QUAD-CITIES INVESTMENT GROUP, LLC
Adviser information for QUAD-CITIES INVESTMENT GROUP, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,372 | $319.0M |
| Non-Discretionary | 29 | $14.4M |
| Total | 1,401 | $333.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 445 | $78.1M |
| HNW Individuals | 99 | $191.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $19.7M |
| Charitable organizations | 6 | $7.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $36.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
5177 UTICA RIDGE ROADDAVENPORT
IA
United States
Monday - Friday, 8:00AM - 4:30PM
Tel: 563-484-5000, Fax: 563-449-5651
Websites
www.linkedin.com/in/christinemcelvania/
www.linkedin.com/in/lauraswift/
www.linkedin.com/in/markgrywacheski/
www.facebook.com/quadcitiesinvestmentgroup
www.linkedin.com/company/quad-cities-investment-group
www.twitter.com/stoltenbergqcig
www.quadcitiesinvestmentgroup.com
www.linkedin.com/in/scottstoltenberg/
www.linkedin.com/in/jeremy-hauer-387b5619/
www.linkedin.com/in/amy-kolner-a91a7482/
www.linkedin.com/in/daveborcherding/
www.linkedin.com/in/jennydelapaz/
www.linkedin.com/in/amy-kramer-b6a88227/
Chief Compliance Officer
CHRISTINE MCELVANIA
PARTNER
5177 UTICA RIDGE RD
DAVENPORT
IA
United States
Tel:
563-484-5000
Fax:
563-449-5651
C*********@*********M
(Full email address available in API data)
Regulatory Contact
SCOTT STOLTENBERG
FOUNDING PARTNER
5177 UTICA RIDGE RD
DAVENPORT
IA
United States
Tel:
563-484-5000
Fax:
563-449-5651
S***********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWIFT, LAURA, ANN | Individual | LAURA A. SWIFT TRUST | TRUSTEE | 01/2020 | |
| MCELVANIA, CHRISTINE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER & MEMBER | 04/2022 | 10-25% |
| SCOTT L. STOLTENBERG TRUST | Domestic Entity | – | MEMBER | 01/2020 | 25-50% |
| STOLTENBERG, SCOTT, LEE | Individual | SCOTT L. STOLTENBERG TRUST | TRUSTEE | 01/2020 | |
| LAURA A. SWIFT TRUST | Domestic Entity | – | MEMBER | 01/2020 | 25-50% |
| DELAPAZ, JENNIFER, MARIE | Individual | – | MEMBER | 09/2021 | 10-25% |
| MARK M GRYWACHESKI REVOCABLE TRUST | Domestic Entity | – | MEMBER | 03/2023 | 10-25% |
| GRYWACHESKI, MARK, MARION | Individual | MARK M GRYWACHESKI REVOCABLE TRUST | TRUSTEE | 02/2022 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 704K | 4K | – |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 137K | 36K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 98K | 12K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 322K | 1K | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 467K | 22K | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 931K | 89K | – |
| ALLIANT ENERGY CORP | COM | 297K | 6K | – |
| ALPHABET INC | CAP STK CL A | 761K | 4K | – |
| ALPHABET INC | CAP STK CL C | 776K | 4K | – |
| AMAZON COM INC | COM | 5M | 27K | – |
| AMERICAN TOWER CORP NEW | COM | 315K | 2K | – |
| APPLE INC | COM | 14M | 67K | – |
| ARES CAPITAL CORP | COM | 649K | 31K | – |
| AXON ENTERPRISE INC | COM | 515K | 2K | – |
| BANK AMERICA CORP | COM | 213K | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 205K | 503 | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 91K | 11K | – |
| BLACKSTONE INC | COM | 662K | 5K | – |
| BOEING CO | COM | 341K | 2K | – |
| BROADCOM INC | COM | 1M | 783 | – |
| CALAMOS DYNAMIC CONV & INCOM | COM | 330K | 15K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 575K | 34K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 950K | 12K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CENTRAL SECS CORP | COM | 291K | 7K | – |
| CHEVRON CORP NEW | COM | 215K | 1K | – |
| CINTAS CORP | COM | 503K | 719 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 184K | 12K | – |
| COHEN & STEERS INFRASTRUCTUR | COM | 481K | 21K | – |
| COHEN & STEERS QUALITY INCOM | COM | 2M | 179K | – |
| COLUMBIA BKG SYS INC | COM | 658K | 33K | – |
| CUMMINS INC | COM | 273K | 986 | – |
| DEERE & CO | COM | 2M | 7K | – |
| DELL TECHNOLOGIES INC | CL C | 603K | 4K | – |
| DIAGEO PLC | SPON ADR NEW | 233K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 541K | 3K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 480K | 18K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 1M | 56K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 3M | 116K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 873K | 33K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 261K | 11K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 3M | 93K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 2M | 52K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 358K | 11K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 445K | 11K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 729K | 12K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 2M | 61K | – |
| DUKE ENERGY CORP NEW | COM NEW | 360K | 4K | – |
| EATON VANCE LTD DURATION INC | COM | 300K | 31K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 84K | 10K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 94K | 11K | – |
| ELI LILLY & CO | COM | 342K | 378 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 851K | 29K | – |
| EOG RES INC | COM | 228K | 2K | – |
| EXXON MOBIL CORP | COM | 1M | 11K | – |
| FERRARI N V | COM | 421K | 1K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 2M | 48K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 7M | 426K | – |
| FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 2M | 42K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 461K | 19K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 245K | 3K | – |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 365K | 5K | – |
| FIRST TR EXCHANGE TRADED FD | INDXX NAT RE ETF | 899K | 69K | – |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 756K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | BUYWRIT INCM ETF | 721K | 32K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 2M | 25K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 613K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 1M | 18K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2M | 30K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 2M | 58K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 335K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 676K | 29K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 230K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 216K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 773K | 25K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 2M | 10K | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 336K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 1M | 20K | – |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 1M | 22K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 354K | 11K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 825K | 29K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 344K | 14K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 336K | 10K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 332K | 10K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 240K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 325K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | VEST BUFFERED | 370K | 17K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 2M | 51K | – |
| FIRST TR MULTI CP VAL ALPHA | SHS ISSUED FRST | 676K | 9K | – |
| FLEXSHARES TR | HIG YLD VL ETF | 425K | 11K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 773K | 19K | – |
| FORD MTR CO DEL | COM | 162K | 13K | – |
| FREEPORT-MCMORAN INC | CL B | 489K | 10K | – |
| GABELLI DIVID & INCOME TR | COM | 260K | 11K | – |
| GABELLI EQUITY TR INC | COM | 132K | 25K | – |
| GOLDMAN SACHS GROUP INC | COM | 215K | 476 | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 337K | 23K | – |
| HARTFORD FDS EXCHANGE TRADED | AAA CLO ETF | 273K | 7K | – |
| HOME DEPOT INC | COM | 633K | 2K | – |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2027 | 259K | 12K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 393K | 17K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 428K | 19K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 | 431K | 19K | – |
| INVESCO EXCHANGE TRADED FD T | BLOOMBERG ANALYS | 204K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 6M | 38K | – |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 9K | – |
| ISHARES INC | CORE MSCI EMKT | 241K | 5K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 203K | 2K | – |
| ISHARES TR | CONV BD ETF | 771K | 10K | – |
| ISHARES TR | CORE 1 5 YR USD | 788K | 17K | – |
| ISHARES TR | CORE DIV GRWTH | 5M | 90K | – |
| ISHARES TR | CORE INTL AGGR | 3M | 50K | – |
| ISHARES TR | CORE MSCI EAFE | 602K | 8K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 75K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 31K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 20K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 10K | – |
| ISHARES TR | CORE TOTAL USD | 209K | 5K | – |
| ISHARES TR | CRE U S REIT ETF | 358K | 7K | – |
| ISHARES TR | IBONDS 2026 TERM | 324K | 14K | – |
| ISHARES TR | IBONDS 24 TRM HG | 434K | 19K | – |
| ISHARES TR | IBONDS 25 TRM HG | 267K | 11K | – |
| ISHARES TR | JPMORGAN USD EMG | 235K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 2M | 36K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 264K | 5K | – |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 484K | 10K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 5M | 102K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 452K | 8K | – |
| JOHN HANCOCK EXCHANGE TRADED | PREFERRED INCOME | 384K | 17K | – |
| JOHNSON & JOHNSON | COM | 426K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 279K | 1K | – |
| KINDER MORGAN INC DEL | COM | 696K | 35K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 226K | 33K | – |
| LOCKHEED MARTIN CORP | COM | 726K | 2K | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 3M | 106K | – |
| MCKESSON CORP | COM | 307K | 526 | – |
| MERCK & CO INC | COM | 334K | 3K | – |
| META PLATFORMS INC | CL A | 685K | 1K | – |
| MICROSOFT CORP | COM | 5M | 11K | – |
| MORGAN STANLEY EMKT DBT FD I | COM | 216K | 29K | – |
| NETFLIX INC | COM | 319K | 472 | – |
| NOVARTIS AG | SPONSORED ADR | 335K | 3K | – |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 168K | 30K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 153K | 13K | – |
| NVIDIA CORPORATION | COM | 3M | 22K | – |
| ONEOK INC NEW | COM | 767K | 9K | – |
| ORGANON & CO | COMMON STOCK | 228K | 11K | – |
| PACER FDS TR | US CASH COWS 100 | 325K | 6K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PROCTER AND GAMBLE CO | COM | 591K | 4K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 1M | 16K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 1M | 321K | – |
| RAYMOND JAMES FINL INC | COM | 372K | 3K | – |
| REALTY INCOME CORP | COM | 479K | 9K | – |
| REPUBLIC SVCS INC | COM | 214K | 1K | – |
| RLJ LODGING TR | CUM CONV PFD A | 282K | 11K | – |
| SIRIUS XM HOLDINGS INC | COM | 34K | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 370K | 680 | – |
| SPDR SER TR | BBG CONV SEC ETF | 256K | 4K | – |
| STRYKER CORPORATION | COM | 340K | 1K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 770K | 14K | – |
| TESLA INC | COM | 942K | 5K | – |
| UBER TECHNOLOGIES INC | COM | 863K | 12K | – |
| US BANCORP DEL | COM NEW | 822K | 21K | – |
| VALERO ENERGY CORP | COM | 749K | 5K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 233K | 5K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 265K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 376K | 1K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 391K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 521K | 13K | – |
| VISA INC | COM CL A | 553K | 2K | – |
| VSEE HEALTH INC | *W EXP 99/99/999 | 26K | 121K | – |
| WALMART INC | COM | 2M | 31K | – |
| WELLS FARGO CO NEW | COM | 3M | 53K | – |
| WESTERN ASSET MUN HIGH INCOM | COM | 296K | 44K | – |
| ZOETIS INC | CL A | 487K | 3K | – |