RJA ASSET MANAGEMENT LLC
Adviser information for RJA ASSET MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $720.1M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $720.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $184.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $350.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $156.7M |
| State or municipal gov entities | <5 | $29.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesA PERCENTAGE OF THE NOTIONAL AMOUNT SUBJECT TO OUR STRATEGIES. |
Principal Office
FOUR STAMFORD PLAZA107 ELM STREET
STAMFORD
CT
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 203-655-8200, Fax: None
Chief Compliance Officer
KRISTI JEFFREY
FOUR STAMFORD PLAZA
107 ELM STREET
STAMFORD
CT
United States
Tel:
203-655-8200
K*************@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW JEFFREY
MANAGING MEMBER
FOUR STAMFORD PLAZA
107 ELM STREET
STAMFORD
CT
United States
Tel:
203-655-8200
A*************@**********M
(Full email address available in API data)
Industry Affiliates
| RJA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RJA PUTWRITE SELECT FUND LP | Hedge Fund | $48.4M | $10.0M | 5 |
| RJA TAIL HEDGE I LP | Hedge Fund | $33.2M | $25.0M | 2 |
| RJA VOLEXITY HEDGE I LP | Hedge Fund | $268.8M | $25.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JEFFREY, ANDREW, MARK | Individual | – | MANAGING MEMBER | 10/2011 | 25-50% |
| LEEPER, NICHOLAS, JARVIS | Individual | – | MANAGING MEMBER | 01/2017 | 25-50% |
| JEFFREY, KRISTI, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
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|---|---|---|---|---|
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