ALTEGRIS ADVISORS, LLC
Adviser information for ALTEGRIS ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $234.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $234.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $234.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1200 PROSPECT STREETSUITE 400
LA JOLLA
CA
United States
Monday - Friday, 7:30 AM TO 4:30 PM
Tel: 858-459-7040, Fax: 858-456-9209
Chief Compliance Officer
MATTHEW ROTHCHILD
CHIEF COMPLIANCE OFFICER
1200 PROSPECT ST.
STE. 400
LA JOLLA
CA
United States
Tel:
319-329-5351
Fax:
858-456-9209
M****************@**********M
(Full email address available in API data)
Regulatory Contact
APRYL THOMPSON
COMPLIANCE CONSULTANT
1200 PROSPECT ST., SUITE 400
LA JOLLA
CA
United States
Tel:
858-459-7040
A*************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSBORNE, MATTHEW, CHARLES | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | 02/2021 | < 5% |
| Strong, ELIZABETH, JOHANNA | Individual | – | HEAD OF OPERATIONS & TECHNOLOGY | 02/2021 | < 5% |
| AV5 ACQUISITION, LLC | Domestic Entity | BETTER OUTCOME, LLC | MEMBER & MANAGER OF BETTER OUTCOME, LLC | 09/2021 | 50-75% |
| CONTINUUM CAPITAL MANAGERS, LLC | Domestic Entity | BETTER OUTCOME, LLC | MEMBER & MANAGER OF BETTER OUTCOME, LLC | 09/2021 | 50-75% |
| OSBORNE, MATTHEW, CHARLES | Individual | AV5 ACQUISITION, LLC | SOLE MEMBER & MANAGER OF AV5 ACQUISITION, LLC | 06/2020 | > 75% |
| GRIP, DOUGLAS, CARL | Individual | CONTINUUM CAPITAL MANAGERS, LLC | MEMBER & MANAGER OF CONTINUUM CAPITAL MANAGERS, LLC | 02/2014 | 50-75% |
| VANOURNY, STEPHEN, EDWARD | Individual | CONTINUUM CAPITAL MANAGERS, LLC | MEMBER & MANAGER OF CONTINUUM CAPITAL MANAGERS, LLC | 01/2018 | 25-50% |
| BETTER OUTCOME, LLC | Domestic Entity | – | SOLE MEMBER OF ALTEGRIS ADVISORS, LLC | 09/2021 | > 75% |
| BETTER OUTCOME, LLC | Domestic Entity | BETTER OUTCOME, LLC | SOLE MEMBER OF ALTEGRIS SERVICES, LLC | 09/2021 | > 75% |
| ROTHCHILD, MATTHEW, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 8th, 2017 for period ending December 31st, 2016
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | IBOXX HI YD ETF | 2K | 18K | – |
| ISHARES TR | IBOXX INV CP ETF | 7K | 57K | – |
| ISHARES TR | TIPS BD ETF | 252 | 2K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 442 | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 771 | 12K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 2K | 32K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 322 | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 599 | 7K | – |