MOELIS CAPITAL PARTNERS LLC
Adviser information for MOELIS CAPITAL PARTNERS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $219.7M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $219.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $219.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71596 |
|---|---|
| SEC ERA File Number | 801-71596 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154219 |
| Legal Entity Identifier | None |
Principal Office
220 E. 42ND STREET36TH FL
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 917-719-5700, Fax: None
Websites
Chief Compliance Officer
OSAMU WATANABE
GENERAL COUNSEL
399 PARK AVENUE
5TH FLOOR
NEW YORK
NY
United States
Tel:
212-883-3800
Fax:
212-880-4260
O*************@*********M
(Full email address available in API data)
Regulatory Contact
MARIE BOBER
CCO & COUNSEL OF MOELIS ASSET MANAGEMENT
220 E. 42ND ST
36TH FL
NEW YORK
NY
United States
Tel:
917-719-5775
M**********@***********M
(Full email address available in API data)
Industry Affiliates
| ARCHEAN CAPITAL PARTNERS II, L.L.C. | Other investment adviser, including financial planners |
| CROSSBEAM VENTURE PARTNERS LLC | Other investment adviser, including financial planners |
| FREEPORT FINANCIAL PARTNERS LLC | Other investment adviser, including financial planners |
| MOELIS & COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOELIS ASSET CATALYST PARTNERS | Other investment adviser, including financial planners |
| STEELE CREEK INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCP CO-INVEST (WIN), LP | Private Equity Fund | $12.7M | $0.0M | 7 |
| MCP I (HAWTHORNE) HOLDINGS, LP | Private Equity Fund | $0.7M | $0.0M | 10 |
| MCP I (HAWTHORNE), LP | Private Equity Fund | $0.1M | $0.0M | 32 |
| MCP OPPORTUNITY FUND AIV HOLDINGS I-B, LP | Private Equity Fund | $6.5M | $0.0M | 4 |
| MCP OPPORTUNITY FUND AIV I-B, LP | Private Equity Fund | $31.0M | $0.0M | 23 |
| MOELIS CAPITAL PARTNERS OPPORTUNITY FUND I-A, LP | Private Equity Fund | $11.0M | $0.0M | 61 |
| MOELIS CAPITAL PARTNERS OPPORTUNITY FUND I-B-A, LP | Private Equity Fund | $6.7M | $0.0M | 32 |
| MOELIS CAPITAL PARTNERS OPPORTUNITY FUND I-B, LP | Private Equity Fund | $9.3M | $0.0M | 26 |
| MOELIS CAPITAL PARTNERS OPPORTUNITY FUND I, LP | Private Equity Fund | $147.9M | $0.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOELIS, KENNETH, DAVID | Individual | – | CEO | 06/2007 | < 5% |
| MOELIS ASSET MANAGEMENT LP | Domestic Entity | – | MEMBER | 06/2007 | > 75% |
| MOELIS, KENNETH, DAVID | Individual | MAM MANAGER LLC | MEMBER | 01/2019 | > 75% |
| WATANABE, OSAMU, RICHARD | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |
| MOELIS ASSET MANAGEMENT LP | Domestic Entity | MOELIS CAPITAL PARTNERS LLC | MANAGING MEMBER | 06/2007 | |
| RYAN, CHRISTOPHER, REGIS | Individual | – | MANAGING DIRECTOR | 06/2016 | < 5% |
| MAM MANAGER LLC | Domestic Entity | MOELIS ASSET MANAGEMENT LP | GENERAL PARTNER | 01/2019 | |
| MOELIS, KENNETH, DAVID | Individual | MOELIS ASSET MANAGEMENT LP | MEMBER | 06/2007 | 25-50% |