Hedge Fund Database

VISION2020 WEALTH MANAGEMENT CORP.

Adviser information for VISION2020 WEALTH MANAGEMENT CORP. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Selection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71541
SEC ERA File Number 801-71541
SEC CIK Numbers 1681113
SEC CRD Numbers 154149
Legal Entity Identifier None

Principal Office

20 E. THOMAS ROAD
SUITE 2000
PHOENIX
AZ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 800-552-3319, Fax: None

Chief Compliance Officer

IRYNA NORTHRIP
CHIEF COMPLIANCE OFFICER--IA
20 E THOMAS ROAD
SUITE 2000
PHOENIX
AZ
United States
Tel: 913-231-3143
(Full email address available in API data)

Regulatory Contact

MARY WIDMAYER
COMPLIANCE OFFICER - IA
877 EXECUTIVE CENTER DRIVE WEST
300
ST PETERSBURG
FL
United States
Tel: 212-551-5105
(Full email address available in API data)

Industry Affiliates

AMERICAN PORTFOLIOS ADVISORS, INC Other investment adviser, including financial planners
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ARBOR POINT ADVISORS Other investment adviser, including financial planners
BLACK DIAMOND FINANCIAL, LLC Other investment adviser, including financial planners
HIGHLAND CAPITAL BROKERAGE Insurance company or agency
LADENBURG THALMANN & CO. INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
LADENBURG THALMANN ALTERNATIVE INC. Other investment adviser, including financial planners
LADENBURG THALMANN ASSET MANAGEMENT INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OSAIC INSTITUTIONS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
OSAIC SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
OSAIC WEALTH, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
PREMIER TRUST, INC. Trust company
SECURITIES AMERICA ADVISORS, INC. Other investment adviser, including financial plannersInsurance company or agencyPension consultant
SECURITIES AMERICA, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
SECURITIES SERVICE NETWORK, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TRIAD ADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
TRIAD HYBRID SOLUTIONS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
OSAIC, INC. Domestic Entity – SHAREHOLDER 05/2010 > 75%
OSAIC HOLDINGS, INC. Domestic Entity OSAIC, INC. SHAREHOLDER 05/2016 > 75%
PRICE, JAMES, DALE Individual – CHAIRMAN, DIRECTOR 11/2016 < 5%
SCHLUETER, MATTHEW, ADAM Individual – CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR 03/2019 < 5%
AG PARENT CORPORATION Domestic Entity OSAIC HOLDINGS, INC. SHAREHOLDER 08/2019 > 75%
AG INTERMEDIATE CORPORATION Domestic Entity OSAIC FINANCIAL SERVICES, INC. SHAREHOLDER 08/2019 > 75%
AG ARTEMIS HOLDINGS, L.P. Domestic Entity AG INTERMEDIATE CORPORATION SHAREHOLDER 08/2019 > 75%
RCP ARTEMIS CO-INVEST, L.P. Domestic Entity AG ARTEMIS HOLDINGS, L.P. SHAREHOLDER 08/2019 50-75%
RCP ARTEMIS CO-INVEST GP LLC Domestic Entity RCP ARTEMIS CO-INVEST, L.P. GENERAL PARTNER 05/2019
AG ARTEMIS HOLDINGS GP, LLC Domestic Entity AG ARTEMIS HOLDINGS, L.P. GENERAL PARTNER 05/2019
RCP OPP FUND II GP, LP Domestic Entity RCP ARTEMIS CO-INVEST GP LLC LIMITED PARTNER 01/2018 > 75%
RCP GENPAR LP Domestic Entity RCP OPP FUND II GP, LP LIMITED PARTNER 01/2018 > 75%
BERLINSKI, MILTON, RALPH Individual RCP GENPAR LP GENERAL PARTNER 02/2014
RCP GENPAR HOLDCO LLC Domestic Entity RCP GENPAR LP LIMITED PARTNER 08/2014 > 75%
MRB ICBC LLC Domestic Entity RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
THE BERLINSKI FAMILY 2006 TRUST Domestic Entity MRB ICBC LLC MEMBER 08/2014 > 75%
BERLINSKI, MILTON, RALPH Individual RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
BERLINSKI, MILTON, RALPH Individual MRB ICBC LLC INVESTMENT MANAGER 08/2014
BERLINSKI, MILTON, RALPH Individual THE BERLINSKI FAMILY 2006 TRUST TRUSTEE 06/2006 25-50%
OSAIC FINANCIAL SERVICES, INC. Domestic Entity AG PARENT CORPORATION SHAREHOLDER 05/2020 > 75%
SCHMIDT, DAVID, ANDREW Individual – TREASURER 03/2021 < 5%
Northrip, Iryna, Yakovlevna Individual – SVP, CHIEF COMPLIANCE OFFICER 05/2022 < 5%
HODGE, TIMOTHY, ROBERT Individual – CHIEF OPERATIONS OFFICER 11/2023 < 5%

No. Employees, Historic

2,0001,00002019202020212022202320242025924 on 6/14/2019924 on 7/8/2019924 on 8/23/2019924 on 8/30/2019924 on 10/31/2019924 on 11/13/2019924 on 12/23/2019924 on 3/13/2020924 on 3/17/2020980 on 3/30/2020980 on 6/15/2020980 on 6/26/2020980 on 6/26/2020980 on 8/14/2020980 on 9/25/2020980 on 10/16/2020980 on 12/18/20201729 on 3/30/20211729 on 4/22/20211729 on 5/14/20211729 on 6/28/20211729 on 7/20/20211925 on 3/31/20221925 on 5/5/20221925 on 6/22/20221925 on 6/28/20221925 on 10/31/20221925 on 11/28/20221629 on 3/31/20231629 on 6/27/20231629 on 6/27/20231629 on 7/21/20231629 on 9/18/20231629 on 12/21/20231629 on 1/19/20241629 on 2/8/20240 on 3/28/2024

RAUM, Historic

30B15B0201920202021202220235630578631 on 6/14/20195630578631 on 7/8/20195630578631 on 8/23/20195630578631 on 8/30/20195630578631 on 10/31/20195630578631 on 11/13/20195630578631 on 12/23/20195630578631 on 3/13/20205630578631 on 3/17/20209063502468 on 3/30/20209063502468 on 6/15/20209063502468 on 6/26/20209063502468 on 6/26/20209063502468 on 8/14/20209063502468 on 9/25/20209063502468 on 10/16/20209063502468 on 12/18/202014228080209 on 3/30/202114228080209 on 4/22/202114228080209 on 5/14/202114228080209 on 6/28/202114228080209 on 7/20/202121118915717 on 3/31/202221118915717 on 5/5/202221118915717 on 6/22/202221118915717 on 6/28/202221118915717 on 10/31/202221118915717 on 11/28/2022

No. Clients, Historic

100,00050,0000201920202021202220232024202541149 on 6/14/201941149 on 7/8/201941149 on 8/23/201941149 on 8/30/201941149 on 10/31/201941149 on 11/13/201941149 on 12/23/201941149 on 3/13/202041149 on 3/17/202055911 on 3/30/202055911 on 6/15/202055911 on 6/26/202055911 on 6/26/202055911 on 8/14/202055911 on 9/25/202055911 on 10/16/202055911 on 12/18/202075104 on 3/30/202175104 on 4/22/202175104 on 5/14/202175104 on 6/28/202175104 on 7/20/202197278 on 3/31/202297278 on 5/5/202297278 on 6/22/202297278 on 6/28/202297278 on 10/31/202297278 on 11/28/20220 on 3/31/20230 on 6/27/20230 on 6/27/20230 on 7/21/20230 on 9/18/20230 on 12/21/20230 on 1/19/20240 on 2/8/20240 on 3/28/2024