Hedge Fund Database

RZH ADVISORS LLC

RELYEA ZUCKERBERG HANSON, LLC Legal Name

Adviser information for RZH ADVISORS LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,438 $1.7B
Non-Discretionary 0 $0
Total 1,438 $1.7B

Clients

Type Number RAUM
Individuals 125 $72.2M
HNW Individuals 279 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-71454
SEC ERA File Number 801-71454
SEC CIK Numbers 1793691
SEC CRD Numbers 125696
Legal Entity Identifier None

Principal Office

ONE LANDMARK SQUARE
11TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 203-355-0880, Fax: 203-355-0881

Websites

www.linkedin.com/in/susan-ecker-61561a5/ www.linkedin.com/in/breanna-gabriel-9a656441/ www.linkedin.com/in/lauren-rowland-72568035/ www.linkedin.com/in/alexander-lazieh-7b497357/ www.linkedin.com/in/brendan-mcewan-cfp%c2%ae-371a9220/ www.linkedin.com/company/rzhadvisorsllc www.linkedin.com/in/rita-levon-73a55516a/ www.linkedin.com/in/carl-zuckerberg-cfp%c2%ae-aif%c2%ae-cima%c2%ae-95977026/ www.rzhadvisors.com www.linkedin.com/in/candice-fallon/ www.linkedin.com/in/dana-hanson-cfp%c2%ae-aif%c2%ae-cpa-cdfa%c2%ae-50593627/ www.linkedin.com/in/spencer-cooper-6844983/ www.linkedin.com/in/jean-paul-atallah www.linkedin.com/in/jane-michener-3445936/

Chief Compliance Officer

JEAN PAUL ATALLAH
ONE LANDMARK SQUARE
11TH FLOOR
STAMFORD
CT
United States
Tel: 203-355-0880
Fax: 203-355-0881
(Full email address available in API data)

Regulatory Contact

CARL ZUCKERBERG
CHIEF INVESTMENT STRATEGIST
ONE LANDMARK SQUARE
11TH FLOOR
STAMFORD
CT
United States
Tel: 203-355-0880
Fax: 203-355-0881
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ZUCKERBERG, CARL, JONATHAN Individual – PRINCIPAL /CHIEF INVESTMENT STRATEGIST 03/2000 > 75%
COOPER, SPENCER, MORRIS Individual – CHIEF WEALTH STRATEGIST/PRINCIPAL 01/2015 10-25%
ATALLAH, JEAN-PAUL Individual – CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER 06/2022 < 5%
ROWLAND, LAUREN, ANN Individual – PRINCIPAL 01/2024 < 5%

No. Employees, Historic

2010020192020202120222023202420257 on 5/2/20197 on 8/22/20197 on 3/24/20207 on 5/22/20207 on 7/14/20208 on 10/30/20208 on 11/17/20208 on 3/29/20218 on 3/31/20218 on 9/17/202110 on 3/22/202210 on 3/27/202210 on 7/20/202210 on 10/19/202211 on 1/30/202311 on 1/31/202311 on 2/2/202311 on 2/3/202311 on 10/12/202311 on 3/6/202411 on 3/7/2024

RAUM, Historic

2B1B02019202020212022202320242025863260610 on 5/2/2019863260610 on 8/22/20191023913953 on 3/24/20201023913953 on 5/22/20201023913953 on 7/14/20201136740039 on 10/30/20201136740039 on 11/17/20201341371332 on 3/29/20211341371332 on 3/31/20211475082003 on 9/17/20211516018156 on 3/22/20221516018156 on 3/27/20221516018156 on 7/20/20221516018156 on 10/19/20221401647765 on 1/30/20231401647765 on 1/31/20231401647765 on 2/2/20231401647765 on 2/3/20231401647765 on 10/12/20231718028015 on 3/6/20241718028015 on 3/7/2024

No. Clients, Historic

50025002019202020212022202320242025240 on 5/2/2019240 on 8/22/2019308 on 3/24/2020308 on 5/22/2020308 on 7/14/2020334 on 10/30/2020334 on 11/17/2020334 on 3/29/2021334 on 3/31/2021354 on 9/17/2021372 on 3/22/2022372 on 3/27/2022372 on 7/20/2022372 on 10/19/2022394 on 1/30/2023394 on 1/31/2023394 on 2/2/2023394 on 2/3/2023394 on 10/12/2023404 on 3/6/2024404 on 3/7/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K 0
ABBVIE INC COM 2M 10K 0
ACCENTURE PLC IRELAND SHS CLASS A 2M 5K 0
ADOBE INC COM 626K 1K 0
ADVANCED MICRO DEVICES INC COM 666K 4K 0
AFLAC INC COM 398K 4K 0
AIRBNB INC COM CL A 803K 5K 0
ALPHABET INC CAP STK CL C 2M 13K 0
ALPHABET INC CAP STK CL A 5M 26K 0
AMARIN CORP PLC SPONS ADR NEW 8K 11K 0
AMAZON COM INC COM 6M 30K 0
AMERICAN EXPRESS CO COM 477K 2K 0
AMERICAN WTR WKS CO INC NEW COM 588K 5K 0
AMGEN INC COM 482K 2K 0
ANALOG DEVICES INC COM 295K 1K 0
AON PLC SHS CL A 483K 2K 0
APPLE INC COM 17M 79K 0
APPLIED MATLS INC COM 2M 6K 0
ARK ETF TR NEXT GNRTN INTER 5M 68K 0
ARK ETF TR INNOVATION ETF 2M 48K 0
AT&T INC COM 391K 20K 0
AUTOMATIC DATA PROCESSING IN COM 1M 6K 0
BANK AMERICA CORP COM 751K 19K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K 0
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 0
BLACKROCK INC COM 273K 346 0
BLACKROCK MUN INCOME TR SH BEN INT 140K 14K 0
BLACKROCK MUNIHOLDINGS QUALI COM 152K 15K 0
BLACKROCK MUNIVEST FD INC COM 143K 20K 0
BLACKSTONE INC COM 337K 3K 0
BNY MELLON STRATEGIC MUN BD COM 142K 24K 0
BOEING CO COM 502K 3K 0
BOSTON SCIENTIFIC CORP COM 1M 15K 0
BROADCOM INC COM 2M 1K 0
CARRIER GLOBAL CORPORATION COM 293K 5K 0
CATERPILLAR INC COM 499K 1K 0
CHEVRON CORP NEW COM 819K 5K 0
CHUBB LIMITED COM 1M 5K 0
CHURCH & DWIGHT CO INC COM 509K 5K 0
CISCO SYS INC COM 668K 14K 0
CITIGROUP INC COM NEW 334K 5K 0
CLOROX CO DEL COM 273K 2K 0
COCA COLA CO COM 1M 18K 0
COLGATE PALMOLIVE CO COM 358K 4K 0
COMCAST CORP NEW CL A 298K 8K 0
CONOCOPHILLIPS COM 231K 2K 0
CORNING INC COM 262K 7K 0
COSTCO WHSL CORP NEW COM 2M 2K 0
CSX CORP COM 496K 15K 0
DANAHER CORPORATION COM 493K 2K 0
DEERE & CO COM 351K 939 0
DISCOVER FINL SVCS COM 256K 2K 0
DISNEY WALT CO COM 688K 7K 0
DUKE ENERGY CORP NEW COM NEW 264K 3K 0
E2OPEN PARENT HOLDINGS INC COM CL A 88K 20K 0
EA SERIES TRUST ALPHA ARCH 1-3 364K 3K 0
EATON CORP PLC SHS 351K 1K 0
ECOLAB INC COM 681K 3K 0
ELEVANCE HEALTH INC COM 292K 539 0
ELI LILLY & CO COM 2M 3K 0
EMERSON ELEC CO COM 585K 5K 0
EXXON MOBIL CORP COM 3M 24K 0
FASTLY INC CL A 2M 289K 0
FIRST TR EXCHANGE-TRADED FD WTR ETF 590K 6K 0
GE AEROSPACE COM NEW 361K 2K 0
GLOBAL X FDS ARTIFICIAL ETF 1M 35K 0
GLOBALSTAR INC COM 22K 20K 0
GOLDMAN SACHS GROUP INC COM 1M 3K 0
GRAINGER W W INC COM 223K 247 0
HARTFORD FINL SVCS GROUP INC COM 348K 3K 0
HERSHEY CO COM 284K 2K 0
HILTON WORLDWIDE HLDGS INC COM 315K 1K 0
HOME DEPOT INC COM 1M 4K 0
HONEYWELL INTL INC COM 1M 5K 0
ILLINOIS TOOL WKS INC COM 512K 2K 0
INFORMATION SVCS GROUP INC COM 422K 144K 0
INTEL CORP COM 545K 18K 0
INTELLIA THERAPEUTICS INC COM 245K 11K 0
INTERNATIONAL BUSINESS MACHS COM 316K 2K 0
INTUIT COM 401K 610 0
INTUITIVE SURGICAL INC COM NEW 220K 495 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 10K 0
INVESCO EXCHANGE TRADED FD T WATER RES ETF 588K 9K 0
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 443K 4K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 564K 3K 0
INVESCO MUNICIPAL TRUST COM 145K 15K 0
INVESCO QQQ TR UNIT SER 1 2M 5K 0
IRON MTN INC DEL COM 259K 3K 0
ISHARES GOLD TR ISHARES NEW 1M 32K 0
ISHARES INC MSCI EMRG CHN 6M 97K 0
ISHARES TR ESG AWARE MSCI 1M 37K 0
ISHARES TR ESG AW MSCI EAFE 4M 55K 0
ISHARES TR CORE MSCI INTL 9M 138K 0
ISHARES TR ESG AWR MSCI USA 9M 73K 0
ISHARES TR 0-3 MNTH TREASRY 1M 13K 0
ISHARES TR MSCI USA QLT FCT 275K 2K 0
ISHARES TR MSCI LW CRB TG 203K 1K 0
ISHARES TR CORE MSCI EAFE 6M 81K 0
ISHARES TR NEW YORK MUN ETF 334K 6K 0
ISHARES TR ISHS 1-5YR INVS 430K 8K 0
ISHARES TR MSCI USA ESG SLC 3M 30K 0
ISHARES TR CORE S&P TTL STK 220K 2K 0
ISHARES TR NATIONAL MUN ETF 378K 4K 0
ISHARES TR CORE S&P MCP ETF 705K 12K 0
ISHARES TR S&P MC 400VL ETF 393K 3K 0
ISHARES TR S&P MC 400GR ETF 300K 3K 0
ISHARES TR CORE S&P SCP ETF 510K 5K 0
ISHARES TR CORE S&P500 ETF 942K 2K 0
ISHARES TR S&P 500 GRWT ETF 405K 4K 0
ISHARES TR RUS 1000 VAL ETF 39M 222K 0
ISHARES TR RUS 1000 GRW ETF 42M 116K 0
ISHARES TR RUSSELL 2000 ETF 2M 8K 0
ISHARES TR RUS 2000 VAL ETF 1M 10K 0
ISHARES TR RUS 2000 GRW ETF 2M 9K 0
ISHARES TR MSCI EAFE ETF 669K 9K 0
ISHARES TR RUS MID CAP ETF 311K 4K 0
ISHARES TR COHEN STEER REIT 218K 4K 0
ISHARES TR S&P 100 ETF 454K 2K 0
ISHARES TR SELECT DIVID ETF 207K 2K 0
JOHNSON & JOHNSON COM 3M 18K 0
JPMORGAN CHASE & CO. COM 4M 20K 0
LAM RESEARCH CORP COM 297K 279 0
LIGHTPATH TECHNOLOGIES INC COM CL A 1M 1M 0
LINDE PLC SHS 744K 2K 0
LIVEONE INC COM 248K 158K 0
LOCKHEED MARTIN CORP COM 314K 672 0
LOWES COS INC COM 357K 2K 0
MARATHON PETE CORP COM 251K 1K 0
MARSH & MCLENNAN COS INC COM 2M 8K 0
MASTERCARD INCORPORATED CL A 2M 4K 0
MCDONALDS CORP COM 1M 6K 0
MCKESSON CORP COM 912K 2K 0
MERCK & CO INC COM 1M 9K 0
META PLATFORMS INC CL A 3M 6K 0
MICRON TECHNOLOGY INC COM 235K 2K 0
MICROSOFT CORP COM 15M 33K 0
MONDELEZ INTL INC CL A 296K 5K 0
MOODYS CORP COM 407K 966 0
MORGAN STANLEY COM NEW 1M 11K 0
NETFLIX INC COM 657K 973 0
NEXTERA ENERGY INC COM 608K 9K 0
NORFOLK SOUTHN CORP COM 339K 2K 0
NORTHROP GRUMMAN CORP COM 334K 766 0
NOVO-NORDISK A S ADR 451K 3K 0
NUSHARES ETF TR NUVEEN ESG LRGVL 265K 7K 0
NUSHARES ETF TR NUVEEN ESG SMLCP 722K 18K 0
NVIDIA CORPORATION COM 7M 60K 0
OCULAR THERAPEUTIX INC COM 120K 18K 0
OMNICOM GROUP INC COM 277K 3K 0
ORACLE CORP COM 722K 5K 0
PALO ALTO NETWORKS INC COM 226K 666 0
PARKER-HANNIFIN CORP COM 287K 567 0
PAYCHEX INC COM 507K 4K 0
PEPSICO INC COM 2M 13K 0
PETCO HEALTH & WELLNESS CO I COM 87K 23K 0
PFIZER INC COM 373K 13K 0
PHILIP MORRIS INTL INC COM 299K 3K 0
PNC FINL SVCS GROUP INC COM 220K 1K 0
PPG INDS INC COM 625K 5K 0
PROCTER AND GAMBLE CO COM 4M 26K 0
PROGRESSIVE CORP COM 493K 2K 0
PURE STORAGE INC CL A 290K 5K 0
QUALCOMM INC COM 519K 3K 0
RTX CORPORATION COM 560K 6K 0
S&P GLOBAL INC COM 667K 1K 0
SALESFORCE INC COM 502K 2K 0
SCHWAB CHARLES CORP COM 396K 5K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 433K 6K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 625K 8K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 29K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 832K 8K 0
SEACOAST BKG CORP FLA COM NEW 534K 23K 0
SELECT SECTOR SPDR TR INDL 446K 4K 0
SELECT SECTOR SPDR TR TECHNOLOGY 3M 12K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 383K 3K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 339K 2K 0
SERVICENOW INC COM 287K 365 0
SFL CORPORATION LTD SHS 151K 11K 0
SOUTHERN CO COM 311K 4K 0
SPDR GOLD TR GOLD SHS 3M 14K 0
SPDR S&P 500 ETF TR TR UNIT 14M 26K 0
SPDR SER TR PRTFLO S&P500 GW 7M 91K 0
SPDR SER TR PORTFOLIO S&P500 409K 6K 0
SPDR SER TR PRTFLO S&P500 VL 2M 35K 0
STAR BULK CARRIERS CORP. SHS PAR 4M 160K 0
STARBUCKS CORP COM 335K 4K 0
STATE STR CORP COM 359K 5K 0
STRYKER CORPORATION COM 843K 2K 0
SYSCO CORP COM 215K 3K 0
T-MOBILE US INC COM 217K 1K 0
TESLA INC COM 834K 4K 0
TETRA TECH INC NEW COM 668K 3K 0
TEXAS INSTRS INC COM 408K 2K 0
THE CIGNA GROUP COM 386K 1K 0
THERMO FISHER SCIENTIFIC INC COM 880K 2K 0
TJX COS INC NEW COM 300K 3K 0
TRANE TECHNOLOGIES PLC SHS 227K 689 0
TRIMBLE INC COM 218K 4K 0
UBER TECHNOLOGIES INC COM 273K 4K 0
UNION PAC CORP COM 1M 5K 0
UNITED PARCEL SERVICE INC CL B 289K 2K 0
UNITEDHEALTH GROUP INC COM 3M 5K 0
VALERO ENERGY CORP COM 212K 1K 0
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 276K 3K 0
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 878K 10K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 11M 32K 0
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 10M 58K 0
VANGUARD INDEX FDS LARGE CAP ETF 522K 2K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 13K 0
VANGUARD INDEX FDS VALUE ETF 74M 462K 0
VANGUARD INDEX FDS SM CP VAL ETF 9M 48K 0
VANGUARD INDEX FDS SMALL CP ETF 395K 2K 0
VANGUARD INDEX FDS GROWTH ETF 84M 224K 0
VANGUARD INDEX FDS SML CP GRW ETF 7M 30K 0
VANGUARD INDEX FDS TOTAL STK MKT 9M 32K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 462K 11K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 25K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 376K 4K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 1M 20K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K 0
VANGUARD STAR FDS VG TL INTL STK F 207K 3K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 22M 448K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 11K 0
VANGUARD WORLD FD ESG US STK ETF 5M 52K 0
VANGUARD WORLD FD INF TECH ETF 2M 3K 0
VERISK ANALYTICS INC COM 563K 2K 0
VERIZON COMMUNICATIONS INC COM 374K 9K 0
VERTEX PHARMACEUTICALS INC COM 260K 554 0
VISA INC COM CL A 3M 10K 0
WALMART INC COM 975K 14K 0
WASTE MGMT INC DEL COM 356K 2K 0
WELLS FARGO CO NEW COM 357K 6K 0
WISDOMTREE TR US HIGH DIVIDEND 445K 5K 0
YUM BRANDS INC COM 752K 6K 0
ZOETIS INC CL A 338K 2K 0