TENOR CAPITAL MANAGEMENT COMPANY, L.P.
Adviser information for TENOR CAPITAL MANAGEMENT COMPANY, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $7.8B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $7.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $7.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 72 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
810 SEVENTH AVESUITE 1905
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5PM
Tel: 212 918-5302, Fax: 212 214 0869
Websites
Chief Compliance Officer
MATTHEW STARR
CCO
810 SEVENTH AVE
SUITE 1905
NEW YORK
NY
United States
Tel:
212-918-5302
Fax:
212 214 0869
M*****@***************M
(Full email address available in API data)
Industry Affiliates
| TENOR OPPORTUNITY ASSOCIATES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENOR OPPORTUNITY ASSOCIATES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENOR OPPORTUNITY ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARSOON SPECIAL SITUATION LTD. | Hedge Fund | $167.7M | $5.0M | 26 |
| RECOMPENSE MASTER II L.P. | Private Equity Fund | $50.6M | $0.0M | 4 |
| RECOMPENSE MASTER, LP | Private Equity Fund | $111.7M | $0.0M | 4 |
| TENOR INTERNATIONAL & COMMERCIAL ARBITRATION FUND A, LP | Private Equity Fund | $31.1M | $1.0M | 2 |
| TENOR INTERNATIONAL & COMMERCIAL ARBITRATION FUND II, LP | Private Equity Fund | $81.4M | $1.0M | 73 |
| TENOR INTERNATIONAL & COMMERCIAL ARBITRATION FUND, LP | Private Equity Fund | $68.7M | $1.0M | 52 |
| TENOR INTERNATIONAL & COMMERCIAL ARBITRATION MASTER FUND II, LP | Private Equity Fund | $50.6M | $0.0M | 22 |
| TENOR INTERNATIONAL & COMMERCIAL ARBITRATION MASTER FUND, LP | Private Equity Fund | $49.0M | $0.0M | 18 |
| TENOR METRIC CO-INVEST FUND L.P. | Hedge Fund | $3.7M | $0.0M | 6 |
| TENOR OPPORTUNITY MASTER FUND, LTD. | Hedge Fund | $6,913.0M | $0.0M | 100 |
| TENOR SPECIAL SITUATION FUND, LP | Hedge Fund | $286.5M | $0.5M | 90 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAH, ROBIN, RAJENDRA | Individual | – | CHIEF INVESTMENT OFFICER | 07/2004 | < 5% |
| ROBINSON, ALEXANDER, CRISPEN | Individual | – | LIMITED PARTNER | 07/2004 | 10-25% |
| STARR, MATTHEW, WALL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2004 | < 5% |
| TENOR MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2004 | 50-75% |
| TALPIOT CAPITAL MANAGEMENT, LLC | Domestic Entity | – | LIMITED PARTNER | 07/2004 | 10-25% |
| SHAH, ROBIN, RAJENDRA | Individual | TENOR MANAGEMENT GP, LLC | MANAGING MEMBER | 07/2004 | > 75% |
| KOCHAV, DANIEL, HILLEL | Individual | – | CHIEF OPERATING OFFICER | 07/2004 | < 5% |
| KOCHAV, DANIEL, HILLEL | Individual | TALPIOT CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 01/2006 | 50-75% |
| Hector, Aimee | Individual | – | GENERAL COUNSEL | 12/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3D SYS CORP DEL | NOTE 11/1 | 6M | – | – |
| 8X8 INC NEW | NOTE 4.000% 2/0 | 5M | – | – |
| ABACUS LIFE INC | *W EXP 06/30/202 | 45K | 63K | – |
| ACCOLADE INC | NOTE 0.500% 4/0 | 5M | – | – |
| ACCURAY INC DEL | NOTE 3.750% 6/0 | 30M | – | – |
| ADS TEC ENERGY PLC | *W EXP 99/99/999 | 30K | 13K | – |
| AERIES TECHNOLOGY INC | *W EXP 11/06/202 | 22K | 750K | – |
| AEYE INC | *W EXP 09/30/202 | 1K | 74K | – |
| AIRBNB INC | NOTE 3/1 | 55M | – | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 38M | – | – |
| ALLSCRIPTS HEALTHCARE | NOTE 0.875% 1/0 | 58M | – | – |
| ALLURION TECHNOLOGIES INC | *W EXP 08/01/203 | 2K | 15K | – |
| ALPHA TAU MEDICAL LTD | *W EXP 99/99/999 | 34K | 150K | – |
| AMBIPAR EMERGENCY RESPONSE | *W EXP 99/99/999 | 29K | 150K | – |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 13M | – | – |
| ANGHAMI INC | *W EXP 02/03/202 | 5K | 200K | – |
| APELLIS PHARMACEUTICALS INC | NOTE 3.500% 9/1 | 16M | – | – |
| APX ACQUISITION CORP I | *W EXP 99/99/999 | 12K | 75K | – |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | 7K | 50K | – |
| ARES ACQUISITION CORP II | SHS CLASS A | 1M | 100K | – |
| ARTIVION INC | NOTE 4.250% 7/0 | 28M | – | – |
| ARYA SCIENCES ACQU CORP IV | CL A | 2M | 150K | – |
| ATI INC | NOTE 3.500% 6/1 | 114M | – | – |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 99/99/999 | 16K | 200K | – |
| BANDWIDTH INC | NOTE 0.250% 3/0 | 2M | – | – |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 3M | – | – |
| BANZAI INTERNATIONAL INC | *W EXP 12/14/202 | 775 | 50K | – |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | 1K | 75K | – |
| BEAUTY HEALTH CO | NOTE 1.250% 10/0 | 4M | – | – |
| BENEFICIENT | *W EXP 06/07/202 | 2K | 300K | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 28M | – | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 51M | – | – |
| BEYOND MEAT INC | NOTE 3/1 | 5M | – | – |
| BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 32K | 200K | – |
| BILL HOLDINGS INC | NOTE 4/0 | 3M | – | – |
| BILL HOLDINGS INC | NOTE 12/0 | 5M | – | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 24M | – | – |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | 355K | 35K | – |
| BLACKLINE INC | NOTE 3/1 | 40M | – | – |
| BLACKSKY TECHNOLOGY INC | *W EXP 09/09/202 | 7K | 199K | – |
| BLEUACACIA LTD | *W EXP 10/30/202 | 1K | 100K | – |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 7K | 200K | – |
| BLOCK INC | NOTE 5/0 | 4M | – | – |
| BLOCK INC | NOTE 0.125% 3/0 | 77M | – | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | 9K | 150K | – |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | 1K | 100K | – |
| BOX INC | NOTE 1/1 | 34M | – | – |
| BRAND ENGAGEMENT NETWORK INC | *W EXP 03/14/202 | 1K | 37K | – |
| BRIDGER AEROSPACE GRP HLDGS | *W EXP 01/24/202 | 36K | 275K | – |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 9M | – | – |
| BUZZFEED INC | *W EXP 12/03/202 | 2K | 17K | – |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 19K | 743K | – |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | 7K | 138K | – |
| CANNA GLOBAL ACQUISITION COR | *W EXP 99/99/999 | 3K | 300K | – |
| CARBON REVOLUTION LTD | *W EXP 99/99/999 | 2K | 67K | – |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | 10K | 50K | – |
| CELLEBRITE DI LTD | *W EXP 99/99/999 | 390K | 135K | – |
| CERENCE INC | NOTE 3.000% 6/0 | 10M | – | – |
| CERO THERAPEUTICS HLDGS INC | *W EXP 02/13/202 | 1K | 50K | – |
| CHART INDS INC | NOTE 1.000%11/1 | 109M | – | – |
| CHECHE GROUP INC | *W EXP 10/01/203 | 3K | 100K | – |
| CHURCHILL CAPITAL CORP IX | *W EXP 03/31/203 | 18K | 50K | – |
| CHURCHILL CAPITAL CORP IX | CL A SHS | 2M | 200K | – |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 21K | 60K | – |
| CINEMARK HLDGS INC | NOTE 4.500% 8/1 | 78M | – | – |
| CLOUDFLARE INC | NOTE 8/1 | 46M | – | – |
| COMPLETE SOLARIA INC | *W EXP 07/31/202 | 843 | 24K | – |
| CONMED CORP | NOTE 2.250% 6/1 | 7M | – | – |
| CRITICAL METALS CORP | *W EXP 02/27/202 | 31K | 100K | – |
| CUTERA INC | NOTE 4.000% 6/0 | 331K | – | – |
| CXAPP INC | *W EXP 99/99/999 | 30K | 150K | – |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 167M | – | – |
| DATADOG INC | NOTE 0.125% 6/1 | 65M | – | – |
| DAYFORCE INC | NOTE 0.250% 3/1 | 82M | – | – |
| DEXCOM INC | NOTE 0.250%11/1 | 10M | – | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 27M | – | – |
| DISH NETWORK CORPORATION | NOTE 12/1 | 8M | – | – |
| DISTOKEN ACQUISITION CORP | *W EXP 11/30/202 | 2K | 100K | – |
| DISTOKEN ACQUISITION CORP | ORDINARY SHARES | 1M | 100K | – |
| DISTOKEN ACQUISITION CORP | RIGHT 99/99/9999 | 21K | 100K | – |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | 750 | 25K | – |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 13K | 108K | – |
| ECARX HOLDINGS INC | *W EXP 99/99/999 | 3K | 75K | – |
| EFFECTOR THERAPEUTICS INC | *W EXP 12/31/202 | 40 | 33K | – |
| ENGENE HOLDINGS INC | *W EXP 10/31/202 | 66K | 55K | – |
| ENVESTNET INC | NOTE 2.625%12/0 | 43M | – | – |
| ENVESTNET INC | NOTE 0.750% 8/1 | 80M | – | – |
| ENVOY MEDICAL INC | *W EXP 09/29/202 | 3K | 50K | – |
| ETSY INC | NOTE 0.125%10/0 | 14M | – | – |
| ETSY INC | NOTE 0.125% 9/0 | 29M | – | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 60M | – | – |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | 8K | 75K | – |
| EVENTBRITE INC | NOTE 5.000%12/0 | 7M | – | – |
| EVENTBRITE INC | NOTE 0.750% 9/1 | 7M | – | – |
| EVERBRIDGE INC | NOTE 0.125%12/1 | 7M | – | – |
| EVERBRIDGE INC | NOTE 3/1 | 57M | – | – |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 30K | 150K | – |
| EVOLENT HEALTH INC | NOTE 1.500%10/1 | 88M | – | – |
| EVOLV TECHNOLOGIES HLDNGS IN | *W EXP 03/10/202 | 13K | 50K | – |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 5K | 150K | – |
| EXPEDIA GROUP INC | NOTE 2/1 | 21M | – | – |
| FALCONS BEYOND GLOBAL INC | *W EXP 03/16/202 | 30K | 25K | – |
| FARO TECHNOLOGIES INC | NOTE 5.500% 2/0 | 5M | – | – |
| FASTLY INC | NOTE 3/1 | 82M | – | – |
| FINANCE OF AMERICA COMPAN | *W EXP 04/08/202 | 2K | 300K | – |
| FIVE9 INC | NOTE 0.500% 6/0 | 91M | – | – |
| FIVERR INTL LTD | NOTE 11/0 | 51M | – | – |
| FOCUS IMPACT ACQUISITION COR | *W EXP 99/99/999 | 4K | 125K | – |
| FOUR LEAF ACQUISITION CORP | *W EXP 03/15/202 | 3K | 60K | – |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 98K | 201K | – |
| GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 19K | 125K | – |
| GDEV INC | *W EXP 99/99/999 | 6K | 125K | – |
| GLAUKOS CORP | NOTE 2.750% 6/1 | 1M | – | – |
| GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | 200K | 3M | – |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | 9K | 49K | – |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 99/99/999 | 3K | 50K | – |
| GOGORO INC | *W EXP 99/99/999 | 5K | 75K | – |
| GOPRO INC | NOTE 1.250%11/1 | 9M | – | – |
| GORILLA TECHNOLOGY GROUP INC | *W EXP 99/99/999 | 3K | 38K | – |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | 3M | 303K | – |
| GRANITE CONSTR INC | NOTE 3.750% 5/1 | 95M | – | – |
| GRIID INFRASTRUCTURE INC | *W EXP 12/29/202 | 2K | 38K | – |
| GRINDR INC | *W EXP 11/18/202 | 163K | 50K | – |
| GROUPON INC | NOTE 1.125% 3/1 | 9M | – | – |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 81M | – | – |
| HAEMONETICS CORP MASS | NOTE 3/0 | 30M | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 17M | – | – |
| HAT HOLDINGS I LLC | NOTE 5/0 | 5M | – | – |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | 4K | 25K | – |
| HAYMAKER ACQUISITION CORP IV | CLASS A | 527K | 50K | – |
| HCI GROUP INC | NOTE 4.750% 6/0 | 8M | – | – |
| HEALTH CATALYST INC | NOTE 2.500% 4/1 | 74M | – | – |
| HEALTHCARE AI ACQUISITION CO | *W EXP 12/07/202 | 4K | 100K | – |
| HOLDCO NUVO GROUP D G LTD | *W EXP 05/01/202 | 3K | 150K | – |
| HUBSPOT INC | NOTE 0.375% 6/0 | 147M | – | – |
| HYZON MOTORS INC | *W EXP 10/02/202 | 2K | 80K | – |
| IB ACQUISITION CORP | COM SHS | 997K | 100K | – |
| IB ACQUISITION CORP | RIGHT 09/28/2025 | 8K | 100K | – |
| ILEARNINGENGINES INC | *W EXP 04/16/202 | 34K | 50K | – |
| IMAX CORP | NOTE 0.500% 4/0 | 46M | – | – |
| INFINERA CORP | NOTE 2.500% 3/0 | 9M | – | – |
| INFINERA CORP | NOTE 3.750% 8/0 | 73M | – | – |
| INNOVIVA INC | NOTE 2.500% 8/1 | 36M | – | – |
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 274M | – | – |
| INSPIRATO INCORPORATED | *W EXP 02/11/202 | 484 | 38K | – |
| INSULET CORP | NOTE 0.375% 9/0 | 86M | – | – |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 77M | – | – |
| IONIS PHARMACEUTICALS INC | NOTE 1.750% 6/1 | 11M | – | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 67M | – | – |
| ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | 2K | 35K | – |
| ITRON INC | NOTE 3/1 | 73M | – | – |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 46M | – | – |
| JASPER THERAPEUTICS INC | *W EXP 09/24/202 | 50K | 250K | – |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 4K | 41K | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 20M | – | – |
| JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 88M | – | – |
| JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 17M | – | – |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | 38K | 514K | – |
| KEEN VISION ACQUISITION CORP | SHS | 5M | 514K | – |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | 4K | 169K | – |
| KERNEL GROUP HOLDINGS INC | *W EXP 99/99/999 | 8K | 63K | – |
| KLDISCOVERY INC | *W EXP 19/12/202 | 3K | 1M | – |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 18M | – | – |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 01/14/202 | 706 | 20K | – |
| LANZATECH GLOBAL INC | *W EXP 01/01/202 | 45K | 235K | – |
| LCI INDS | NOTE 1.125% 5/1 | 24M | – | – |
| LEAFLY HOLDINGS INC | *W EXP 02/04/202 | 5K | 287K | – |
| LEDDARTECH HLDGS INC | *W EXP 12/21/202 | 900 | 33K | – |
| LEGATO MERGER CORP III | *W EXP 05/08/203 | 3K | 20K | – |
| LEGATO MERGER CORP III | ORD SHS | 405K | 40K | – |
| LEMONADE INC | *W EXP 02/09/202 | 904 | 50K | – |
| LIBERTY MEDIA CORP | NOTE 2.750% 12/0 | 124M | – | – |
| LIFEZONE METALS LIMITED | *W EXP 07/05/202 | 23K | 50K | – |
| LILIUM N V | *W EXP 09/14/202 | 3K | 42K | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 16M | – | – |
| LIVENT CORP | NOTE 4.125% 7/1 | 27M | – | – |
| LIVEPERSON INC | NOTE 12/1 | 19M | – | – |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 31K | 161K | – |
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 105M | – | – |
| LOTUS TECHNOLOGY INC | *W EXP 02/22/202 | 13K | 33K | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 82M | – | – |
| LYFT INC | NOTE 1.500% 5/1 | 33M | – | – |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 51M | – | – |
| MANNKIND CORP | NOTE 2.500% 3/0 | 46M | – | – |
| MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 561 | 28K | – |
| MESA LABS INC | NOTE 1.375% 8/1 | 10M | – | – |
| MITEK SYS INC | NOTE 0.750% 2/0 | 17M | – | – |
| MONEYLION INC | *W EXP 09/22/202 | 14K | 142K | – |
| MONGODB INC | NOTE 0.250% 1/1 | 71M | – | – |
| MORINGA ACQUISITION CORP | *W EXP 02/22/202 | 4K | 50K | – |
| MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | 8K | 88K | – |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | 5K | 50K | – |
| NABORS ENERGY TRANSITION COR | CL A | 1M | 100K | – |
| NATERA INC | NOTE 2.250% 5/0 | 127M | – | – |
| NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 30M | – | – |
| NEOGENOMICS INC | NOTE 0.250% 1/1 | 26M | – | – |
| NEOGENOMICS INC | NOTE 1.250% 5/0 | 42M | – | – |
| NICE LTD | NOTE 9/1 | 13M | – | – |
| NIOCORP DEVS LTD | *W EXP 03/17/202 | 8K | 33K | – |
| NOVA LTD | NOTE 10/1 | 31M | – | – |
| NOVOCURE LTD | NOTE 11/0 | 90M | – | – |
| NUVASIVE INC | NOTE 0.375% 3/1 | 108M | – | – |
| NVNI GROUP LIMITED | *W EXP 11/01/202 | 4K | 250K | – |
| NWTN INC | *W EXP 12/31/202 | 16K | 200K | – |
| OAK WOODS ACQUISITION CORP | *W EXP 99/99/999 | 2K | 75K | – |
| OAK WOODS ACQUISITION CORP | CL A | 816K | 75K | – |
| OAK WOODS ACQUISITION CORP | RIGHT 03/23/2028 | 19K | 75K | – |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 5K | 50K | – |
| OKTA INC | NOTE 0.375% 6/1 | 35M | – | – |
| OMNICELL COM | NOTE 0.250% 9/1 | 103M | – | – |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 9K | 101K | – |
| PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 18M | – | – |
| PAGAYA TECHNOLOGIES LTD | *W EXP 99/99/999 | 8K | 67K | – |
| PAGERDUTY INC | NOTE 1.250% 7/0 | 18M | – | – |
| PALLADYNE AI CORP | *W EXP 09/24/202 | 747 | 25K | – |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 4K | 125K | – |
| PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 31M | – | – |
| PAR TECHNOLOGY CORP | NOTE 2.875% 4/1 | 54M | – | – |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | 2K | 38K | – |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 6K | 100K | – |
| PERCEPTIVE CAP SOLUTIONS COR | CL A ORD SHS | 1M | 100K | – |
| PERFECT CORP | *W EXP 99/99/999 | 4K | 50K | – |
| PLUM ACQUISITION CORP I | *W EXP 03/18/202 | 2K | 20K | – |
| PROCAPS GROUP SA | *W EXP 09/29/202 | 15K | 400K | – |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 53K | 619K | – |
| PROS HOLDINGS INC | NOTE 2.250% 9/1 | 58M | – | – |
| PSYENCE BIOMEDICAL LTD | *W EXP 01/25/202 | 2K | 150K | – |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | 8K | 150K | – |
| Q2 HLDGS INC | NOTE 0.125%11/1 | 23M | – | – |
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 50M | – | – |
| RAPID7 INC | NOTE 2.250% 5/0 | 3M | – | – |
| RAPID7 INC | NOTE 0.250% 3/1 | 63M | – | – |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | 64K | 117K | – |
| RESERVOIR MEDIA INC | *W EXP 08/26/202 | 38K | 25K | – |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | 62K | 225K | – |
| RIGEL RESOURCE ACQ CORP | CL A ORD SHS | 5M | 450K | – |
| RINGCENTRAL INC | NOTE 3/0 | 47M | – | – |
| RINGCENTRAL INC | NOTE 3/1 | 110M | – | – |
| ROADZEN INC | *W EXP 11/30/202 | 2K | 50K | – |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 81M | – | – |
| SABLE OFFSHORE CORP | *W EXP 99/99/999 | 214K | 50K | – |
| SATELLOGIC INC | *W EXP 01/25/202 | 5K | 92K | – |
| SCHMID GROUP N.V. | *W EXP 04/30/202 | 208K | 463K | – |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 2K | 40K | – |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | 2K | 125K | – |
| SHAKE SHACK INC | NOTE 3/0 | 16M | – | – |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 904 | 238K | – |
| SHARECARE INC | *W EXP 07/01/202 | 6K | 81K | – |
| SHIFT4 PMTS INC | NOTE 12/1 | 83M | – | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 9M | – | – |
| SLAM CORP | *W EXP 99/99/999 | 16K | 63K | – |
| SNAP INC | NOTE 5/0 | 40M | – | – |
| SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 4M | – | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 25M | – | – |
| SPARK I ACQUISITION CORP | *W EXP 10/01/203 | 4K | 25K | – |
| SPARK I ACQUISITION CORP | ORD SHS | 518K | 50K | – |
| SPECTAIRE HLDGS INC | *W EXP 10/17/202 | 5K | 150K | – |
| SPECTRAL AI INC | *W EXP 99/99/999 | 12K | 67K | – |
| SPIRIT AIRLS INC | NOTE 1.000% 5/1 | 1M | – | – |
| SWVL HOLDINGS CORP | *W EXP 99/99/999 | 1K | 100K | – |
| SYSTEM1 INC | *W EXP 99/99/999 | 3K | 61K | – |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | 5K | 42K | – |
| TECHTARGET INC | NOTE 12/1 | 12M | – | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 69M | – | – |
| TEVOGEN BIO HLDGS INC | *W EXP 02/14/202 | 4K | 125K | – |
| TH INTERNATIONAL LIMITED | ORDINARY SHARES | 31K | 42K | – |
| THE ONCOLOGY INSTITUTE INC | *W EXP 99/99/999 | 658 | 25K | – |
| THUNDER BRDG CAP PRTNRS IV I | *W EXP 04/30/202 | 3K | 20K | – |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | 3K | 50K | – |
| TMC THE METALS COMPANY INC | *W EXP 09/09/202 | 11K | 68K | – |
| TMT ACQUISITION CORP | RIGHT 03/27/2028 | 17K | 50K | – |
| TMT ACQUISITION CORP | SHS | 549K | 50K | – |
| TOPGOLF CALLAWAY BRANDS CORP | NOTE 2.750% 5/0 | 19M | – | – |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | 6K | 38K | – |
| TPI COMPOSITES INC | NOTE 5.250% 3/1 | 1M | – | – |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 56M | – | – |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 4M | – | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 11M | – | – |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 46K | 75K | – |
| UNITED STATES STL CORP | NOTE 5.000%11/0 | 72M | – | – |
| UNITY SOFTWARE INC | NOTE 11/1 | 68M | – | – |
| UPWORK INC | NOTE 0.250% 8/1 | 20M | – | – |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 5K | 21K | – |
| VAIL RESORTS INC | NOTE 1/0 | 6M | – | – |
| VALENS SEMICONDUCTOR LTD | *W EXP 09/30/202 | 3K | 75K | – |
| VAREX IMAGING CORP | NOTE 4.000% 6/0 | 10M | – | – |
| VARONIS SYS INC | NOTE 1.250% 8/1 | 81M | – | – |
| VAST RENEWABLES LIMITED | *W EXP 07/01/202 | 20K | 150K | – |
| VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 27M | – | – |
| VEECO INSTRS INC DEL | NOTE 3.500% 1/1 | 26M | – | – |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 70M | – | – |
| VERITONE INC | NOTE 1.750%11/1 | 6M | – | – |
| VERTICAL AEROSPACE LTD | *W EXP 12/16/202 | 4K | 100K | – |
| VIAVI SOLUTIONS INC | NOTE 1.625% 3/1 | 77M | – | – |
| VICARIOUS SURGICAL INC | *W EXP 09/17/202 | 10K | 250K | – |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 16M | – | – |
| VOLATO GROUP INC | *W EXP 12/04/202 | 3K | 200K | – |
| WAG GROUP CO | *W EXP 07/30/202 | 85K | 990K | – |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 2K | 50K | – |
| WIX COM LTD | NOTE 8/1 | 48M | – | – |
| WOLFSPEED INC | NOTE 0.250% 2/1 | 611K | – | – |
| WOLFSPEED INC | NOTE 1.750% 5/0 | 2M | – | – |
| XBP EUROPE HOLDINGS INC | *W EXP 11/30/202 | 1K | 25K | – |
| ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | 1K | 33K | – |
| ZALATORIS II ACQUISITION COR | CLASS A ORD | 1M | 100K | – |
| ZAPATA COMPUTING HLDGS INC | *W EXP 02/14/202 | 4K | 100K | – |
| ZEO ENERGY CORP | *W EXP 03/13/202 | 15K | 250K | – |
| ZIFF DAVIS INC | NOTE 1.750%11/0 | 184M | – | – |
| ZOOMCAR HLDGS INC | *W EXP 05/31/202 | 3K | 200K | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 157M | – | – |