Entity Identifier	549300JE85R3ZNBSYQ83

Principal Office

222 S. RIVERSIDE PLAZA
SUITE 1200
CHICAGO
IL
United States

Monday - Friday, 7:30 AM - 5:00 PM

Tel: 312-373-5366, Fax: None

Websites

www.rjoasis.com

Chief Compliance Officer

CHRISTOPHER BOVE

CHIEF COMPLIANCE OFFICER

222 S. RIVERSIDE PLAZA

SUITE 1200

CHICAGO

United States

Tel: 312-548-4625

C****@***********M

(Full email address available in API data)

Regulatory Contact

DAVID REYNA

MANAGER, HEAD OF FUNDS DIVISION

222 S. RIVERSIDE PLAZA

SUITE 1200

CHICAGO

United States

Tel: (312) 373-5366

D*****@**********M

(Full email address available in API data)

Industry Affiliates

R.J. O'BRIEN (MENA) CAPITAL LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
R.J. O'BRIEN (UK) LIMITED	Futures commission merchant
R.J. O'BRIEN & ASSOCIATES CANADA INC	Futures commission merchant
R.J. O'BRIEN & ASSOCIATES HK LIMITED	Futures commission merchant
R.J. O'BRIEN AND ASSOCIATES, LLC	Futures commission merchant
R.J. O'BRIEN LIMITED	Futures commission merchant
R.J. O'BRIEN SECURITIES, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
O'BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC (D/B/A RJ OASIS) - OASIS HONTE ADVISORS SERIES	Hedge Fund	$37.7M	$0.1M	24

Control Persons

Name	Type	Entity	Title	Since	Ownership
GURDIAN, ERIC, GREGORY	Individual	–	CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS	11/2019	< 5%
JVMC HOLDINGS CORP	Domestic Entity	–	SOLE MEMBER	07/2007	> 75%
RTS INVESTOR CORP	Domestic Entity	JVMC HOLDINGS CORP	SOLE SHAREHOLDER	07/2010	> 75%
ROBERTS, COLLEEN, MARIE	Individual	–	CHIEF OPERATING OFFICER	12/2018	< 5%
REYNA, DAVID, CHRISTOPHER	Individual	–	MANAGER, HEAD OF FUNDS DIVISION	11/2019	< 5%
CLEMENTS, MARK, THOMAS	Individual	–	CHIEF INVESTMENT OFFICER	12/2018	< 5%
SHAH, AMAR, U.	Individual	–	MANAGER - BOARD OF MANAGERS	11/2019	< 5%
GABRIELE, JAMES, ANDREW	Individual	–	MANAGER - BOARD OF MANAGERS	11/2019	< 5%
WESTMOOR TRAIL PARTNERS, LLC	Domestic Entity	RTS INVESTOR CORP	SHAREHOLDER	01/2021	25-50%
Bove, Christopher, Edward	Individual	–	CHIEF COMPLIANCE OFFICER	01/2024	< 5%

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